Form FR Y14Q FR Y14Q Quarterly Regulatory Capital Instruments Form

FR Y-14Q Schedule C: Regulatory Capital Instruments Quarterly Schedule
Institution Name:
RSSD ID:
Date of Data Submission:
As of Date:

October 10, 2014

1

FR Y-14Q Schedule C.1—Regulatory Capital Instruments as of Quarter End
A

B

C

D

E

Revised
regulatory
General risk
CUSIP or unique
identifier
based capital capital rule (July
provided by BHC Instrument type rules treatment 2013) treatment

F

G

Cumulative / Notional amount
noncumulative
($Millions)

H
Amount
recognized in
regulatory
capital
($Millions)

I

Comments

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2
3
4
5
6
7
8
9
10
…

October 10, 2014

2

FR Y-14Q Schedule C.2—Regulatory Capital Instrument Repurchases/Redemptions During Quarter
A

B

C

D

E

Revised
regulatory
General risk
CUSIP or unique
based capital capital rule (July
identifier
provided by BHC Instrument type rules treatment 2013) treatment

F

G

H

I

Redemption
action

Date on which
action was
executed
(mm/dd/yyyy)

Notional
amount
transacted
($Millions)

Regulatory
capital amount
transacted
($Millions)

J
Notional
amount
remaining at
quarter end
($Millions)

K
Amount
recognized in
regulatory
capital remaining
at quarter end

L

Comments

1
2
3
4
5
6
7
8
9
10
…

October 10, 2014

3

FR Y-14Q Schedule C.3 – Regulatory Capital Instruments Issuances During Quarter
A

B

C

CUSIP or unique
identifier
provided by BHC

Instrument type

N

O

Issuer call

If callable,
optional call date
(mm/dd/yyyy)*

D

E
If conversion,
indicate CUSIP of
Is issuance result
original
of conversion?
instrument

F

G

H
Revised
General risk based regulatory capital
Date of issuance
capital rules
rule (July 2013)
(mm/dd/yyyy)*
treatment
treatment

I

J

Cumulative /
noncumulative

Notional amount
transacted
($Millions)

U

V

K
Regulatory
capital amount
transacted
($Millions)

L

M

If dated, date of
maturity
Perpetual / dated (mm/dd/yyyy)*

1
2
3
4
5
6
7
8
9
10
…
A

P

Q

Fixed / floating

Coupon /
dividend rate
(bps)

R

Index

S

T

Existence of step
up or other
Spread over index
incentive to
Convertible / non(bps)
redeem
convertible

If convertible,
mandatory or
optional
conversion?

W
If convertible,
specify
instrument type
into which it will
convert

X

Comments

1
2
3
4
5
6
7
8
9
10
…

October 10, 2014

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