Form FERC Form 1-F FERC Form 1-F Annual Report Of Nonmajor Public Utilities And Licensees

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No. 1902-0029
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FERC FORM NO. 1-F: ANNUAL REPORT
OF NONMAJOR PUBLIC UTILITIES AND
LICENSEES

This report is mandatory under the Federal Power Act, Sections 304(a), and 18 CFR
141.2. Failure to report may result in criminal fines, civil penalties and other sanctions
as provided by law. T he Federal Energy Regulatory Commission does not consider
this report to be of a confidential nature.

FERC FORM NO. 1-F (REV. 1-05)

TABLE OF CONTENTS
PART

TITLE

PAGE

Instructions................................................................................................................................................................... 2
Identification ............................................................................................................................................................... 3
Annual Report Corporate Officer Certification ..................................................................................................3a
Comparative Balance Sheet ...... ......................................................................................................................... 4-5
Statement of Income for the Year ....................................................................................................................... 6-8
Statement of Retained Earnings ............................................................................................................................. 9
Statement of Cash Flows…. ..............................................................................................................................10-11
Statement of Accumulated Comprehensive Income and Hedging Activities ....................................12(a)(b)
Notes to Financial Statements. . .......................................................................................................................13-14
Electric Plant in Service (Account 101, 102, 103 and 106) ……………………………………………………….15-16
Other Regulatory Assets ..... .................................................................................................................................... 17
Data on Officers and Directors ............................................................................................................................... 18
Accumulated Provision for Depreciation and Amortization of Utility Plant ..................................................... 19
Capital Stock Data .................................................................................................................................................... 19
Long-Term Debt Data ................................................................................................................................................ 19
Other Regulatory Liabilities ....................................................................................................................................... 20
Electric Sales Data for the Year ……………………………………………………………………..………………… 21
Electric Operation and Maintenance Expenses…………………………………………………. ………………….21
Sales for Resale ............................................................................................................................................................ 22
Purchased Power ........................................................................................................................................................ 23
Allowances .... ........................................................................................................................................................24-25
Purchases and Sales of Ancillary Services .............................................................................................................. 26
Monthly Transmission System Peak Load ............................................................................................................27-28
Transmission Service and Generation Interconnection Study Costs .…………………………..……..………… 29
Amounts Included in ISO/RTO Settlement Statements………………….…………………………..……….. ….…30
Transactions with Associated (Affiliated) Companies………………………………………………..………..…...31
Pumped Storage Generating Plant Statistics (Large Plants)………………………………………………..………..… 32
Energy Storage Operations (Large Plants)……………………………………………………………………….…...….33
Energy Storage Operations (Small Plants)……………………………………………………………………….…...….34
Footnote Data………………………………………………………………………………………………………..……. 35

I
II
III
IV
V
VI
VII
VIII
IX
X
XI
XII
XIII
XIV
XV
XVI
XVII
XVIII
XIX
XX
XXI
XXII
XXIII
XXIV
XXVI
XXVII
XXVIII
XXIX
XXX

SUBSTITUTE PAGES FOR NONMAJOR RESPONDENTS USING ACCOUNTS
DESIGNATED FOR MAJOR CLASSIFICATION (Part 101)
III
IV
V
XII
XVI I
XVIII

Comparative Balance Sheet (110-113)
Statement of Income for the Year (114-117)
Statement of Retained Earnings for the Year (118-119)
Accumulated Provision for Depreciation of Electric Utility Plant (219)
Electric Operation and Maintenance Expenses (320-323)
Sales for Resale (310-311)

INSTRUCTIONS FOR FILING FERC Form No. 1-F
GENERAL INFORMATION
1.

Purpose

FERC Forms 1-F and 3-Q are designed to collect financial and
operational information from nonmajor public utilities and licensees
subject to the jurisdiction of the Federal Energy Regulatory
Commission
II.

Who Must Submit

Each Nonmajor Public Utility or Licensee, as classified in the Commission's Uniform System of Accounts Prescribed for Public Utilities

and Licensees Subject to the Provisions of the Federal
Power Act (18 CFR Part 101 (U.S. of A.) must submit FERC
Form 1-F (18 C.F.R. § 141.2) Filers required to submit FERC
Form 1-F must also submit FERC Form 3-Q (18 C.F.R. §
141.400).
Each Nonmajor public utility or licensee classified as Class C
or Class D prior to January 1, 1984, may continue to file only
the basic financial statements -Parts III, IV and V.
Nonmajor means having total annual sales of 10,000
megawatt-hours or more in the previous calendar year
and not classified as "Major."

FERC FORM NO. 1-F (REVISED12-12)

Page 1

INSTRUCTIONS FOR FILING FERC Form No. 1-F (Continued)
GENERAL INFORMATION (Continued)
III.

What and Where to Submit
(a) Submit an original and one (1) copy of this form to:
Office of the Secretary
Federal Energy Regulatory Commission
888 First Street, N E.
Washington, DC 2042
1.

For the CPA certification, submit with the original submission or
within 30 days after the filing date of FERC Form 1-F, a letter or
report (not applicable to respondents classified as Class C or
Class D prior to January 1, 1984):
1. Attesting to the conformity, in all material aspects, of the
below listed (schedules and) pages with the Commission's
applicable Uniform Systems of Accounts (including
applicable notes relating thereto and the Chief
Accountant's published accounting releases), and
(I I) Signed by independent certified public accountants or an
independent licensed public accountant, certified or
licensed by a regulatory authority of a State or other
political subdivision of the U.S. (See 18 C.F.R. §§ 41.10-41.12
for specific qualifications.)
Schedules
Comparative Balance Sheet
Statement of Income
Statement of Retained Earnings
Statement of Cash Flows
Notes to Financial Statements

The following format must be used for the CPA Certification Statement
for the letter or report unless unusual circumstances or conditions,
explained in the letter or report, demand that it be varied. Insert
parenthetical phrases only when exceptions are reported.
In connection with our regular examination of the financial
statements of
for the year ended on which we have
reported separately under date of
we have also reviewed
schedules of Form 1-F for the year filed with the Federal Energy
Regulatory Commission, for conformity in all material respects with the
requirements of the Federal Energy Regulatory Commission as set forth
in its applicable Uniform System of Accounts and published
accounting releases. Our review for this purpose included such tests of
the accounting records and such other auditing procedures as we
considered necessary in the circumstances.
Based on our review, in our opinion the accompanying schedules
identified in the preceding paragraph (except as noted below)
conform in all material respects with the accounting requirements of
the Federal Energy Regulatory Commission as set forth in its applicable
Uniform System of Accounts and published accounting releases.
The letter or report must state which, if any, of the pages above do not
conform to the Commission's requirements. Describe the discrepancies
that exist.

Federal, State and Local Governments and other authorized users may
obtain blank copies of the FERC Form 1-F free of charge from
http://www.ferc.gov/docs-filing/hard-fil.asp .
When to Submit
Submit FERC Form 1-F on or before April 18th of the year following the
calendar year covered by this report (18 C.F.R. § 141.2). Submit FERC
Form 3-Q within 70 days from the end of the reporting quarter (18 C.F.R.
§ 141.400).
Where to Send Comments on Public Reporting Burden
The public reporting burden for the FERC Form 1-F collection of
information is estimated to average 123 hours per response, including
the time for reviewing instructions, searching existing data sources,
gathering and maintaining the data needed, and completing and
reviewing the collection of information.
Send comments regarding the burden estimate or any aspect of the
information collection, including suggestions for reducing this burden, to
the Federal Energy Regulatory Commission, at
[email protected] or to 888 First Street, NE, Washington DC
20426 (Attention: CIO Information Clearance Officer); and to the Office
of Information and Regulatory Affairs, Office of Management and
Budget, Washington, DC 20503 (Attention: Desk Officer for the Federal
Energy Regulatory Commission). For security reasons, comments should
be sent by e-mail to OMB at [email protected].
You shall not be penalized for failure to respond to this collection of
information unless the collection of information displays a valid OMB
control number.
GENERAL INSTRUCTIONS
Report data as outlined in the U.S. of A. (18 C.F.R. Part 101) as designed
for "Nonmajor" electric utilities. If the "Major" designated accounts are
maintained, then the following schedules may be substituted:
Nonmajor Accounts
Part Number

Major Accounts Schedule
Page (FERC Form No. 1)

III
IV
V
XII
XVII
XVIII

110-113
114-117
118-119
219
320-323
310-311

Enter in whole dollars only.
Indicate negative amounts by enclosing the figures in parenthesis ( ),
except where otherwise noted (debit or credit).
Use Part XXII, Footnote Data, to footnote any entry made to parts
through XXIX.
Enter Not applicable whenever a particular part is not applicable.

Item No. Instruction
All

FERC FORM NO. 1-F (REVISED 3-07)

SPECIFIC INSTRUCTIONS

Refer to the form. All items are self-explanatory.

Page 2

PART I: IDENTIFICATION
01 Exact Legal name of Respondent

02 Year of Report

03 Previous Name and Date of Change (If name changed during year)
04 Address of Principal Business Office at End of Year (Street, City, State, Zip Code)

05 Name of Contact Person

06 Title of Contact Person

07 Address of Contact Person (Street, City, State, Zip Code)

08 Telephone of Contact Person, Including
Area Code

09 This Report is
(1)

G An Original

(2)

11 Name of Officer Having Custody of the Books of Account

G A Resubmission

10 Date of Report
(Mo, Da, Yr)

12 Title of Officer

13 Address of Officer Where Books of Account Are Kept (Street, City, State, Zip Code)

14 Name of State Where Respondent
Is Incorporated

15 Date of Incorporation
(Mo, Da, Yr)

16 If applicable, Reference to Law
Incorporated Under

17 Explanation of Manner and Extent of Corporate Control (If the respondent controls or is controlled by any other
corporation, business trust, or similar organization)

FERC FORM NO. 1-F (REVISED 1-05)

Page 3

PART II: ANNUAL REPORT CORPORATE OFFICER CERTIFICATION
The undersigned officer certifies that:
I have examined this report and to the best of my knowledge, information, and belief all statements of
fact contained in this report are correct statements of the business affairs of the respondent and the
financial statements and other financial information contained in this report, conform in all material
respects to the Uniform System of Accounts.

Line
No.

Name of Certifying Official

Signature

Title

Date

1
Title 18, U.S.C. 1001 makes it a crime for any person knowingly and willingly to make to any Agency
or Department of the United States any false, fictitious or fraudulent statements as to any matter
within its jurisdiction.

FERC FORM NO. 1-F (REVISED 1-05)

Page 3a

Name of Respondent

Date of Report
(Mo, Da, Yr)

Year of Report

Balance at Beginning
of Year
(b)

Balance at End of
Year
(c)

This Report is:
(1) G An Original
(2) G A Resubmission

Dec 31, _____

PART III: COMPARATIVE BALANCE SHEET
Assets and Other Debits
(a)
01

Utility plant (101 - 107, 114, 118)

02

Accumulated Provision for Depreciation and Amortization (110, 119)

03

NET UTILITY PLANT (Enter total of line 01 less 02)

04

Utility Plant Adjustments (116)

05

Gas Stored Underground - Noncurrent

06

Nonutility Property (121)

07

Less Accumulated Provision For Depreciation and Amortization Credit (122)

08

Noncurrent Portion of Allowances

09

Other Investments and Special Funds (124-129)

10

Current and Accrued Assets:

11

Cash and Working Funds (130)

12

Temporary Cash Investments (136)

13

Notes and Accounts Receivable (141, 142, 143, 145, 146)
(Report amounts applicable to associated companies in a footnote)

14

Accumulated provision for Uncollectible Accounts - Credit (144)

15

Plant Materials and Operating Supplies (154)

16

Allowances (158.1 and 158.2)

17

(Less) Noncurrent Portion of Allowances

18

Gas Stored (164.1, 164.2)

19

Prepayments (165)

20

Miscellaneous Current and Accrued Assets (174)

21

Derivative Instrument Assets (175)

22

Derivative Instruments Assets - Hedges (176)

23

TOTAL CURRENT AND ACCRUED ASSETS (Enter total of lines 11
thru 22)

24

Deferred Debits:

25

Unamortized Debt Expense (181)

26

Extraordinary Property Losses (182.1)

27

Unrecovered Plant and Regulatory Study Costs (182.2)

28

Other Regulatory Assets (182.3)

29

Miscellaneous Deferred Debits (186)

30

Deferred Losses from Disposition of Utility Plant (187)

31

Unamortized Loss on Reacquired Debt (189)

32

Accumulated Deferred Income Taxes (190)

33

Unrecovered Purchased Gas Costs (191)

34

TOTAL DEFERRED DEBITS (Enter total of Lies 25 thru 33)

35

TOTAL ASSETS AND OTHER DEBITS (Enter total lines 03 thru 09, 23
and 34)

FERC FORM NO. 1-F (ED 10-02)

Page 4

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART III: COMPARATIVE BALANCE SHEET (Continued)
Liabilities and Other Credits
(a)
01

Common Stock Issued (201)

02

Preferred Stock Issued (204)

03

Miscellaneous Paid-in Capital (211)

04

Installments Received on Capital Stock (212)

05

Discount on Capital Stock - Debit (213)

06

Capital Stock Expenses - Debit (214)

07

Retained Earnings (215-216)

08

Reacquired Capital Stock - Debit (217)

09

Noncorporate Proprietorship (218)

10

Accumulated Other Comprehensive Income (219)

11

TOTAL PROPRIETARY CAPITAL (Enter total of lines 01 thru 10)

12

Bonds (221)

13

Advances From Associated Companies (223)

14

Other Long-term Debt (Specify in footnote) (224)

15

Unamortized Premium on Long-term Debt (225)

16

Unamortized Discount on Long-term Debt - Debit (226)

17

TOTAL LONG-TERM DEBT (Enter total of lines 12 thru 16)

18

Other Noncurrent Liabilities:

19

Obligations Under Capital Leases - Noncurrent (227)

20

Accumulated Provision tor Property Insurance (228, 1)

21

Accumulated Provision for Injuries and Damages (228.2)

22

Accumulated Provision for Pensions and Benefits (228.3)

Balance at Beginning
of year
(b)

23

Accumulated Miscellaneous Operating Provisions (228.4)

24

Accumulated Provision for Rate Refunds (229)

25

Asset Retirement Obligations (230)

26

TOTAL OTHER NONCURRENT LIABILITIES (Enter Total of Lines 19 thru 25)

27

Current and Accrued Liabilities:

28

Notes and Accounts Payable (Report amounts applicable to associated companies in a
footnote) (231 to 234)

29

Customer Debits (235)

30

Taxes Accrued (236)

31

Interest Accrued (237)

32

Miscellaneous Current and Accrued Liabilities (242)

33

Obligations Under Capital Leases-Current (243)

34

Derivative Instrument Liabilities (244)

35

Derivative Instrument Liabilities - Hedges (245)

36

TOTAL CURRENT AND ACCRUED LIABILITIES (Enter total of lines 28 thru 35)

37

Deferred Credits:

38

Customer Advances for Construction (252)

39

Other Deferred Credits (253)

40

Other Regulatory Liabilities (254)

41

Accumulated Deferred Investment Tax Credits (255)

42

Deferred Gains from Disposition of Utility Plant (256)

43

Unamortized Gain on Reacquired Debt (257)

44

Accumulated Deferred Income Taxes (281-283)

45

TOTAL DEFERRED CREDITS (Enter total of lines 38 thru 44)

46

TOTAL LIABILITIES AND OTHER CREDITS (Enter total of lines 11, 17, 26, 36 and 45)

FERC FORM NO. 1-F (REVISED 12-03)

Page 5

Balance at End of
Year
(c)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART IV: STATEMENT OF INCOME FOR THE YEAR
1. Report amounts for accounts 412 and 413, Revenues and
expenses from Utility Plant Leased to Others, in the Other Utility
column (h, I or j, k) in a similar manner to a utility department.
Spread the amount(s) over lines 01 to 22 as appropriate. Include
these amounts in column (b) and (c) totals.
2. Report amounts for acc ount 414, Other Utility Operating
Income, in the same manner as accounts 412 and 413.
3. Provide an explanation in Part VII. Notes to Financial Statements, of such unsettled rate

proceedings where a contingency exists that refunds of a material
amount may need to be made to the utility's customers or which
may result in a material refund to the utility with respect to power
or gas purchases. State for each year affected the gross revenues
or costs to which the contingency relates and the tax effects;
include an explanation for the major factors which affect the rights
of the utility to retain such revenues or to recover amounts paid
with respect to power or gas purchases.

Account

Total (d to k)
Current Year

(a)
01

UTILITY OPERATING INCOME

02

Operating Revenues (400)

03

Operating Expenses:

04

Operating Expenses (401)

05

Maintenance Expense (402)

06

Depreciation Expense (403)

07

Depreciation Expense for Asset Retirement Costs (403.1)

08

Amortization Expense (Specify by account)

(b)

09
10

Regulatory Debits (407.3)

11

(Less) Regulatory Credits (407.4)

12

Taxes Other Than Income Taxes (408.1)

13

Federal Income Taxes (409.1)

14

Other Income Taxes (409. 1)

15

Provision For Deferred Income Taxes (410.1)

16

Provision For Deferred Income Taxes - Credit (411.1)

17

Investment Tax Credit Adjustments - Net (411.4)

18

Gains From Disposition of Utility Plant (411.6)

19

Losses From Disposition of Utility Plant (411.7)

20

Gains From Disposition of Allowances (411.8)

21

Losses From Disposition of Allowances (411.9)

22

Accretion Expense (411.10)

23

TOTAL UTILITY OPERATING EXPENSES
(Enter total of lines 04 thru 22)

24

Net Utility Operating Income
(Enter total of line 02 less 23)

FERC FORM NO. 1-F (REVISED 12-03)

Page 6

Change From
Previous
Year
(c)

Electric Utility
Current Year
(d)

Change From
previous
Year
(e)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART IV: STATEMENT OF INCOME FOR THE YEAR (Continued)
4. Prov ide an explanation in Part VII, Notes to Financial
Statements, of significant amounts of any refunds m ade or
received during the y ear resulting from settlement of any rate
proceeding affecting revenued received for costs incurred for
power or gas purchases and a summary of the adjustment made
to balance sheet, income, and expense accounts.
5. If any note appearin g in the report to stockholders are
applicable to the statement of income, either include such notein
an attachment, or enter such data in Part VII.

Gas Utility
Current Year
(f)

Change From
Previous Year
(g)

6. Provide an ex
planation in Part VII, Notes to Financial
Statements of only those changes in account methods made during
the year which had an effect on net income, including the basis of
allocations and apportionments from those used in the preceding
year. Also, give the approximate dollar effects of such changes.

Other Utility
Current Year
(h)

Change From
Previous Year
(i)

Other utility
Current
Year
(j)

Change From
Previous Year
(k)

Account

01
(400)

02
03

(401)

04

(402)

05

(403)

06

(403.1)

07
08
09

FERC FORM NO. 1-F (REVISED 12-03)

Page 7

(407.3)

10

(407.4

11

(408.1)

12

(409.1)

13

(409.1)

14

(410.1)

15

(411.1)

16

(411.4)

17

(411.6)

18

(411.7)

19

(411.8)

20

(411.9)

21

(411.10)

22

TOTAL

23

NET

24

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART IV: STATEMENT OF INCOME FOR THE YEAR (Continued)
Account

Total
Current Year
(b)

(a)
24

Net Utility Operating Income (Carrier Forward from line 24, page 6)

25

OTHER INCOME AND DEDUCTIONS

26

Other Income:

27

Nonutility Operating Income (415-418)

28

Interest and Dividend Income (419)

29

Allowance for Other Funds Used During Construction (419.1)

30

Miscellaneous Nonoperating Income (421)

31

Gain on Disposition of Property (421.1)

32

TOTAL OTHER INCOME (Enter Total of lines 27 thru 31)

33

Other Income Deductions:

34

Loss on Disposition of Property (421.2)

35

Miscellaneous Amortization (425)

36

Miscellaneous Income Deductions (426.1 - 426.5)

37
38

TOTAL OTHER INCOME DEDUCTIONS (Enter total of lines 34 thru 36)
Taxes Applicable to Other Income and Deductions:

39

Taxes Other than Income Taxes: (408.2)

40

Federal Income Taxes (409.2)

41

Other Income Taxes (409.2)

42

Provision for Deferred Income Taxes (410.2)

43

Provision for Deferred Income (411.2)

44

Investment Tax Credit Adjustments - Net (411.5)

45

Investment Tax Credits (420)

46

TOTAL TAXES APPLICABLE TO OTHER INCOME AND DEDUCTIONS
(Enter total of lines 39 thru 45)

47

Net Other Income and Deductions (Enter total of line 32 less 37 and 46)

48

INTEREST CHARGES

49

Interest on Long-term Debt (427)

50

Amortization of Debt Discount and Expense (428)

51

Amortization of Loss on Reacquired Debt (428.1)

52

Amortization of Premium on Debt - Credit (429)

53

Amortization of Gain on Reacquired Debt - Credit (429. 1)

54

Interest on Debt to Associated Companies (430)

55

Other Interest Expense (431)

56

Allowance For Borrowed Funds Used During Construction - Credit (432)

57

Net Interest Charge (Enter total of lines 49 thru 56)

58

Income Before Extraordinary Items (Enter total of lines 24 and 47, less 57)

59

EXTRAORDINARY ITEMS

60

Extraordinary Income (434)

61

(Less) Extraordinary Deductions (435)

62

Net Extraordinary Items (Enter total of line 60 less 61)

63

Income Taxes - (409.3)

64

Extraordinary Items After Taxes (Enter total of line 62 less 63)

65

Net Income (Enter total of lines 58 and 64)

FERC FORM NO. 1-F (REVISED 12-03)

Page 8

Change From
Previous Year
(c)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART V: STATEMENT OF RETAINED EARNINGS
1. Report on this part all changes in appropriated and
unappropriated retained earnings for the year.
2. Identify each credit and debit made during the year by
identifying the retained earnings account in which the credit and
debit is recorded (accounts 433,43&439 inclusive). Also, identify
the contra primary account affected. First list account 439,
Adjustments to Retained Earnings, reflecting adjustments to the
opening balance of retained earnings. Follow the adjustments
by credit then debit items, in that order.
3. Report dividends for each class and series of capital stock.
Show amounts of dividends per share.
4. Report separately in column (a) the state and federal income
tax effect of items shown in account 439, Adjustments to Retained Earnings.
Line
No.

5. Explain in a footnote, the basis for determining the amount reserved
or appropriated. I f such reserv ation or appropriation is to be
recurrent, state the number and annual amounts to be reserved or
appropriated as well as the totals eventually to be accumulated.
6. If any notes appearing in the report to stockholders are applicable
to this statement, eithe r include such notes in an attachment or
enter such data in Part Vii. Notes to Financial Statements.
7. Enter on line 20 the total amount set aside through appropriations
of retained earnings, as of the end of the year, in compliance with
the provisions of federally granted hydroelectric project licenses
held by the respondent. If any reductions or changes other than the
normal annual credits hereto hav e been made during the y ear,
explain such items in a footnote.
Contra Primary
Account Affected
(b)

Item
(a)
UNAPPROPRIATED RETAINED YEARS (216)

01

Balance Beginning of Year

02
03
04
05
06
07

Balance Transferred From Income (433)

08
09
10

Dividends Declared - Preferred Stock (437)

11
12

Dividends Declared - Common stock (438)

13
14

Balance End of Year (Enter total of lines 01 thru 13)
APPROPRIATED RETAINED EARNINGS (215) State below balance and purpose of each reserved
and appropriated retained earnings (amount) at end of year. Give accounting entries for any applications of retained earnings during the year.

15
16
17
18
19

TOTAL APPROPRIATED RETAINED YEARS Enter total of lines 15 thru 18)

20

TOTAL APPROPRIATED RETAINED YEARS - AMORTIZATION RESERVE, FEDERAL (215.1)

21

TOTAL APPROPRIATED RETAINED YEARS (215, 215.1) (Enter total of lines 19 and 20)

22

TOTAL APPROPRIATED RETAINED YEARS (215, 215.1, 216) (Enter total of lines 14 and 21)

FERC FORM NO. 1-F (ED 12-88)

Page 9

Amount
(c)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART VI: STATEMENT OF CASH FLOWS
1. If the notes to the cash flow statement in the respondents annual
stockholders report are applicable to this statement, such notes
should be attached t o page 12. Information about noncash
investing and financing activities should be provided on page 12.
Provide also on page 12 a reconciliation between "Cash and Cash
Equivalents at End of Year" with related amounts on the balance
sheet.

3. Operating Activities-Other: Include gains and losses pertaining to
operating activities only. Gains and losses pertaining to investing
and financing activities should bereported in those activities. Show
on page 12 the amounts of intere
st paid (net of amou nts
capitalized) and income taxes paid.

2. Under "Other" specify significant amounts and group others.
Line
No
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45

Description (See Instructions for Explanation of Codes)
Net Cash Flow from Operating Activities:
Net Income (Line65(b) on page 8)
Noncash Charges credits) to Income:
Depreciation and Depletion
Amortization of (Specify)

(a)

Deferred Income Taxes (Net) In
Investment Tax Credit Adjustments (Net)
Net (increase) Decrease in Receivables
Net (Increase) Decrease in Inventory
Net (Increase) Decrease in Allowances Inventory
Net increase (Decrease) in Payables and Accrued Expenses
Net (Increase) Decrease in Other Regulatory Assets
Net Increase (Decrease) in Other Regulatory Liabilities
(Less) Allowance for Other Funds Used During Construction
(Less) Undistributed Earnings for Subsidiary Companies
Other:

Net Cash Provided by (Used in) Operating Activities (Total of lines 2 thru 21)
Cash Flows from Investment Activities:
Construction and Acquisition of Plant (Including land):
Gross Additions to Utility Plant (less nuclear fuel
Gross Additions to Nuclear Fuel
Gross Additions to Common Utility Plant
Gross Addition to Nonutility Plant
(Less) Allowance for Other Funds Used During Construction
Other:

Cash Outflows for Plant (Total I of lines 26 thru 33)
Acquisition of Other Noncurrent Assets (d)
Proceeds from Disposal of Noncurrent Assets (d)
Investments in and Advances to Assoc. and Subsidiary Companies
Contributions and Advances from Assoc. And Subsidiary Companies
Disposition of Investments in (and Advances to)
Associated and Subsidiary Companies
Purchase of Investment Securities (a)
Proceeds from Sales of Investment Securities (a)

FERC FORM NO. 1-F (ED. 1-05)

Page 10

Current Year
Amount
(b)

Previous Year
Amount
(c)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART VI: STATEMENT OF CASH FLOWS (Continued)
4. Investing Activities
Include at Other (line 31) net
cash outflow to acquire other
companies. Provide a reconcili ation of assets acquired w ith
liabilities assumed on page 12.
Do not include on this statement the dollar amount of leases
capitalized per USofA General In struction 20; instead provide a
reconciliation of the dollar amount of leases capitalized with the
plant cost on page 12.
Line
No.
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90

5. Codes used:
(a) Net proceeds or payments.
(b) Bonds, debentures and other long-term debt.
(c) Include commercial paper.
(d) Identify separately such items as investments, fixed assets,
intangibles, etc.
6. Enter on page 12 clarifications and explanations.

Description (See Instructions No. 5 for Explanation of Codes)
(a)
Loans Made or Purchased
Collections on Loans
Net (increase) Decrease in Receivables
Net (increase) Decrease in Inventory
Net (increase) Decrease in Allowances Held for Speculation
Net Increase (Decrease) in Payables and Accrued Expenses
Other:

Net Cash Provide by (Used in) Investing Activities
(Total of lines 34 thru 55)
Cash Flows from Financing Activities:
Proceeds from Issuance of:
Long-Term Debt (b)
Preferred Stock
Common Stock
Other:
Net Increase in Short-Term Debt (c)
Other:

Cash Provided by Outside Sources (Total of lines 61 thru 69)
Payments for Retirement of:
Long-term Debt (b)
Preferred Stock
Common Stock
Other:
Net Decrease in Short-Term Debt (c)
Dividends on Preferred Stock
Dividends on Common Stock
Net Cash Provided by (Used in) Financing-q Activities
(Total of lines 70 thru 81)
Net Increase (Decrease) in Cash and Cash Equivalents
(Total of lines 22. 57 and 83)
Cash and Cash Equivalents at Beginning of Year
Cash and Cash Equivalents at End of Year

FERC FORM NO. 1-F (ED. 12-94)

Page 11

Amounts
(b)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART VII: STATEMENT OF ACCUMULATED COMPREHENSIVE INCOME AND HEDGING ACTIVITIES
1. Report in columns (b) (c) (d) and (e) the amounts of accumulated other comprehensive income items, on a net-of-tax basis, where
appropriate.
2. Report in columns (f) and (g) the amounts of other categories of other cash flow hedges.
3. For each category of hedges that have been accounted for as "fair value hedges", report the accounts affected and the related amounts in
a footnote.

Line
No.

Item
(a)

1

Balance of Account 219 at
Beginning of Preceding Year

2

Preceding Year Reclassification
from Account 219 to Net Income

3

Preceding Year Changes in Fair
Value

4

Total (lines 2 and 3)

5

Balance of Account 219 at End of
Preceding Quarter/Year

6

Balance of Account 219 at
Beginning of Current Year

7

Current Year Reclassifications
From Account 219 to Net Income

8

Current Year Changes in Fair Value

9

Total (lines 7 and 8)

10

Balance of Account 219 at End of
Current Year

FERC FORM NO. 1-F (NEW 10-02)

Unrealized Gains and
Losses on available-forsale securities
(b)

Page 12(a)

Minimum Pension
liability Adjustment
(net amount)
(c)

Foreign Currency
Hedges

Other
Adjustments

(d)

(e)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART VII: STATEMENT OF ACCUMULATED COMPREHENSIVE INCOME AND HEDGING ACTIVITIES (Continued)

Line
No.

Other Cash Flow Hedges
Interest Rate Swaps

Other Cash Flow
Hedges
(Insert Category)

(f)

(g)

1
2
3
4
5

6
7
8
9
10

FERC FORM NO. 1-F (NEW 10-02)

Page 12(b)

Totals for each
category of items
recorded in
Account 219
(h)

Net Income
(Carried Forward
from Page 8,
Line 63)
(i)

Total
Comprehensive
Income
(j)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART VIII: NOTES TO FINANCIAL STATEMENTS
1. Use the space below for important notes regarding the Balance
Sheet, Statement of Income for the year, Statement of Retained
Earnings for t he year, and Stat ement of Cash F lows, or any
account thereof. Classify the notes according to each basic
statement, providing a subheadi ng for each statement except
where a note is applicable to more than one statement.
2. F urnish particulars (details) as to any significant contingent
assets or liabilities existing at end of y
ear, including a brief
explanation of any action initiated by the Internal Revenue Service
involving possible assessment of additional income taxes of
material amount, or of a claim for refund of income
taxes of a
material amount initiated by the utility. Give also a brief explanation
of any dividends in arrears on cumulative preferred stock.
3. For Account 116, Utility Plant Adjustments, explain the origin
of such amount, debits and credits during the

FERC FORM NO. 1-F (ED. 12-88)

year, and plan of disposition cont emplated, giving references to
Commission orders or other authorizations respecting classification
of amounts as plant adjustments and requirements as to disposition
thereof.
4. Where Accounts 189, Unamortized Loss on Reacquired Debt,
and 257, Unamortized Gain on Reacquired Debt, are not used, give
an explanation, providing the rate treatment given these items. See
General Instruction 17 of the Uniform Systems of Accounts.
5. Give a concise explanation of any retained earnings restrictions
and state the amount of retai ned earnings affected by such
restrictions.
6. If the notes to financial statements relating to the respondent
company appearing in the annual r eport to the. stockholders are
applicable and furnish the data required. by instructions above and
on pages 6-11, such notes. may be attached hereto.

Page 13

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

PART VIII: NOTES TO FINANCIAL STATEMENT (Continued)

FERC FORM NO. 1-F (REVISED. 12-84)

Page 14

Year of Report
Dec 31, _____

Name of Respondent

This Report is:
Date of Report
Year/Period of Report
(Mo., Da., Yr.)
End of
(1) □
An Original
(2) □ A Resubmission
ELECTRIC PLANT IN SERVICE (Account 101, 102, 103 and 106)
1. Report below the original cost of electric plant in service according to the prescribed accounts.
2. In addition to Account 101, Electric Plant in Service (Classified), this page and the next include Account 102, Electric Plant Purchased or Sold;
Account 103, Experimental Electric Plant Unclassified; and Account 106, Completed Construction Not Classified-Electric.
3. Include in column (c) or (d), as appropriate, corrections of additions and retirements for the current or preceding year.
4. For revisions to the amount of initial asset retirement costs capitalized, included by primary plant account, increases in column (c) additions and reductions in
column (e) adjustments.
5. Enclose in parentheses credit adjustments of plant accounts to indicate the negative effect of such accounts.
6. Classify Account 106 according to prescribed accounts, on an estimated basis if necessary, and include the entries in column (c). Also to be
included in column (c) are entries for reversals of tentative distributions of prior year reported in column (b). Likewise, if the respondent has a
significant amount of plant retirements which have not been classified to primary accounts at the end of the year, include in column (d) a tentative
distribution of such retirements, on an estimated basis, with appropriate contra entry to the account for accumulated depreciation provision. Include
also in column (d)
Line
Accounts
Balance
Additions
No.
(a)
Beginning of Year
(c)
(b)
1. INTANGIBLE PLANT
1
2
(301) Organization
3
(302) Franchises and Consents
4
(303) Miscellaneous Intangible Plant
5
TOTAL Intangible Plant (Enter Total of lines 2, 3, and 4)
2. PRODUCTION PLANT
6
7
A. Steam Production Plant
8
(310) Land and Land Rights
9
(311) Structures and Improvements
10
(312) Boiler Plant Equipment
11
(313) Engines and Engine-Driven Generators
12
(314) Turbogenerator Units
13
(315) Accessory Electric Equipment
14
(316) Misc. Power Plant Equipment
15
(317) Asset Retirement Costs for Steam Production
16
TOTAL Steam Production Plant (Enter Total of lines 8 thru 15)
B. Nuclear Production Plant
17
18
(320) Land and Land Rights
19
(321) Structures and Improvements
20
(322) Reactor Plant Equipment
21
(323) Turbogenerator Units
22
(324) Accessory Electric Equipment
23
(325) Misc. Power Plant Equipment
24
(326) Asset Retirement Costs for Nuclear Production
25
TOTAL Nuclear Production Plant (Enter Total of lines 18 thru 24)
C. Hydraulic Production Plant
26
27
(330) Land and Land Rights
28
(331) Structures and Improvements
29
(332) Reservoirs, Dams, and Waterways
30
(333) Water Wheels, Turbines, and Generators
31
(334) Accessory Electric Equipment
32
(335) Miscellaneous Power Plant Equipment
33
(336) Roads, Railroads, and Bridges
34
(337) Asset Retirement Costs for Hydraulic Production
35
TOTAL Hydraulic Production Plant (Enter Total of lines 27 thru 34)
D. Other Production Plant
36
37
(340) Land and Land Rights
38
(341) Structures and Improvements
39
(342) Fuel Holders, Products, and Accessories
40
(343) Prime Movers
41
(344) Generators
42
(345) Accessory Electric Equipment
43
(346) Misc. Power Plant Equipment
44
(347) Asset Retirement Costs for Other Production
45
(348) Energy Storage Equipment – Production
46
TOTAL Other Production Plant (Enter Total of lines 37 thru 45)
47
TOTAL Production Plant (Enter Total of lines 16, 25, 35, and 46)
FERC FORM NO. 1/1-F (REV. 12-12)
Page 15

Name of Respondent

This Report is:
Date of Report
Year/Period of Report
(Mo., Da., Yr.)
End of
(1) □
An Original
(2) □ A Resubmission
ELECTRIC PLANT IN SERVICE (Account 101, 102, 103 and 106) (Continued)
Distributions of these tentative classifications in columns (c) and (d), including the reversals of the prior years tentative account distributions of these
amounts. Careful observance of the above instructions and the texts of Accounts 101 and 106 will avoid serious omissions of the reported amount
of respondent’s plant actually in service at end of year.
7. Show in column (f) reclassifications or transfers within utility plant accounts. Include also in column (f) the additions or reductions of primary account
classifications arising from distribution of amounts initially recorded in Account 102, include in column (e) the amounts with respect to accumulated
provision for depreciation, acquisition adjustments, etc., and show in column (f) only the offset to the debits or credits distributed in column (f) to primary
account classifications.
8. For Account 399, state the nature and use of plant included in this account and if substantial in amount submit a supplementary statement showing
subaccount classification of such plant conforming to the requirement of these pages.
9. For each amount comprising the reported balance and changes in Account 102, state the property purchased or sold, name of vendor or purchase,
and date of transaction. If proposed journal entries have been filed with the Commission as required by the Uniform System of Accounts, give
also date.
Retirements
Adjustments
Transfers
Balance at End of Year
Line
(d)
(e)
(f)
(g)
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
FERC FORM NO. 1/1-F (REV. 12-12)
Page 15a

Name of Respondent

This Report is:
Date of Report
Year/Period of Report
(Mo., Da., Yr.)
End of
(1) □
An Original
(2) □ A Resubmission
ELECTRIC PLANT IN SERVICE (Account 101, 102, 103 and 106) (Continued)
Line
Accounts
Balance Beginning
No.
(a)
of Year (b)
3. TRANSMISSION PLANT
48
49
(350) Land and Land Rights
50
(351) Energy Storage Equipment – Transmission
51
(352) Structures and Improvements
52
(353) Station Equipment
53
(354) Towers and Fixtures
54
(355) Poles and Fixtures
55
(356) Overhead Conductors and Devices
56
(357) Underground Conduit
57
(358) Underground Conductors and Devices
58
(359) Roads and Trails
59
(359.1) Asset Retirement Costs for Transmission Plant
60
TOTAL Transmission Plant (Enter Total of lines 49 thru 59)
4. DISTRIBUTION PLANT
61
62
(360) Land and Land Rights
63
(361) Structures and Improvements
64
(362) Station Equipment
65
(363) Energy Storage Equipment – Distribution
66
(364) Poles, Towers, and Fixtures
67
(365) Overhead Conductors and Devices
68
(366) Underground Conduit
69
(367) Underground Conductors and Devices
70
(368) Line Transformers
71
(369) Services
72
(370) Meters
73
(371) Installations on Customer Premises
74
(372) Leased Property on Customer Premises
75
(373) Street Lighting and Signal Systems
76
(374) Asset Retirement Costs for Distribution Plant
77
TOTAL Distribution Plant (Enter Total of lines 62 thru 76)
5. REGIONAL TRANSMISSION AND MARKET OPERATION PLANT
78
79
(380) Land and Land Rights
80
(381) Structures and Improvements
81
(382) Computer Hardware
82
(383) Computer Software
83
(384) Communication Equipment
84
(385) Miscellaneous Regional Transmission and Market Operation Plant
85
(386) Asset Retirement Costs for Regional Transmission and Market Operation Plant
86
TOTAL Transmission and Market Operation Plant (Enter Total of lines 79 thru 85)
6. GENERAL PLANT
87
88
(389) Land and Land Rights
89
(390) Structures and Improvements
90
(391) Office Furniture and Equipment
91
(392) Transportation Equipment
92
(393) Stores Equipment
93
(394) Tools, Shop and Garage Equipment
94
(395) Laboratory Equipment
95
(396) Power Operated Equipment
96
(397) Communication Equipment
97
(398) Miscellaneous Equipment
98
SUBTOTAL (Enter Total of Lines 88 thru 97)
99
(399) Other Intangible Property
100
(399.1) Asset Retirement Costs for General Plant
101
TOTAL General Plant (Enter Total of Lines 98, 99 and 100)
102
TOTAL (Accounts 101 and 106)
103
(102) Electric Plant Purchased (See Instruction 8)
104
(Less) (102) Electric Plant Sold (See Instruction 8)
105
(103) Experimental Plant Unclassified
106
TOTAL Electric Plant in Service (Enter Total of lines 102 thru 1051)
FERC FORM NO. 1/1-F (REV. 12-12)
Page 16

Additions
(c)

Name of Respondent

Retirements
(d)

This Report is:
Date of Report
Year/Period of Report
(Mo., Da., Yr.)
End of
(1) □
An Original
(2) □ A Resubmission
ELECTRIC PLANT IN SERVICE (Account 101, 102, 103 and 106) (Continued)
Adjustments
Transfers
Balance at End of Year
(e)
(f)
(g)

FERC FORM NO. 1/1-F (REV. 12-12)

Page 16a

Line
No.
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART X: OTHER REGULATORY ASSETS (Account 182.3)
1. Report below the particulars (details) called for concerning
other regulatory assets w hich are created through the
ratemaking actions of regulatory agencies (and not includable
in other amounts).
2. For regulatory assets being amortized, show
amortization in column (a).

3. Minor items (5% of the Balance at End of Year for Account 182.3
or amounts less than $50,000, whichever is less) may be grouped
by classes.

period of

CREDITS
Line
No

Description and Purpose of
Other Regulatory Assets

Balance at
Beginning of
Year

Debits

Account
Charged

Amount

Balance at
End of Year

(a)

(b)

(c)

(c)

(d)

(e)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44

TOTAL

FERC FORM NO. 1-F (NEW 1-05)

Page 17

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART XI: DATA ON OFFICERS AND DIRECTORS
Report below the title and name of the officers and directors of the respondent (company) whose salaries were $50,000 or more at the end
of the report year (list officers first). If there were any changes during the year, report the title, name and address of the previous officer or
director and date of change in the comments column. Designate by asterisk (*) officers who are directors; list other directors who are not
officers. Report the salary (for the year) for each officer, and the fees for each director listed.
Line
No

Name
(a)

Address
(b)

01
02
03
04
05
06
07
08
09
10
11
12
13
14
15
16
17
18
19
20
21
22

FERC FORM NO. 1-F (ED 6-02)

Page 18

Number of
Votes
(c)

Comments
(d)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART XII: ACCUMULATED PROVISION FOR DEPRECIATION AND AMORTIZATION OF UTILITY PLANT
Name of
Utility Department
(a)
01

ELECTRIC (110)

02

Other Utility Department
(119) (Specify):

Balance at
Beginning
of Year
(b)

Depreciation
and
Amortization
Accruals for Year
(c)

Net Charges for
Plant Retired
During Year
(d)

Other Items
debit or Credit
(Explain in
Footnote)
(e)

Balance at
End of Year
(f)

03
04
05
06
07

Line No.

PART XIII: CAPITAL STOCK DATA
(Column f refers to amount outstanding without reduction for amounts held by respondent. Omit cents)

Class and Series of Stock
(a)

Number of
Shares
Authorized
(b)

Par Value
Per
Share of Par
Value Stock
(c)

Stated Value
Per Share of
Nonpar Stock
(d)

Outstanding
Per Balance Sheet
Shares
(e)

Amount
(f)

01
02
03
04
05
06
07
08
09
10
11
12
13

Line No.

PART XIV: LONG-TERM DEBT DATA

Class and Series of Obligation
(a)

Nominal
Date of
Issue
(b)

01
02
03
04
05
06
07
08
09
10
11
12
13
TOTAL

FERC FORM NO. 1-F (ED 12-93)

Page 19

Date of
Maturity
(c)

Outstanding
Per Balance
Sheet
(d)

Invest for Year
% Rate
(e)

Amount
(f)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART XV: OTHER REGULATORY LIABILITIES (Account 254)
1. Report below the particulars (details) called for concerning
other regulatory assets w hich are created through the
ratemaking actions of regulatory agencies (and not includable
in other amounts).
2. For regulatory assets being amortized, show
amortization in column (a).

3. Minor items (5% of the Balance at End of Year for Account 182.3
or amounts less than $50,000, whichever is less) may be grouped
by classes.

period of
Debits

Line
No.

Description and Purpose of
Other Regulatory Assets

Balance at
Beginning of
Year

Account
Credited

Amount

Credits

Balance at
End of Year

(a)

(b)

(c)

(d)

(e)

(f)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41

TOTAL

FERC FORM NO. 1-F (ED 1-05)

Page 20

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART XVI: ELECTRIC SALES DATA FOR THE YEAR
L
I
N
E

CLASS OF SERVICE

REVENUES

KILOWATT-HOURS

AVERAGE NUMBER
OF CUSTOMERS*

N
O

(a)

(b)

(c)

(d)

1
2
3
4
5
6
7
8
9
10
11
12

Residential sales . . . . . . . . . . . . . . . . . . . . . . .
Commercial and industrial sales . . . . . . . . . . .
Public street and highway lighting . . . . . . . . . .
Interdepartmental sales . . . . . . . . . . . . . . . . .
Other sales . . . . . . . . . . . . . . . . . . . . . . . . . . .
Total sales to ultimate consumers . . . . . . . .
Sales for resale . . . . . . . . . . . . . . . . . . . . . . . .
Total sales of electricity . . . . . . . . . . . . . . . .
Other operating revenues (specify) . . . . . . . . .
.....................................
.....................................
Total electric operating revenues . . . . . . . . . .

$

$
$

$

*Average number of customers means the average of the 12 monthly number of customers.

PART XVII: ELECTRIC OPERATION AND MAINTENANCE EXPENSES
L
I
N
E
N
O

ITEM

OPERATION &
MAINTENANCE
EXPENSES

(a)

(b)

$

1
2
3
4
5
6

Production expenses:
Steam generation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Hydraulic generation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Other generation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Purchased power (including power exchanges) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Other power supply expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7
8
9
10
11
12
13
14

Total production expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Transmission expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Distribution expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Customer accounts expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Customer service and informational expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Sales expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Administrative and general expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Total electric operation and maintenance expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

FERC FORM NO. 1-F (ED 12-93)

Page 21

$

$

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART XVIII: SALES FOR RESALE
4. Report annual maximum demand in column (c). Demand must be
in megawatts. Footnote any demand reported in column (c) which
is not stated on a megawatt basis and explain.
5. Report in column (d) the megawatt-hours shown on bills rendered
to each purchaser.
6. Report in column (e) the total charge show n on bills rendered to
each purchaser.
7. Footnote entries as required and provide explanations following all
required data.

1. Report below the information called for concerning salesfor resale
during the year to other electric utilities, cooperatives, and to cities
and other public authorities for distribution to ultimate consumers.
2. Enter the name of the purchaser in column (a). Abbr eviate if
necessary but do not truncatethe name or use acronyms. Explain
in a footnote any ownership interest or affiliation the responde nt
has with each purchaser.
3. In column (b), identify the FERC Rate Schedule or Tariff Number.

Line
No.

Name of Company
or Public Authority
[Footnote Affiliations]
(a)

FERC Rate
Schedule or
Tariff Number
(b)

Annual
Maximum
Demand (MW)
(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20

FERC FORM NO. 1-F (ED 12-93)

Page 22

Megawatt-hours
Sold
(MWH)
(d)

Revenues
($)
(e)

Name of Respondent

This Report Is:
(1)
(2)

Date of Report
 An Orig (Mo, Da, Yr)
/
/
A

Year/Period of
Report
End of Year/Qtr

PURCHASED POWER (Accounts 555 and 555.1)
(Including Power Exchanges)
1. Report all power purchases made during the year. Also report exchanges of electricity (i.e., transactions involving a balancing of debits and credits for
energy, capacity, etc.) and any settlements for imbalanced exchanges.
2. Enter the name of the seller or other party in an exchange transaction in column (a). Do not abbreviate or truncate the name or use acronyms. Explain in a
footnote any ownership interest or affiliation the respondent has with the seller.
3. In column (b), enter a Statistical Classification Code based on the original contractual terms and conditions of the service as follows:
RQ - for requirements service. Requirements service is service which the supplier plans to provide on an ongoing basis (i.e., the supplier includes projects load
for this service in its system resource planning). In addition, the reliability of requirement service must be the same as, or second only to, the supplier’s service
to its own ultimate consumers.
LF - for long-term firm service. "Long-term" means five years or longer and "firm" means that service cannot be interrupted for economic reasons and is
intended to remain reliable even under adverse conditions (e.g., the supplier must attempt to buy emergency energy from third parties to maintain deliveries of
LF service). This category should not be used for long-term firm service firm service which meets the definition of RQ service. For all transaction identified as
LF, provide in a footnote the termination date of the contract
defined as the earliest date that either buyer or seller can unilaterally get out of the contract.
IF - for intermediate-term firm service. The same as LF service expect that "intermediate-term" means longer than one year but less than five years.
SF - for short-term service. Use this category for all firm services, where the duration of each period of commitment for service is one year or less.
LU - for long-term service from a designated generating unit. "Long-term" means five years or longer. The availability and reliability of service, aside from
transmission constraints, must match the availability and reliability of the designated unit.
IU - for intermediate-term service from a designated generating unit. The same as LU service expect that "intermediate-term" means longer than one year but
less than five years.
EX - For exchanges of electricity. Use this category for transactions involving a balancing of debits and credits for energy, capacity, etc. and any settlements
for imbalanced exchanges.
OS - for other service. Use this category only for those services which cannot be placed in the above-defined categories, such as all non-firm service
regardless of the Length of the contract and service from designated units of Less than one year. Describe the nature of the service in a footnote for each
adjustment.
Line
No.

Name of Company or Public Authority
(Footnote Affiliations)
(a)

Statistical
Classification
(b)

FERC Rate
Schedule or
Tariff Number
(c)

Average
Monthly Billing
Demand (MW)
(d)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
Total
FERC FORM NO. 1 (REV. 12-12)
FERC FORM NO. 1-F (REV. 12-12)

Page 23

Actual Demand (MW)
Average
Average
Monthly NCP
Monthly CP
Demand
Demand
Total
(f)
(e)

MegaWatt
Hours
Purchased
(Excluding
for Energy
Storage)
(g)

Name of Respondent

This Report Is:
(1)
(2)

Date of Report
 An Orig (Mo, Da, Yr)
/
/
A

Year/Period of
Report
End of
Year/Qtr

PURCHASED POWER (Accounts 555 and 555.1) (Continued)
(Including Power Exchanges)
AD - for out-of-period adjustment. Use this code for any accounting adjustments or "true-ups" for service provided in prior reporting years. Provide an
explanation in a footnote for each adjustment.
4. In column (c), identify the FERC Rate Schedule Number or Tariff, or, for non-FERC jurisdictional sellers, include an appropriate designation for the
contract. On separate lines, list all FERC rate schedules, tariffs or contract designations under which service, as identified in column (b), is provided.
5. For requirements RQ purchases and any type of service involving demand charges imposed on a monthly (or longer) basis, enter the monthly average
billing demand in column (d), the average monthly non-coincident peak (NCP) demand in column (e), and the average monthly coincident peak (CP) demand
in column (f). For all other types of service, enter NA in columns (d), (e) and (f). Monthly NCP demand is the maximum metered hourly (60-minute
integration) demand in a month. Monthly CP demand is the metered demand during the hour (60-minute integration) in which the supplier's system reaches
its monthly peak. Demand reported in columns (e) and (f) must be in megawatts. Footnote any demand not stated on a megawatt basis and explain.
6. Report in column (g) the megawatt hours shown on bills rendered to the respondent. Report in columns (h) and (i) the megawatt hours of power
exchanges received and delivered, used as the basis for settlement. Do not report net exchange.
7. Report demand charges in column (j), energy charges in column (k), and the total of any other types of charges, including out-of-period adjustments, in
column (l). Explain in a footnote all components of the amount shown in column (l). Report in column (m) the total charge shown on bills received as
settlement by the respondent. For power exchanges, report in column (m) the settlement amount for the net receipt of energy. If more energy was delivered
than received, enter a negative amount. If the settlement amount (l) include credits or charges other than incremental generation expenses, or (2) excludes
certain credits or charges covered by the agreement, provide an explanatory footnote.
8. The data in column (g) through (n) totals to the last line of the schedule. The total amount in column (g) must be reported as Purchases on Page 401, line
10. The total amount in column (h) must be reported as Purchases for Energy Storage on Page 401, line 11. The total amount in column (i) must be reported
as Exchange Received on Page 401, line 12. The total amount in column (i) must be reported as Exchange Delivered on Page 401, line 13.
9. Footnote entries as required and provide explanations following all required data.
MegaWatt Hours
Purchased for
Energy Storage
(h)

POWER EXCHANGES
MegaWatt Hours MegaWatt Hours
Received
Delivered
(i)
(j)

Demand Charges
($)
(k)

COST/SETTLEMENT OF POWER
Energy Charges
Other Charges
($)
($)
(l)
(m)

Line
Total (k+ l+m)
of Settlement ($)
(n)

No.

1
2
3
4
5
6
7
8
9
10
11
12
13
14

FERC FORM NO. 1 (REV. 12-12)
FERC FORM NO. 1-F (REV. 12-12)

Page 23a

Name of Respondent

1.
2.
3.
4.

5.
Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

This Report is:
Date of Report
Year/Period of Report
(1)  An Original
(Mo, Da, Yr)
End of Year/Qtr
(2)
A
ALLOWANCES (Accounts 158.1 and 158.2)
Report the particulars (details) called for concerning allowances.
Report all acquisitions of allowances at cost.
Report allowances in accordance with the weighted average cost allocation method and other accounting as prescribed by General
Instruction No. 21 in the Uniform System of Accounts.
Report the allowance transactions by the period they are first eligible for use: the current year’s allowances in columns (b)-(c),
allowances for the three succeeding years in columns (d)-(i), starting with the following year, and allowances for the remaining
succeeding years in columns (j)-(k).
Report on Lines 4 and 50, the Environmental Protection Agency (EPA) issued allowances. Report withheld portions on Lines 3640 and Lines 82-86.
SO2 Allowances Inventory
Current Year
2010
(Account 158.1)
No.
Amount
No.
Amount
(a)
(b)
(c)
(d)
(e)
Balance-Beginning of Year
Acquired During Year:
Issued (Less Withheld Allow)
Returned by EPA

Purchases/Transfers:
Other Purchases-See notes

Total
Relinquished During Year:
Charges to Account 509
Other:
Cost of Sales/Transfers:
Other Sales-See notes

Total
Balance-End of Year
Sales:
Net Sales Proceeds (Assoc. Co.)
Net Sales Proceeds (Other)
Gains
Losses
Allowances Withheld (Acct 158.2)
Balance-Beginning of Year
Add: Withheld by EPA
Deduct: Returned by EPA
Cost of Sales
Balance-End of Year
Sales:
Net Sales Proceeds (Assoc. Co.)
Net Sales Proceeds (Other)
Gains
Losses

FERC FORM NO. 1 (REV. 12-08)
FERC FORM NO. 1-F (REV. 12-08)

Page 24

Name of Respondent

Year/Period of Report
End of Year/Qtr

Line
No.

2010

47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92

This Report is:
Date of Report
(1)  An Original
(Mo, Da, Yr)
(2)
AR
ALLOWANCES (Accounts 158.1 and 158.2) (Continued)
NOx Allowances Inventory
Current Year
(Account 158.1)
No.
Amount
No.
(a)
(b)
(c)
(d)
Balance-Beginning of Year
Acquired During Year:
Issued (Less Withheld Allow)
Returned by EPA

Purchases/Transfers:
Other Purchases-See notes

Total
Relinquished During Year:
Charges to Account 509
Other:
Cost of Sales/Transfers:
Other Sales-See notes

Total
Balance-End of Year
Sales:
Net Sales Proceeds (Assoc. Co.)
Net Sales Proceeds (Other)
Gains
Losses
Allowances Withheld (Acct 158.2)
Balance-Beginning of Year
Add: Withheld by EPA
Deduct: Returned by EPA
Cost of Sales
Balance-End of Year
Sales:
Net Sales Proceeds (Assoc. Co.)
Net Sales Proceeds (Other)
Gains
Losses

FERC FORM NO. 1 (REV. 12-08)
FERC FORM NO. 1-F (REV. 12-08)

Page 24a

Amount
(e)

Name of Respondent

This Report is:
Date of Report
Year/Period of Report
(1)
 An Ori (Mo, Da, Yr)
End of Year/Qtr
(2)
AR
ALLOWANCES (Accounts 158.1 and 158.2)
6. Report on Lines 5 and 51 allowances returned by the EPA. Report on Lines 39 and 76 the EPA sales of the withheld allowances.
Report on Lines 43-46 and 89-92 the net proceeds and gains/losses resulting from the EPA sale or auction of the withheld allowances.
7. Report on Lines 8-14 and 54-60 the names of vendors/transferors of allowances acquired and identify associated companies (See
“associated company” under “Definitions” in the Uniform System of Accounts).
8. Report on Lines 22-27 and 68-73 the names of purchasers/transferees of allowances disposed of and identify associated companies.
9. Report the net costs and benefits of hedging transactions on a separate line under purchases/transfers and sales transfers.
10. Report on Lines 32-35, 78-81, 43-46 and 89-92 the net sales proceeds and gains or losses from allowances sales.
2011
2012
Future Years
Totals
Line
No.
No.
Amount
No.
Amount
No.
Amount
No.
Amount
(f)
(g)
(h)
(i)
(j)
(k)
(l)
(m)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

FERC FORM NO. 1 (REV. 12-08)
FERC FORM NO. 1-F (REV. 12-08)

Page 25

Name of Respondent

2011
No.
(f)

Amount
(g)

No.
(h)

This Report is:
Date of Report
Year/Period of Report
(1)
 An Ori (Mo, Da, Yr)
End of Year/Qtr
(2)
AR
ALLOWANCES (Accounts 158.1 and 158.2) (Continued)
2012
Future Years
Totals
Line
No.
Amount
No.
Amount
No.
Amount
(i)
(j)
(k)
(l)
(m)
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92

FERC FORM NO. 1 (REV. 12-08)
FERC FORM NO. 1-F (REV. 12-08)

Page 25a

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART XXII: PURCHASES AND SALES OF ANCILLARY SERVICES
Report the amounts for each type of ancillary service shown in column (a) for the year as specified in Order No. 888 and defined
in the respondents Open Access Transmission Tariff.
In columns for usage, report usage-related billing determinant and the unit of measure.
(1) On line 1 columns (b), (c), (d), (e), (f) and (g) report the amount of Scheduling, System Control and Dispatch services
purchased and sold during the year.
(2) On line 2 columns (b) (c), (d), (e), (f), and (g) report the amount of reactive supply and voltage control services purchased
and sold during the year.
(3) On line 3 columns (b) (c), (d), (e), (f), and (g) report the amount of regulation and frequency response services purchased
and sold during the year.
(4) On line 4 columns (b), (c), (d), (e), (f), and (g) report the amount of energy imbalance services purchased and sold during the
year.
(5) On lines 5 and 6, columns (b), (c), (d), (e), (f), and (g) report the amount of operating reserve spinning and supplement
services purchased and sold during the period.
(6) On line 7 columns (b), (c), (d), (e), (f), and (g) report the total amount of all other types ancillary services purchased or sold
during the year. Include in a footnote and specify the amount for each type of other ancillary service provided.
Amount Purchased
For the Year

Type of Ancillary Service
(a)

(b)

(c)

Amount Sold
For the Year
(d)

Usage – Related Billing
Determinant
Number of
Units
1

Scheduling, System Control and Dispatch

2

Reactive Supply and Voltage

3

Regulation and Frequency Response

4

Energy Imbalance

5

Operating Reserve - Spinning

6

Operating Reserve - Supplemental

7

Other

8

Total

FERC FORM NO. 1-F (ED 1-05)

Unit of
Measure

Page 26

(e)

(f)

(g)

Usage – Related Billing
Determinant
Dollars

Number of
Units

Unit of
measure

Dollars

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART XXIII: Monthly Transmission System Peak Load
(1) Report the monthly peak load on the respondent's transmission system. If the respondent has two or more power systems
which are not physically integrated, furnish the required information for each non-integrated system.
(2) Report on Column (b) by month the transmission system's peak load.
(3) Report on Columns (c) and (d) the specified information for each monthly transmission - system peak load reported on
Column (b).
(4) Report on Columns (e) through (j) by month the system' monthly maximum megawatt load by statistical classifications. See
General Instruction for the definition of each statistical classification.
Name of System:
Line
No.
(a)
1

January

2

February

3

March

4

Total for Quarter 1

5

April

6

May

7

June

8

Total for Quarter 2

9

July

10

August

11

September

12

Total for Quarter 3

13

October

14

November

15

December

16

Total for Quarter 4

17

Total for Year to Date/Year

FERC FORM NO. 1-F (ED 1-05)

Monthly Peak
MW - Total

Day of
Monthly Peak

Hour of
Monthly Peak

Firm Network
Service - For Self

(b)

(c)

(d)

(e)

Page 27

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

PART XXIII: Monthly Transmission System Peak Load (Continued)

Firm Network
Service - For Others
(f)

Long-Term Firm
Point-to-Point
Reservations
(g)

Other Long-Term
Firm service
(h)

Short-Term Firm
Point-to-Point
Reservations
(i)

Other Service

Line
No.

(j)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17

FERC FORM NO. 1-F (ED 1-05)

Page 28

This Report is:
Year/Period of Report
Date of Report
End of
(Mo., Da., Yr.)
(1) □
An Original
(2) □ A Resubmission
Transmission Service and Generation Interconnection Study Costs
1. Report the particulars (details) called for concerning the costs incurred and the reimbursements received for performing transmission service and
generator interconnection studies.
2. List each study separately.
3. In column (a) provide the name of the study.
4. In column (b) report the cost incurred to perform the study at the end of period.
5. In column (c) report the account charged with the cost of the study.
6. In column (d) report the amounts received for reimbursement of the study costs at end of period.
7. In column (e) report the account credited with the reimbursement received for performing the study.
Line
Description
Costs Incurred During
Account Charged
Reimbursements
Account Credited
No.
(a)
Period
(c)
Received During the Period
With Reimbursement
(b)
(d)
(e)
Transmission Studies
1
Name of Respondent

2
3
4
5
6
7
8
9
10
Generation Studies
11
12
13
14
15
16
17
18
19
20

FERC FORM NO. 1/1-F (NEW 12-05)

Page 29

Name of Respondent

This Report is:
Date of Report
Year/Period of Report
(Mo., Da., Yr.)
End of
(1) □
An Original
(2) □ A Resubmission
AMOUNTS INCLUDED IN ISO/RTO SETTLEMENT STATEMENTS
1. The respondent shall report below the details called for concerning amounts it recorded in Account 555, Purchase Power, Account 555.1, Power
Purchased for Storage Operations and Account 447, Sales for Resale, for items shown on ISO/RTO Settlement Statements.
Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45

Description of Item(s)
(a)
Energy
Net Purchases (Account 555)
Net Purchases (Account 555.1)
Net Sales (Account 447)
Transmission Rights
Ancillary Services
Other Items (list separately)

Balance at End of
Quarter 1
(b)

Balance at End of
Quarter 2
(c)

Total
FERC FORM 1/1-F/3-Q (REV 12-12)

Page 30

Balance at End of
Quarter 3
(d)

Balance at End of
Year
(e)

Name of Respondent

This Report is:
Date of Report
Year/Period of Report
(1)
 An O (Mo, Da, Yr)
End of Year/Qtr
(2)
A
/
/
TRANSACTIONS WITH ASSOCIATED (AFFILIATED) COMPANIES
1. Report below the information called for concerning all non-power goods or services received from or provided to associated (affiliated)
companies.
2. The reporting threshold for reporting purposes is $250,000. The threshold applies to the annual amount billed to the respondent or billed to
an associated/affiliated company for non-power goods and services. The good or service must be specific in nature. Respondents should not
attempt to include or aggregate amounts in a nonspecific category such as “general”.
3. Where amounts billed to or received from the associated (affiliated) company are based on an allocation process, explain in a footnote.

Line
No.

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44

Description of the Non-Power Good or Service

(a)
Non-power Goods or Services Provided by Affiliated Company

Non-power Goods or Services Provided for Affiliated Company

FERC Form No. 1 (New)
FERC Form No. 1-F (New)

Page 31

Name of
Associated/Affiliated
Company

Account
Charged or
Credited

Amount
Charged or Credited

(b)

(c)

(d)

Name of Respondent

This Report is:
Date of Report
Year/Period of Report
(Mo., Da., Yr.)
End of
(1) □
An Original
(2) □ A Resubmission
PUMPED STORAGE GENERATING PLANT STATISTICS (Large Plants)
1. Large plants and pumped storage plants of 10,000 Kw or more of installed capacity (name plate ratings)
2. If any plant is leased, operating under a license from the Federal Energy Regulatory Commission, or operated as a joint facility, indicate such facts in
a footnote. Give project number.
3. If net peak demand for 60 minutes is not available, give that which is available, specifying period.
4. If a group of employees attends more than one generating plant, report on line 8 the approximate average number of employees assignable to each plant.
5. The items under Cost of Plant represent accounts or combinations of accounts prescribed by the Uniform System of Accounts. Production
Expenses do not include Purchased Power System Control and Load Dispatching, and Other Expenses classified as "Other Power Supply
Expenses."
Line
Item
FERC Licensed Project No.
No.
Plant Name:
(a)
(b)
1
Type of Plant Construction (Conventional or Outdoor)
2
Year Originally Constructed
3
Year Last Unit was Installed
4
Total installed cap (Gen name plate Rating in MW)
5
Net Peak Demaind on Plant-Megawatts (60 minutes)
6
Plant Hours Connect to Load While Generating
7
Net Plant Capability (in megawatts)
8
Average Number of Employees
9
Generation, Exclusive of Plant Use – Kwh
10
Energy Used for Pumping
11
Net Output for Load (line 9 - line 10) – Kwh
12
Cost of Plant
13
Land and Land Rights
14
Structures and Improvements
15
Reservoirs, Dams, and Waterways
16
Water Wheels, Turbines, and Generators
17
Accessory Electric Equipment
18
Miscellaneous Power Plant Equipment
19
Roads, Railroads, and Bridges
20
Asset Retirement Costs
21
Total cost (total 13 thru 20)
22
Cost per KW of installed cap (line 21 / line 4)
23
Production Expenses
24
Operation Supervision and Engineering
25
Water for Power
26
Pumped Storage Expenses
27
Electric Expenses
28
Misc Pumped Storage Power Generation Expenses
29
Rents
30
Maintenance Supervision and Engineering
31
Maintenance of Structures
32
Maintenance of Reservoirs, Dams, and Waterways
33
Maintenance of Electric Plant
34
Maintenance of Misc. Pumped Storage Plant
35
Production Exp Before Pumping Exp (line 24 thru line 34)
36
Pumping Expenses
37
Total Production Exp (total line 35 and line 36)
38
Expenses per KWh of Generation (line 37/ line 9)
39
Expenses per KWh of Generation and Pumping (line 37/(line 9 + line 10))
FERC FORM NO. 1/1-F (REV. 12-12)
Page 32

Name of Respondent

This Report is:
Date of Report
Year/Period of Report
(Mo., Da., Yr.)
End of
(1) □
An Original
(2) □ A Resubmission
PUMPED STORAGE GENERATING PLANT STATISTICS (Large Plants) (Continued)
6. Pumping energy (Line 10) is that energy measured as input to the plant for pumping purposes.
7. Include on Line 36 the cost of energy used in pumping into the storage reservoir. When this item cannot be accurately computed leave Lines 36,
37 and 38 blank and describe at the bottom of the schedule the company's principal sources of pumping power, the estimated amounts of energy
from each station or other source that individually provides more than 10 percent of the total energy used for pumping, and production expenses per
net MWH as reported herein for each source described. Group together stations and other resources which individually provide less than 10 percent
of total pumping energy. If contracts are made with others to purchase power for pumping, give the supplier contract number, and date of contract.
FERC Licensed Project No.
FERC Licensed Project No.
FERC Licensed Project No.
Line
Plant Name:
Plant Name:
Plant Name:
No.
(c)
(d)
(e)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
FERC FORM NO. 1/1-F (REV. 12-12)
Page 32a

Name of Respondent

This Report is:
Date of Report
(Mo., Da., Yr.)
(1) □
An Original
(2) □ A Resubmission
ENERGY STORAGE OPERATIONS (Large Plants)

Year/Period of Report
End of

1. Large Plants are plants of 10,000 KW or more.
2. In columns (a) (b) and (c) report the name of the energy storage project, functional classification (Production, Transmission, Distribution), and location.
3. In column (d), report Megawatt hours (MWH) purchased, generated, or received in exchange transactions for storage.
4. In columns (e), (f) and (g) report MWHs delivered to the grid to support production, transmission and distribution. The amount reported in column (d) should
include MWHs delivered/provided to a generator’s own load requirements or used for the provision of ancillary services.
5. In columns (h), (i), and (j) report MWHs lost during conversion, storage and discharge of energy.
6. In column (k) report the MWHs sold.
7. In column (l), report revenues from energy storage operations. In a footnote, disclose the revenue accounts and revenue amounts related to the income
generating activity.
8. In column (m), report the cost of power purchased for storage operations and reported in Account 555.1, Power Purchased for Storage
Operations. If power was purchased from an affiliated seller specify how the cost of the power was determined. In columns (n) and (o), report fuel
costs for storage operations associated with self-generated power included in Account 501 and other costs associated with self-generated power.
9. In columns (q), (r) and (s) report the total project plant costs including but not exclusive of land and land rights, structures and improvements,
energy storage equipment, turbines, compressors, generators, switching and conversion equipment, lines and equipment whose primary purpose is
to integrate or tie energy storage assets into the power grid, and any other costs associated with the energy storage project included in the property
accounts listed.
Line
No.

Name of the Energy Storage Project
(a)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
TOTAL
FERC FORM NO. 1/1-F (NEW 12-12)

Functional
Classification
(b)

Location of the Project
(c)

Page 33

MWHs
(d)

Name of Respondent

This Report is:
Date of Report
(Mo., Da., Yr.)
(1) □
An Original
(2) □ A Resubmission
ENERGY STORAGE OPERATIONS (Large Plants) (Continued)

MWHs delivered to the grid to support
Line
Production
Transmission
No.
(e)
(f)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
FERC FORM NO. 1/1-F (NEW 12-12)

Distribution
(g)

Year/Period of Report
End of

MWHs Lost During Conversion, Storage and Discharge
of Energy
Production
Transmission
Distribution
(h)
(i)
(j)

Page 33a

MWHs
Sold
(k)

Revenues from
Energy Storage
Operations
(l)

Name of Respondent

Line
No.

Power Purchased for
Storage Operations
(555.1)
(Dollars)
(m)

This Report is:
Date of Report
(Mo., Da., Yr.)
(1) □
An Original
(2) □ A Resubmission
ENERGY STORAGE OPERATIONS (Large Plants) (Continued)
Fuel Costs from
associated fuel
accounts for Storage
Operations
Associated with SelfGenerated Power
(Dollars)

Other Costs
Associated with SelfGenerated Power
(Dollars)
(o)

Project Costs
included in
(p)

(n)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
FERC FORM NO. 1/1-F (NEW 12-12)

Account 101
Account 103
Account 106
Account 107
Other

Total
Page 33b

Year/Period of Report
End of

Production
(Dollars)
(q)

Transmission
(Dollars)
(r)

Distribution
(Dollars)
(s)

Name of Respondent

This Report is:
Date of Report
(Mo., Da., Yr.)
(1) □
An Original
(2) □ A Resubmission
ENERGY STORAGE OPERATIONS (Small Plants)

Year/Period of Report
End of

1. Small Plants are plants less than 10,000 KW.
2 In columns (a), (b) and (c) report the name of the energy storage project, functional classification (Production, Transmission, Distribution), and location.
3. In column (d), report project plant cost including but not exclusive of land and land rights, structures and improvements, energy storage equipment and any
other costs associated with the energy storage project.
4. In column (e), report operation expenses excluding fuel, (f), maintenance expenses, (g) fuel costs for storage operations and (h) cost of power
purchased for storage operations and reported in Account 555.1, Power Purchased for Storage Operations. If power was purchased from an
affiliated seller specify how the cost of the power was determined.
5. If any other expenses, report in column (i) and footnote the nature of the item(s).
Line
No.

Name of the Energy Storage Project
(a)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
TOTAL
FERC FORM NO. 1/1-F (NEW 12-12)

Functional
Classification
(b)

Location of the Project
(c)

Page 34

Project
Cost
(d)

Name of Respondent

This Report is:
Date of Report
(Mo., Da., Yr.)
(1) □
An Original
(2) □ A Resubmission
ENERGY STORAGE OPERATIONS (Small Plants)(Continued)

Year/Period of Report
End of

Plant Operating Expenses
Line
No.

Operations
(Excluding Fuel
used in Storage
Operations)
(e)

Maintenance
(f)

Cost of fuel used
in storage operations
(g)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
FERC FORM NO. 1/1-F (NEW 12-12)

Page 34a

Account No. 555.1,
Power Purchased for
Storage Operations
(h)

Other Expenses
(i)

Name of Respondent

Page
Number
(a)

This Report is:
Date of Report
(1)
 An O (Mo, Da, Yr)
(2)
A
/
/
PART XXX: FOOTNOTE DATA

Part
Number
(b)

FERC Form No. 1-F (ED 12-93)

Item
Number
(c)

Column
Number
(d)

Page 35

Comments
(e)

Year/Period of Report
End of Year/Qtr

(SUBSTITUTE PAGE FOR PART III)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

COMPARATIVE BALANCE SHEET (ASSETS AND OTHER DEBITS)
Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52

Title of Account
(a)
UTILITY PLANT
Utility Plant (101-106,114)
Construction Work in Progress (107)
TOTAL Utility Plant (Enter Total of lines 2 and 3)
(Less) Accum. Prov. for Depr. Amort. Depl. (108, 110, 111, 115)
Net Utility Plant (Enter Total of line 4 less 5)
Nuclear Fuel in Process of Ref., Conv., Enrich. And Fab. (120.1)
Nuclear Fuel Materials and Assemblies - Stock Account (120.2)
Nuclear Fuel Assemblies in Reactor (120.3)
Spent Nuclear Fuel (120.4)
Nuclear Fuel Under Capital Leases (120.6)
(Less) Accum. Prov. for Amort. of Nucl. Fuel Assemblies (120.5)
Net Nuclear Fuel (Enter Total of line 7-11 less 12)
Net Utility Plant (Enter Total of lines 6 and 13)
Utility Plant Adjustments (116)
Gas Stored Underground-Noncurrent (117)
OTHER PROPERTY AND INVESTMENTS
Nonutility Property (121)
(Less) Accum. Prov. For Depr. and Amort. (122)
Investments in Associated Companies (123)
Investments in Subsidiary Companies (123.1)
(For Cost of Account 123.1, See Footnote Page 224, line 42)
Noncurrent Portion of Allowances
Other Investments (124)
Sinking Funds -Funds (125)
Depreciation Fund (126)
Amortization Fund - Federal (127)
Other Special Funds (128)
Special Funds (Non Major Only) (129)
Long-Term Portion of Derivative Assets (175)
Long-Term Portion of Derivative Assets - Hedges (176)
TOTAL Other Property and Investments (Total of lines 18-21, 23-31)
CURRENT AND ACCRUED ASSETS
Cash and Working Funds (Non-major Only) (130)
Cash (131)
Special Deposits (132-134)
Working Fund (135)
Temporary Cash Investments (136)
Notes Receivable (141)
Customer Accounts Receivable (142)
Other Accounts Receivable (143)
(Less) Accum. Prov. for Uncollectible Acct.-Credit (144)
Notes Receivable from Associated Companies (145)
Accounts Receivable from Assoc. Companies (146)
Fuel Stock (161)
Fuel Stock Expenses Undistributed (152)
Residuals (Elec) and Extracted Products (Gas) (153)
Plant Materials and Operating Supplies (154)
Merchandise (155)
Other Materials and Supplies (156)
Nuclear Materials Held for Sale (157)
Allowances (158.1 and 158.2)

FERC FORM NO. 1-F (REVISED 2-04)

Ref
Page No.
(b)
200-201
200-201
200-201
202-203

202-203
122
-

224-225
228-229
-

227
227
227
227
227
227
202-203/227
228-229

Page 110

Current Year
End of Year Balance
(c)

Prior Year
End Balance 12/31
(d)

(SUBSTITUTE PAGE FOR PART III)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

COMPARATIVE BALANCE SHEET (ASSETS AND OTHER DEBITS) (Continued)
Line
No.
53

Ref
Page No.
(b)

Title of Account
(a)
(Less) Noncurrent’ Portion of Allowance

54

Stores Expense Undistributed (163)

55

Gas Stored Underground - Current (164.1)

-

56

Liquefied Natural Gas Stored and Held for Processing (164.2-164.3)

-

57

Prepayments (165)

-

58

Advances for Gas (166-167)

-

59

Interest and Dividends Receivable (171)

-

60

Rents Receivable (172)

-

61

Accrued Utility Revenues (173)

-

62

Miscellaneous Current & Accrued Assets (174)

63

Derivative Instrument Assets (175)

64

(Less) Long-Term Portion of Derivative Instrument Assets (175)

65

Derivative Instrument Assets - Hedges (176)

66

(Less) Long-Term Portion of Derivative Instrument Assets-Hedges (176)

67

TOTAL Current & Accrued Assets (Enter Total of Lines 34-66)

68

227

DEFERRED DEBITS

69

Unamortized Debt Expenses (181)

70

Extraordinary Property Losses (182.1)

230

-

71

Unrecovered Plant and Regulatory Study Costs (182.2)

230

72

Other Regulatory Assets (182.3)

232

73

Prelim. Survey and Investigation Charges (Elec) (183)

231

74

Prelim. Sur. and Invest. Charges (Gas) (183.1, 183.2)

-

75

Other Preliminary Survey and Investigation Charges (183.2)

76

Clearing Accounts

-

77

Temporary Facilities (185)

-

78

Miscellaneous Deferred Debits (186)

79

Def.-Losses from Disposition of Utility Plant (187)

80

Research, Devel. and Demonstration Expend. (188)

81

Unamortized Loss on Reacquired Debt (189)

82

Accumulated Deferred Income Taxes (190)

83

Unrecovered Purchased Gas Costs (191)

84

TOTAL Deferred Debits (Enter Total of Lines 69 thru 83)

85

TOTAL Assets and Other Debits (Enter Total of Lines 14-16, 32,
67 and 84)

FERC FORM NO. 1-F (REVISED 2-04)

233
352-353
234
-

Page 111

Current Year
End of Year Balance
(c)

Prior Year
End Balance 12/31
(d)

(SUBSTITUTE PAGE FOR PART III)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

COMPARATIVE BALANCE SHEET (LIABILITIES AND OTHER CREDITS)
Line
No.

Title of Account

Ref Page
No.
(b)

(a)

1

PROPRIETARY CAPITAL

2

Common Stock Issued (201)

250-251

3

Preferred Stock Issued (204)

250-251

4

Capital Stock Subscribed (202, 205)

252

5

Stock Liability for Conversion (203, 206)

252

6

Premium on-Capital Stock (207)

252

7

Other Paid-In Capital (208-211)

253

8

Installments Received on Capital Stock (212)

252

9

(Less) Discount on Capital Stock (213)

254

(Less ) Capital Stock Expense (214)

254

10
11

Retained Earnings (215, 215.1, 216)

118-119

12

Unappropriated Undistributed Subsidiary Earnings (216.1)

118-119

13

(Less) Reacquired Capital Stock (217)

250-251

14

Noncorporate Proprietorship (Non-Major Only) (218)

15

Accumulated Other Comprehensive Income (219)

16

TOTAL Proprietary Capital (Enter Total of lines 2 thru 14)

17

122 (a) (b)
-

LONG-TERM DEBT

18

Bonds (221)

256-257

19

(Less) Reacquired Bonds (222)

256-257

20

Advances from Associated Companies (223)

256-257

21

Other Long-Term Debt (224)

256-257

22

Unamortized Premium on Long-Term Debt (225)

-

23

(Less) Unamortized Discount on Long-Term Debt-Debit (226)

-

24

TOTAL Long-Term Debt (Enter Total of lines 17 thru 22)

-

25

OTHER NONCURRENT LIABILITIES

26

Obligations Under Capital Leases - Noncurrent (227)

-

27

Accumulated Provision for Property Insurance (228.1)

-

28

Accumulated Provision for Injuries and Damages (228.2)

-

29

Accumulated Provision for Pensions and Benefits (228.3)

-

30

Accumulated Miscellaneous Operating Provisions (228.4)

-

31

Accumulated Provision for Rate Refunds (229)

-

32

Long-Term Portion of Derivative Instrument Liabilities

33

Long-Term Portion of Derivative Instrument Liabilities - Hedges

34

Asset Retirement Obligations (230)

35

TOTAL Other Noncurrent Liabilities (Enter Total of lines 26 thru 34)

36

-

CURRENT AND ACCRUED LIABILITIES

37

Notes Payable (231)

-

38

Accounts Payable (232)

-

39

Notes Payable to Associated Companies (233)

-

40

Accounts Payable to Associated Companies (234)

-

41

Customer Deposits (235)

42

Taxes Accrued (236)

43

Interest Accrued (237)

-

44

Dividends Declared (238)

-

45

Matured Long-Term Debt (239)

-

FERC FORM NO. 1-F (ED 2-04)

262-263

Page 112

Current Year
End of Year Balance
(c)

Prior Year
End Balance 12/31
(d)

(SUBSTITUTE PAGE FOR PART III)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

COMPARATIVE BALANCE SHEET (LIABILITIES AND OTHER CREDITS) (Continued)
Line
No.

Title of Account

Ref Page
No.
(b)

(a)

46

Matured Interest (240)

-

47

Tax Collections Payable (241)

-

48

Miscellaneous Current and Accrued Liabilities (242)

-

49

Obligations Under Capital Leases-Current (243)

-

50

Derivative Instrument Liabilities (244)

51

(Less) Long-Term Portion of Derivative Instrument Liabilities

52

Derivative Instrument Liabilities - Hedging (245)

53

(Less) Long-Term Portion of Derivative Instrument Liabilities - Hedges

54

TOTAL Current and Accrued Liabilities (Enter Total of lines 37 thru 53)

55

DEFERRED CREDITS

56

Customer Advances for Construction (252)

57

Accumulated Deferred Investment Tax Credits (255)

58

Deferred Gains from Disposition of Utility Plant (256)

59

Other Deferred Credits (253)

269

60

Other Regulatory Liabilities (254)

278

61

Unamortized Gain on Reacquired Debt (257)

62

Accumulated Deferred Income Taxes (281)

63

Accumulated Deferred Income Taxes - Other Property (282)

64

Accumulated Deferred Income Taxes - Other (283)

65

Total Deferred Credits (lines 56 through 64)

66

TOTAL LIABILITIES AND STOCKHOLDER EQUITY (lines 16, 24, 35, 54 and 65)

FERC FORM NO. 1-F (REVISED. 2-04)

266-267

272-277

Page 113

Current Year
End of Year Balance
(c)

Prior Year
End Balance 12/31
(d)

(SUBSTITUTE PAGE FOR PART IV)
Name of Respondent

This Report is:
Date of Report
(1)
 An Origina (Mo, Da, Yr)
(2)
 A Resu
/
/
STATEMENT OF INCOME

Year/Period of Report
End of Year/Qtr

Quarterly
1. Report in column (c) the current year to date balance. Column (c) equals the total of adding the data in column (g) plus the data in column
(i) plus the data in column (k). Report in column (d) similar data for the previous year. This information is reported in the annual filing
only.
2. Enter in column (e) the balance for the reporting quarter and in column (f) the balance for the same three month period for the prior year.
3. Report in column (g) the quarter to date amounts for electric utility function; in column (i) the quarter to date amounts for gas utility, and in
column (k) the quarter to date amounts for other utility function for the current year quarter.
4. Report in column (h) the quarter to date amounts for electric utility function; in column (j) the quarter to date amounts for gas utility, and in
column (l) the quarter to date amounts for other utility function for the prior year quarter.
5. If additional columns are needed, place them in a footnote.
Annual or Quarterly if applicable
6. Do not report fourth quarter data in columns (e) and (f).
7. Report amounts for accounts 412 and 413, Revenues and Expenses from Utility Plant Leased to Others, in another utility column in a similar
manner to a utility department. Spread the amount(s) over lines 2 thru 26 as appropriate. Include these amounts in columns (c) and (d)
totals.
8. Report amounts in accountant 414, Other Utility Operating Income, in the same manner as accounts 412 and 413 above.
9. Report data for lines 8, 10, and 11 for Natural Gas companies using accountants 404.1, 404.2, 404.3, 407.1, and 407.2.
Line
No.

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26

Title of Account
(a)

(Ref.)
Page No.
(b)

Total
Current Year to
Date Balance for
Quarter/Year
(c)

Utility Operating Income
Operating Revenues (400)
Operating Expenses
Operation Expenses (401)
Maintenance Expenses (402)
Depreciation Expense (403)
Depreciation Expense for Asset Retirement
Costs (403.1)
Amort. and Depl. of Utility Plant (404405)
Amort. of Utility Plant Acq. Adj. (406)
Amort. Property Losses, Unrecov. Plant
and Regulatory Study Costs (407)
Amort. of Conversion Expenses (407)
Regulatory Debits (407.3)
(Less) Regulatory Credits (407.4)
Taxes Other Than Income Taxes (408.1)
Income Taxes - Federal (409.1)
- Other (409.1)
Provision for Deferred Income Taxes
(410.1)
(Less) Provision for Deferred Income
Taxes-Cr. (411.1)
Investment Tax Credit Adj. - Net (411.4)
(Less) Gains from Disp. of Utility Plant
(411.6)
Losses from Disp. of Utility Plant (411.7)
Losses from Disposition of Allowances
(411.9)
Losses from Disposition of Allowances
(411.9)
Accretion Expense (411.10)
TOTAL Utility Operating Expenses (Enter
Total of lines 4 thru 24)
Net Util Oper Inc (Enter Tot line 2 less 25)
Carry to Pg117,line 27

FERC FORM NO. 1 (REV. 12-08)
FERC FORM NO. 1-F (REV. 12-08)
FERC FORM NO. 3-Q (REV. 12-08)

Page 114

Total
Prior Year to
Date Balance for
Quarter/Year
(d)

Current 3 months
Ended
Quarterly Only
No 4th Quarter
(e)

Prior 3 Months
Ended
Quarterly Only
No 4th Quarter
(f)

(SUBSTITUTE PAGE FOR PART IV)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

STATEMENT OF INCOME FOR THE YEAR (Continued)

ELECTRIC UTILITY

GAS UTILITY

Current Year to Date

Previous Year to Date

Current Year to Date

(e)

(f)

(g)

Previous Year to
Date
(h)

OTHER UTILITY
Current Year to Date
(I)

Previous Year to
Date
()

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26

FERC FORM NO. 1-F (REVISED. 12-96)

Page 115

(SUBSTITUTE PAGE FOR PART IV)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

STATEMENT OF INCOME FOR THE YEAR (Continued)

Line
No.
27

Ref
Page No.

(a)

(b)

(c)

Net Utility Operating Income (Carried forward from page 114)

28
29

Title of Account

Total
Current Year
to Date Balance
for Quarter/Year

Other Income

30

Nonutiity Operating Income

31

Revenues From Merchandising, Jobbing and Contract Work (415)

32

(Less) Costs and Expenses of Merchandising, Jobbing & Contract
Work (416)

33

Revenues From Nonutlity Operations (417)

34

(Less) Expenses of Nonutility operations (417.1,)

35

Nonoperating Rental Income (418)

36

Equity in Earnings of Subsidiary Companies (418.1)

37

Interest and Dividend Income (419)

38
39
40

119

Allowance for Other Funds Used During Construction (419.1)
Miscellaneous Nonoperating Income (421)
Gain on Disposition of Property (421.1)

41

TOTAL Other income (Enter Total of lines 31 thru 40)

42

Other Income Deductions

43

Loss on Disposition of Property (421.2)

44

Miscellaneous Amortization (425)

45

Donations (426.1

46

Life Insurance (426.2)

47

Penalties (426.3)

48

Exp. for Certain Civic, Political & Related Activities (426.4)

49

-

Other Income and Deductions

340

Other Deductions (426.1 thru 426.5)

50

TOTAL Other Income Deductions(Total of lines 43 thru 49)

51

Taxes Applicable to Other Income and Deductions

340

52

Taxes Other Than income Taxes (408.2)

53

Income Taxes-Federal (409.2)

262-263

54

Income Taxes-Other (409.2)

262-263

55

Provision for Deferred Inc. Taxes (410.2)

234,272-277

56

(Less) Provision for Deferred Income Taxes--Cr. (411.2)

234,272-277

57

Investment Tax Credit Adjustment - Net (411.5)

58

262-263

(Less) Investment Tax Credits (420)

59

TOTAL Taxes on Other Income and Deductions (Enter Total of 52 thru 58)

60

Net Other Income and Deductions (Enter Total of lines 41, 50, 59)

61

Interest Charges

62

Interest on Long-Term Debt (427)

63

Amort. of Debt Disc. and Expense (428)

64

Amortization of Loss on Reacquired Debt (428.1)

65

(Less) Amortization of Premium on Debt-Credit (429)

66

(Less) Amortization of Gain on Reacquired Debt-Credit (429.1)

67

Interest on Debt to Assoc. Companies (430)

340

68

Other Interest Expense (431)

340

69

(Less) Allowance for Borrowed Funds Used During Construction-Cr. (432)

70

Net Interest Charges (Enter Total of lines 62 thru 69)

71

Income Before Extraordinary Items (Enter Total of lines 27, 60 and 70)

72
73

Extraordinary Items
Extraordinary income (434)

74

(Less) Extraordinary Deductions (435)

75

Net Extraordinary Items (Enter Total of line 73 less line 74)

76

Income Taxes-Federal and Other (409.3)

77

Extraordinary Items After Taxes (Enter Total of line 75 less line 76)

78

Net Income (Enter Total of lines 71 and 77)

FERC FORM NO. 1-F (ED. 2-04)

262-263

Page 117

Total
Prior Year
to Date Balance
for Quarter/Year

Current 3 Months
Ended
Quarterly Only
No 4th Quarter

Prior 3 Months
Ended
Quarterly Only
No 4th Quarter

(d)

(e)

(f)

(SUBSTITUTE PAGE FOR PART V)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

STATEMENT OF RETAINED EARNINGS FOR THE YEAR
1. Do not report Lines 49-53 on the quarterly report.
2. Report all changes in appr
opriated retained earnings,
unappropriated retained earnings, and unappropriated undistributed
subsidiary earnings for the year.
2. Each credit and debit duringthe year should be identified as
to the retained earnings account in which recorded (Accounts 433,
436-439 inclusive). Show the contra primary account affected in
column (b).
3. State the purpos e and amount for each reservation or
appropriation of retained earnings.
4. List first Account 43 9, Adjustments to Retained Earnings,
reflecting adjustments to the opening balance of retained earnings.
Follow by credit, then debit items, in that order.
Line
No.

5. Show dividends for each class and series of capital stock.
6. Show separately the State and Federal income tax effect of
items shown for Account 439,Adjustments to Retained Earnings.
7. Explain in a footnote the basis for determining the amount
reserved or appropriated. If such reservation or appropriation is
to be recurrent, state the number and annual amounts t o be
reserved or appropriated as w ell as the totals eventually to be
accumulated.
8. If any notes appearing in t he report to stockholders are
applicable to this statement, attach them at page 122-123.

Contra
Primary
Account
Affected
(b)

Item
(a)
UNAPPROPRIATED RETAIN EARNINGS (Account 216)

1

Balance-Beginning of Period

2

Changes

3

Adjustments to Retained Earnings (Account 439)

4
5
6
7
8
9

Total Credits to Retained Earnings (Account 439)

10
11
12
13
14
15

Total Debits to Retained Earning (Account 439)

16

Balance Transferred from Income (Account 433 less Account 418.1)

17

(Less) Appropriations of Retained Earnings (Account 436)

18
19
20
21
22

TOTAL Appropriations of Retained Earnings (Acct. 436) (Total of lines 18 thru 21)

23

Dividends Declared -- Preferred Stock (Account 437)

24
25
26
27
28
29

TOTAL Dividends Declared -- Preferred Stock (Acct. 437)

30

Dividends Declared -- Common Stock (Account 438)

31
32
33
34
35
36

Total Dividends Declared -- Common Stock (Acct. 438) (Total of lines 31 thru 35)

37

Transfers from Acct. 216.1 Unappropriated Undistributed Subsidiary Earning

38

Balance-End of Year (Total of lines 01, 09, 15, 16, 22, 29, 36 and 37)

FERC FORM NO. 1-F (ED. 2-04)

Page 118

Current
Quarter/Year
Year to Date
Balance
(c)

Previous
Quarter/Year
Year to Date
Balance
(d)

(SUBSTITUTE PAGE FOR PART V)

Name of Respondent

This Report is:
(1) G An Original
(2) G A Resubmission

Date of Report
(Mo, Da, Yr)

Year of Report
Dec 31, _____

STATEMENT OF RETAINED EARNINGS FOR THE YEAR (Continued)
Contra
Primary
Account
Affected
(b)

Item

Line
No.

(a)
APPROPRIATED RETAINED EARNINGS (Account 215)

39
40
41
42
43
44
45

TOTAL Appropriated Retained Earnings (Account 215)
APPROPRIATED RETAINED EARNINGS - AMORTIZATION RESERVE, FEDERAL (Account
215.1)

46

TOTAL Appropriated Retained Earnings -- Amortization Reserve, Federal (Account 215.1)

47

TOTAL Appropriated Retained Earnings (Account 215, 215.1) (Enter Total 45, 46))

48

TOTAL Retained Earnings (Account 215, 215.1, 216) (Total 38, 47))
UNAPPROPRIATED UNDISTRIBUTED SUBSIDIARY EARNINGS (Account 216.1)
Report only on an Annual Basis, no Quarterly

49

Balance--Beginning of Year (Debit or Credit)

50

Equity in Earnings for Year (Credit) Account 418.1)

51

(Less) Dividends Received (Debit

52
53

Balance--End of Year (Total of lines 49 thru 52)

FERC FORM NO. 1-F (ED. 2-04)

Page 119

Current
Quarter/Year
Year to Date
Balance
(c)

Previous
Quarter/Year
Year to Date
Balance
(d)

(SUBSTITUTE PAGE FOR PART XII)
Name of Respondent

This Report is:
Date of Report
Year/Period of Report
(Mo., Da., Yr.)
End of
(1) □
An Original
(2) □ A Resubmission
ACCUMULATED PROVISION FOR DEPRECIATION OF ELECTRIC UTILITY PLANT (Account 108)

1. Explain in a footnote any important adjustments during year.
2. Explain in a footnote any difference between the amount for book cost of plant retired, Line 11, column (c), and that reported for electric
plant in service, pages 204-207, column (d), excluding retirements of non-depreciable property.
3. The provisions of Account 108 in the Uniform System of accounts require that retirements of depreciable plant be recorded when such
plant is removed from service. If the respondent has a significant amount of plant retired at year end which has not been recorded and/or
classified to the various reserve functional classifications, make preliminary closing entries to tentatively functionalize the book cost of the
plant retired. In addition, include all costs included in retirement work in progress at year end in the appropriate functional classifications.
4. Show separately interest credits under a sinking fund or similar method of depreciation accounting.
Section A. Balances and Changes During Year
Total
Electric Plant in
Electric Plant Held
(c+d+e)
Service
for Future Use
(b)
(c)
(d)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19

Balance Beginning of Year
Depreciation Provisions for Year, Charged to:
(403) Depreciation Expense
(403.1) Depreciation Expense for Asset
Retirement Costs
(413) Expenses of Electric Plant Leased to
Others
Transportation Expenses-Clearing
Other Clearing Accounts
Other Accounts (Specify, details in footnote):
TOTAL Depreciation Provision for Year (Enter
Total of lines 3 thru 9)
Net Charges for Plant Retired:
Book Cost of Plant Retired
Cost of Removal
Salvage (Credit)
TOTAL Net Charges for Plant Retirements
(Enter Total of lines 12 thru 14)
Other Debit or Cr. Items (Describe, details in
Footnote):

20

Book Cost or Asset Retirement Costs Retired
Balance End of Year (Enter Totals of lines 1,
10, 15, 16, and 18)
Section B. Balances at End of Year According to Functional Classification
Steam Production

21

Nuclear Production

22

Hydraulic Production-Conventional

23

Hydraulic Production-Pumped Storage

24

Other Production

25

Transmission

26

Distribution

27

Regional Transmission and Market Operation

28

General

29

TOTAL (Enter Total of lines 20 thru 28)

FERC FORM NO. 1-F (REV. 12-05)

Page 219

Electric Plant Leased to Others
(e)

(SUBSTITUTE PAGE FOR PART XVI)
Name of Respondent

1.
2.
3.

4.
5.

This Report Is:
Date of Report
Year/Period of Report
(1)
 An Ori (Mo, Da, Yr)
End of Year/Qtr
(2)
AR
/
/
ELECTRIC OPERATING REVENUES (Account 400)
The following instructions generally apply to the annual version of these pages. Do not report quarterly data in columns (c), (e), (f), and (g).
Unbilled revenues and MWH related to unbilled revenues need not be reported separately as required in the annual version of these pages.
Report operating revenues for each prescribed account, and manufactured gas revenues in total.
Report number of customers, columns (f) and (g), on the basis of meters, in addition to the number of flat rate accounts; except that where
separate meter readings are added for billing purposes, one customer should be counted for each group of meters added. The average
number of customers means the average of twelve figures at the close of each month.
If increases or decreases from previous period (columns (c), (e), and (g)), are not derived from previously reported figures, explain any
inconsistencies in a footnote.
Disclose amounts of $250,000 or greater in a footnote for accounts 451, 456, and 457.2.

Line
No.

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27

Title of Account
(a)

Operating Revenues Year to Date
Quarterly/Annual
(b)

Sales of Electricity
(440) Residential Sales
(442) Commercial and Industrial Sales
Small (or Comm.) (See Instruction 4)
Large (or Ind.) (See Instruction 4)
(444) Public Street and Highway Lighting
(445) Other Sales to Public Authorities
(446) Sales to Railroads and Railways
(448) Interdepartmental Sales
TOTAL Sales to Ultimate Consumers
(447) Sales for Resale
TOTAL Sales of Electricity
(Less) (449.1) Provision for Rate Returns
TOTAL Revenues Net of Prov. for Refunds
Other Operating Revenues
(450) Forfeited Discounts
(451) Miscellaneous Service Revenues
(453) Sales of Water and Water Power
(454) Rent from Electric Property
(455) Interdepartmental Rents
(456) Other Electric Revenues
(456.1) Revenues from Transmission of Electricity of Others
(457.1) Regional Control Service Revenues
(457.2) Miscellaneous Revenues
TOTAL Other Operating Revenues
TOTAL Electric Operating Revenues

FERC FORM NO. 1 (REV. 12-08)
FERC FORM NO. 1-F (REV.12-08)
FERC FORM NO. 3-Q (REV.12-08)

Page 300

Operating Revenues
Previous year (no
Quarterly)
(c)

(SUBSTITUTE PAGE FOR PART XVI)
Name of Respondent

This Report is:
Date of Report
(Mo., Da., Yr.)
(1) □
An Original
(2) □ A Resubmission
ELECTRIC OPERATING REVENUES (Account 400)

Year/Period of Report
End of

5. Commercial and industrial Sales, Account 442, may be classified according to the basis of classification (Small or Commercial,
and Large or Industrial) regularly used by the respondent if such basis of classification is not generally greater than 1000 Kw of
demand. (See Account 442 of the Uniform System of Accounts. Explain basis of classification in a footnote.)
6. See pages 108-109, Important Changes During Year, for important new territory added and important rate increase or
decreases.
7. For Lines 2,4,5,and 6, see page 304 for amounts relating to unbilled revenue by accounts.
8. Include unmetered sales. Provide details of such Sales in a footnote.
Lin
MEGAWATT-HOURS SOLD
AVG. NO. CUSTOMERS PER MONTH
Year to Date
Quarterly/Annually
(d)

Previous Year (no Quarterly)
(e)

Current Year (no
Quarterly)
(f)

Previous Year (no
Quarterly)
(g)

e
No
.

1
2
3
4
5
6
7
8
9
10
11
12
13
14

Line 12, column (b) includes $

of unbilled revenues.

Line 12, column (d) includes $

MWH relating to unbilled revenues.

FERC FORM NO. 1-F (REV. 12-05)

Page 301

(SUBSTITUTE PAGE FOR PART XVII)
Name of Respondent

This Report is:
Date of Report
Year/Period of Report
(Mo., Da., Yr.)
End of
(1) □
An Original
(2) □ A Resubmission
ELECTRIC OPERATION AND MAINTENANCE EXPENSES
If the amount for previous year is not derived from previously reported figures, explain in footnote.
Line
Account
Amount for Current
Amount for Previous Year
No.
(a)
Year
(c)
(b)
1. POWER PRODUCTION EXPENSES
1
A. Steam Power Generation
2
Operation
3
4
(500) Operation Supervision and Engineering
5
(501) Fuel
6
(502) Steam Expenses
7
(503) Steam from Other Sources
8
(Less) (504) Steam Transferred-Cr.
9
(505) Electric Expenses
10
(506) Miscellaneous Steam Power Expenses
11
(507) Rents
12
(509) Allowances
13
TOTAL Operation (Enter Total of Lines 4 thru 12)
Maintenance
14
15
(510) Maintenance Supervision and Engineering
16
(511) Maintenance of Structures
17
(512) Maintenance of Boiler Plant
18
(513) Maintenance of Electric Plant
19
(514) Maintenance of Miscellaneous Steam Plant
20
TOTAL Maintenance (Enter Total of Lines 15 thru 19)
21
TOTAL Power Production Expenses-Steam Power (Enter Total lines 13 & 20)
B. Nuclear Power Generation
22
Operation
23
24
(517) Operation Supervision and Engineering
25
(518) Fuel
26
(519) Coolants and Water
27
(520) Steam Expenses
28
(521) Steam from Other Sources
29
(Less) (522) Steam Transferred-Cr.
30
(523) Electric Expenses
31
(524) Miscellaneous Nuclear Power Expenses
32
(525) Rents
33
TOTAL Operation (Enter Total of lines 24 thru 32)
Maintenance
34
35
(528) Maintenance Supervision and Engineering
36
(529) Maintenance of Structures
37
(530) Maintenance of Reactor Plant Equipment
38
(531) Maintenance of Electric Plant
39
(532) Maintenance of Miscellaneous Nuclear Plant
40
TOTAL Maintenance (Enter Total of lines 35 thru 39)
41
TOTAL Power Production Expenses-Nuclear Power (Enter Total of lines 33 & 40)
42
C. Hydraulic Power Generation
Operation
43
44
(535) Operation Supervision and Engineering
45
(536) Water for Power
46
(537) Hydraulic Expenses
47
(538) Electric Expenses
48
(539) Miscellaneous Hydraulic Power Generation Expenses
49
(540) Rents
50
TOTAL Operation (Enter Total of Lines 44 thru 49)
Maintenance
52
53
(541) Maintenance Supervision and Engineering
54
(542) Maintenance of Structures
55
(543) Maintenance of Reservoirs, Dams, and Waterways
56
(544) Maintenance of Electric Plant
57
(545) Maintenance of Miscellaneous Hydraulic Plant
58
TOTAL Maintenance (Enter Total of lines 53 thru 57)
59
TOTAL Power Production Expenses-Hydraulic Power (Total of Lines 50 and 58)
FERC FORM NO. 1 (REV. 12-12)
Page 320

(SUBSTITUTE PAGE FOR PART XVII)

Name of Respondent

This Report is: (1) □
An Original
(2) □ A Resubmission

Date of Report
(Mo., Da., Yr.)

ELECTRIC OPERATION AND MAINTENANCE EXPENSES (Continued)
Line
Accounts
Amount for Current Year
No.
(a)
(b)
D. Other Power Generation
60
Operation
61
62
(546) Operation Supervision and Engineering
63
(547) Fuel
64
(548) Generation Expenses
65
(548.1) Operation of Energy Storage Equipment
66
(549) Miscellaneous Other Power Generation Expenses
67
(550) Rents
68
TOTAL Operation (Enter Total of lines 62 thru 67)
Maintenance
69
70
(551) Maintenance Supervision and Engineering
71
(552) Maintenance of Structures
72
(553) Maintenance of Generating and Electric Plant
73
(553.1) Maintenance of Energy Storage Equipment
74
(554) Maintenance of Miscellaneous Other Power Generation Plant
75
TOTAL Maintenance (Enter Total of lines 70 thru 74)
76
TOTAL Power Production Expenses-Other Power (Enter Total of lines 68 & 75)
E. Other Power Supply Expenses
77
78
(555) Purchased Power
79
(555.1) Power Purchased for Storage Operations
80
(556) System Control and Load Dispatching
81
(557) Other Expenses
82
TOTAL Other Power Supply Expenses (Enter Total of lines 78 thru 81)
83
TOTAL Power Production Expenses (Total of lines 21, 41, 59, 76 & 82)
2. TRANSMISSION EXPENSES
84
Operation
85
86
(560) Operation Supervision and Engineering
87
(561.1) Load Dispatch-Reliability
88
(561.2) Load Dispatch-Monitor and Operate Transmission System
89
(561.3) Load Dispatch-Transmission Service and Scheduling
90
(561.4) Scheduling, System Control and Dispatch Services
91
(561.5) Reliability, Planning and Standards Development
92
(561.6) Transmission Service Studies
93
(561.7) Generation Interconnection Studies
94
(561.8) Reliability, Planning and Standards Development Services
95
(562) Station Expenses
96
(562.1) Operation of Energy Storage Equipment
97
(563) Overhead Lines Expenses
98
(564) Underground Lines Expenses
99
(565) Transmission of Electricity by Others
100 (566) Miscellaneous Transmission Expenses
101 (567) Rents
102 TOTAL Operation (Enter Total of lines 85 thru 101)
103 Maintenance
104 (568) Maintenance Supervision and Engineering
105 (569) Maintenance of Structures
106 (569.1) Maintenance of Computer Hardware
107 (569.2) Maintenance of Computer Software
108 (569.3) Maintenance of Communication Equipment
109 (569.4) Maintenance of Miscellaneous Regional Transmission Plant
110 (570) Maintenance of Station Equipment
111 (570.1) Maintenance of Energy Storage Equipment
112 (571) Maintenance of Overhead Lines
113 (572) Maintenance of Underground Lines
114 (573) Maintenance of Miscellaneous Transmission Plant
FERC FORM NO. 1 (REV. 12-12)
Page 321

Year/Period of Report
End of

Amount for Previous Year
(c)

(SUBSTITUTE PAGE FOR PART XVII)
Name of Respondent

This Report is:
Date of Report
(Mo., Da., Yr.)
(1) □
An Original
(2) □ A Resubmission
ELECTRIC OPERATION AND MAINTENANCE EXPENSES (Continued)
If the amount for previous year is not derived from previously reported figures, explain in footnote.
Line
Account
No.
(a)
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163

TOTAL Maintenance (Enter Total of lines 104 thru 114)
TOTAL Transmission Expenses (Enter Total of lines 102 and 115)
3. REGIONAL MARKET EXPENSES
Operation
(575.1) Operation Supervision
(575.2) Day-Ahead and Real-Time Market Facilitation
(575.3) Transmission Rights Market Facilitation
(575.4) Capacity Market Facilitation
(575.5) Ancillary Services Market Facilitation
(575.6) Market Monitoring and Compliance
(575.7) Market Facilitation, Monitoring and Compliance Services
(575.8) Rents
Total Operation (Lines 119 thru 126)
Maintenance
(576.1) Maintenance of Structures and Improvements
(576.2) Maintenance of Computer Hardware
(576.3) Maintenance of Computer Software
(576.4) Maintenance of Communication Equipment
(576.5) Maintenance of Miscellaneous Market Operation Plant
Total Maintenance (Lines 129 thru 133)
TOTAL Regional Transmission and Market Operation Expenses (Enter Total of lines 127 and 134)
4. DISTRIBUTION EXPENSES
Operation
(580) Operation Supervision and Engineering
(581) Load Dispatching
(582) Station Expenses
(583) Overhead Line Expenses
(584) Underground Line Expenses
(584.1) Operation of Energy Storage Equipment
(585) Street Lighting and Signal System Expenses
(586) Meter Expenses
(587) Customer Installations Expenses
(588) Miscellaneous Expenses
(589) Rents
TOTAL Operation (Enter Total of lines 138 thru 148)
Maintenance
(590) Maintenance Supervision and Engineering
(591) Maintenance of Structure
(592) Maintenance of Station Equipment
(592.1) Maintenance of Structures and Equipment
(592.2) Maintenance of Energy Storage Equipment
(593) Maintenance of Overhead Lines
(594) Maintenance of Underground Lines
(595) Maintenance of Line Transformers
(596) Maintenance of Street Lighting and Signal Systems
(597) Maintenance of Meters
(598) Maintenance of Miscellaneous Distribution Plant
TOTAL Maintenance (Enter Total of lines 151 thru 161)
TOTAL Distribution Expenses (Enter Total of lines 149 and 162)
FERC FORM NO. 1 (REV. 12-12)
Page 322

Year/Period of Report
End of

Amount for
Current Year
(b)

Amount for
Previous Year
(c)

(SUBSTITUTE PAGE FOR PART XVII)
Name of Respondent

This Report is:
Date of Report
Year/Period of Report
(Mo., Da., Yr.)
End of
(1) □
An Original
(2) □ A Resubmission
ELECTRIC OPERATION AND MAINTENANCE EXPENSES (Continued)
If the amount for previous year is not derived from previously reported figures, explain in footnote.
Line
Account
Amount for Current Year
Amount for
No.
(a)
(b)
Previous Year
( )
163 5. CUSTOMER ACCOUNTS EXPENSES
164
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198
199
200
201
202
203
204

Operation
(901) Supervision
(902) Meter Reading Expenses
(903) Customer Records and Collection Expenses
(904) Uncollectible Accounts
(905) Miscellaneous Customer Accounts Expenses
TOTAL Customer Accounts Expenses (Total of lines 165 thru 169)
6. CUSTOMER SERVICE AND INFORMATIONAL EXPENSES
Operation
(907) Supervision
(908) Customer Assistance Expenses
(909) Informational and Instructional Expenses
(910) Miscellaneous Customer Service and Informational Expenses
TOTAL Customer Service and Information. Expenses (Total lines 173 thru 176)
7. SALES EXPENSES
Operation
(911) Supervision
(912) Demonstrating and Selling Expenses
(913) Advertising Expenses
(916) Miscellaneous Sales Expenses
TOTAL Sales Expenses (Enter Total of lines 180 thru 184)
8. ADMINISTRATIVE AND GENERAL EXPENSES
Operation
(920) Administrative and General Salaries
(921) Office Supplies and Expenses
(Less) (922) Administrative Expenses Transferred-Credit
(923) Outside Services Employed
(924) Property Insurance
(925) Injuries and Damages
(926) Employee Pensions and Benefits
(927) Franchise Requirements
(928) Regulatory Commission Expenses
(929) (Less) Duplicate Charges-Cr.
(930.1) General Advertising Expenses
(930.2) Miscellaneous General Expenses
(931) Rents
TOTAL Operation (Enter Total of lines 187 thru 199)
Maintenance
(935) Maintenance of General Plant
TOTAL Administrative & General Expenses (Total of lines 199 and 201)
TOTAL Electric Operation and Maintenance Expenses (Total of lines 83, 116, 135, 162,
170, 177, 184, and 203)
FERC FORM NO. 1 (REV. 12-12)

Page 323