Nonimmigrant Treaty Trader/Investor Application

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form DS-156e Nonimmigrant Treaty Trader/Investor Application	Form and Instruction	Modified	Available
9752_PublishedFR_10-11-2016.pdf	Supplementary Document	Uploaded 2016-10-31	Available
60 day notice-published.pdf	Supplementary Document	Uploaded 2016-10-31	Available
DS-156E Legal Authorities.doc	Supplementary Document	Uploaded 2016-10-31	Available
Final DS-156E Supporting Statement.docx	Supporting Statement A	Uploaded 2016-10-31	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
14941	Nonimmigrant Treaty Trader/Investor Application	Form and Instruction	Modified

ICR Details

OMB Control No: 1405-0101	ICR Reference No: 201610-1405-002
Status: Historical Active	Previous ICR Reference No: 201308-1405-005
Agency/Subagency: STATE/AFA	Agency Tracking No:
Title: Nonimmigrant Treaty Trader/Investor Application
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/08/2016
	Date Received in OIRA: 10/31/2016
Terms of Clearance: Approved for two years only. This form cannot be filed electronically.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2018	36 Months From Approved	12/31/2016
Responses	48,600	0	41,752
Time Burden (Hours)	194,400	0	167,008
Cost Burden (Dollars)	48,600,000	0	41,752,000

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Abstract: Form DS-156E is completed by aliens seeking nonimmigrant treaty trader/investor visas to the U.S. The Department of State will use the DS-156E to elicit information necessary to determine an applicant's visa eligibility.

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Authorizing Statute(s): US Code: 8 USC 1201 Name of Law: Immigration and Nationality Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 31289	05/18/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 70230	10/11/2016
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Nonimmigrant Treaty Trader/Investor Application	DS-156e	Nonimmigrant Treaty Trader/Investor Application

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	48,600	41,752	0	0	6,848	0
Annual Time Burden (Hours)	194,400	167,008	0	0	27,392	0
Annual Cost Burden (Dollars)	48,600,000	41,752,000	0	0	6,848,000	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $725,112

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/31/2016

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