Registration of Distilled Spirits Plants and Miscellaneous Requests and Notices and Distilled Spirits Plans

Forms and Documents

Document Name	Status
Form TTB F 5110.41 Registration of Distilled Spirits Plants Form and Instruction	Modified
1513-0048 Supporting Statement (2016-12-05).doc Supporting Statement A	2016-12-06

IC Document Collections

IC ID	Document Title	Status
43836	Registration of Distilled Spirits Plants Form and Instruction	Modified
190684	Non-Distilled Spirits Plants Reporting	Unchanged
190559	Miscellaneous Requests and Notices for Distilled Spirits Plants	Unchanged

ICR Details

OMB Control No: 1513-0048	ICR Reference No: 201702-1513-006
Status: Historical Active	Previous ICR Reference No: 201410-1513-004
Agency/Subagency: TREAS/TTB	Agency Tracking No: PATH (Bonds) 5/9
Title: Registration of Distilled Spirits Plants and Miscellaneous Requests and Notices and Distilled Spirits Plans
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 02/06/2017
	Date Received in OIRA: 02/06/2017
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2017	6 Months From Approved	10/31/2018
Responses	2,276	0	1,818
Time Burden (Hours)	5,883	0	4,471
Cost Burden (Dollars)	0	0	0

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Abstract: The information provided by the applicants assists TTB in determining eligibility and providing for registration. These eligibility requirements are for persons who wish to establish distilled spirits plant operations. In addition, both statutes and regulations allow variances from regulations, and the information collected enables TTB to determine whether a variance can be approved.

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Authorizing Statute(s): US Code: 26 USC 5171, 5172, 5201 Name of Law: null
  

Citations for New Statutory Requirements: PL: Pub.L. 114 - 113 332 (Div. Q) Name of Law: PATH Act

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
1513-AC30	Final or interim final rulemaking	82 FR 1108	01/04/2017

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 3

IC Title	Form No.	Form Name
Miscellaneous Requests and Notices for Distilled Spirits Plants
Non-Distilled Spirits Plants Reporting
Registration of Distilled Spirits Plants	PONL Screen Shot, TTB F 5110.41	Registration of Distilled Spirits Plant ,   PONL Screen Shot-Bond No Longer Required

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	2,276	1,818	458	0	0	0
Annual Time Burden (Hours)	5,883	4,471	1,412	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: To implement the bond exemption under the PATH Act, TTB is amending its regulations to provide that an applicant or existing DSP proprietor must state on TTB F 5110.41 whether the proprietor is exempt from bond requirements. TTB is adding a new item to the form where the applicant or proprietor selects whether the person is eligible for the bond exemption, and TTB is amending one of the instructions on the form to reflect this change. TTB is also adjusting the burden hours associated with this collection to reflect an increase in the number of applicants and proprietors, and to account for a one-time increase in the filing of TTB F 5110.41 in each of the next three years by DSP proprietors applying for the bond exemption authorized under the PATH Act.

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Annual Cost to Federal Government: $460

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/22/2016

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