Recordkeeping and Reporting Requirements Associated with Regulation Y (Capital Plans)

ICR 201707-7100-010

OMB: 7100-0342

Federal Form Document

Forms and Documents
Document
Name
Status
Justification for No Material/Nonsubstantive Change
2017-07-31
ICR Details
7100-0342 201707-7100-010
Historical Active 201412-7100-008
FRS FR Y-13
Recordkeeping and Reporting Requirements Associated with Regulation Y (Capital Plans)
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 08/17/2017
Retrieve Notice of Action (NOA) 08/17/2017
  Inventory as of this Action Requested Previously Approved
12/31/2017 12/31/2017 12/31/2017
174 0 250
499,886 0 685,156
0 0 0

Regulation Y (12 CFR part 225) requires large bank holding companies (BHCs) to submit capital plans to the Federal Reserve on an annual basis and to require such BHCs to request prior approval from the Federal Reserve under certain circumstances before making a capital distribution.

US Code: 12 USC 5365 and 5366 Name of Law: Dodd-Frank Act
   US Code: 12 USC 1844(b) and (c) Name of Law: Bank Holding Company Act
   US Code: 12 USC 3907 and 3909 Name of Law: International Lending Supervision Act
   US Code: 5 USC 552(b)(4) Name of Law: Freedom of Information Act
  
None

7100-AE20 Final or interim final rulemaking 79 FR 64026 10/27/2014

  79 FR 37420 07/01/2014
79 FR 64026 10/27/2014
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 174 250 0 0 -76 0
Annual Time Burden (Hours) 499,886 685,156 0 0 -185,270 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
Decrease in burden reflects decrease in the respondent panel.

$106,400
No
No
No
No
No
Uncollected
Richard Palmer 202 502-8438 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/17/2017


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