Reporting and Recordkeeping Requirements Associated with Regulation Y (Capital Plans)

OMB 7100-0342

Regulation Y - Bank Holding Companies and Change in Bank Control (12 CFR Part 225) requires large bank holding companies and U.S. intermediate holding companies (jointly referred to as BHCs) to submit capital plans to the Board on an annual basis and requires such BHCs to request prior approval from the Board under certain circumstances before making a capital distribution. Although there are additional data reporting requirements, there are no required reporting forms associated with this information collection.

The latest form for Reporting and Recordkeeping Requirements Associated with Regulation Y (Capital Plans) expires 2023-12-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
FRY13_20231226_omb.pdf Supporting Statement A
Recordkeeping Section 225.8(e)(1)
Reporting Section 225.8(j)(4)
Reporting Sections 225.8(j)(1) and (2)
Reporting Sections 225.8(i)
Reporting Section 225.8(h)(2)(ii)(B)
Reporting Section 225.8(e)(4)
Reporting Section 225.8(e)(3)
Reporting Sections 225.8(e)(1) and (2) Ongoing
Reporting Sections 225.8(e)(1) and (2) First-Time

All Historical Document Collections

202312-7100-009 Approved without change	Extension without change of a currently approved collection	2023-12-26
202303-7100-001 Approved without change	No material or nonsubstantive change to a currently approved collection	2023-12-25
202006-7100-010 Approved without change	Revision of a currently approved collection	2020-12-10
202001-7100-002 Approved without change	Revision of a currently approved collection	2020-01-10
201906-7100-008 Approved without change	Revision of a currently approved collection	2019-06-24
201904-7100-006 Approved without change	No material or nonsubstantive change to a currently approved collection	2019-06-21
201708-7100-017 Approved without change	Revision of a currently approved collection	2017-09-05
201707-7100-010 Approved without change	No material or nonsubstantive change to a currently approved collection	2017-08-17
201412-7100-008 Approved without change	Revision of a currently approved collection	2014-12-12
201406-7100-001 Approved without change	No material or nonsubstantive change to a currently approved collection	2014-09-15
201106-7100-003 Approved without change	New collection (Request for a new OMB Control Number)	2011-12-29

OMB Details

Reporting Section 225.8(e)(1)(ii)

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight