Form FR Y-14Q FR Y-14Q Quarterly Regulatory Capital Instruments Form

FR Y-14Q Schedule C: Regulatory Capital Instruments Quarterly Schedule
Institution Name:
RSSD ID:
Date of Data Submission:
As of Date:

FR Y-14Q Schedule C.1—Regulatory Capital Instruments as of Quarter End
A

MDRMs
1
2
3
4
5
6
7
8
9
10
…

B

C

D

CUSIP or unique
Revised
identifier
regulatory
provided by
capital rule (July
BHC/IHC
Instrument type 2013) treatment
CQCNP083
CQCNQ744
CQCNQ746

E

F

Cumulative / Notional amount
($Millions)
noncumulative
CQCNQ747
CQCNQ748

G
Amount
recognized in
regulatory
capital
($Millions)
CQCNQ749

H

Comments
CQCNQ750

FR Y-14Q Schedule C.2—Regulatory Capital Instrument Repurchases/Redemptions During Quarter
A

MDRMs
1
2
3
4
5
6
7
8
9
10
…

B

CUSIP or unique
identifier
provided by
BHC/IHC
CQCRP083

C

Instrument type
CQCRQ744

D

Revised
regulatory capital
rule (July 2013)
treatment
CQCRQ746

E

Redemption
action
CQCRQ754

F

G

Date on which
Notional amount
action was executed
transacted
($Millions)
(mm/dd/yyyy)
CQCRQ755
CQCRQ756

H

Regulatory
capital amount
transacted
($Millions)
CQCRQ757

I

J

Amount
recognized in
Notional amount regulatory capital
remaining at
remaining at
quarter end
quarter end
($Millions)
($Millions)
CQCRQ758
CQCRQ759

K

Comments
CQCRQ750

FR Y-14Q Schedule C.3 – Regulatory Capital Instruments Issuances During Quarter
A

MDRMs
1
2
3
4
5
6
7
8
9
10
…
A

MDRMs
1
2
3
4
5
6
7
8
9
10
…
A

B

C

D

E

F

G

H

I

J

K

L

Date of issuance
(mm/dd/yyyy)*
CQCIN477

Revised regulatory
capital rule
treatment
CQCIQ746

Cumulative /
noncumulative
CQCIQ747

Notional amount
transacted
($Millions)
CQCIQ756

Regulatory capital
amount transacted
($Millions)
CQCIQ757

Perpetual / dated
CQCIQ769

If dated, date of
maturity
(mm/dd/yyyy)*
CQCI9914

CUSIP or unique
identifier
provided by
BHC/IHC
CQCIP083

Instrument type
CQCIQ744

O

P

Q

R

S

T

U

V

W

X

Fixed / floating
CQCIN189

Coupon / dividend
rate (bps) at
issuance
CQCIQ772

Index at Issuance
CQCIQ773

Spread over index
(bps) at issuance
CQCIQ774

Date at which
coupon terms
change
CQCIR625

Coupon/dividend
rate (bps) when
terms change
CQCIR626

Index when terms
change
CQCIR627

Spread over index
(bps) when terms
change
CQCIR628

Existence of step up
or other incentive to
redeem
CQCIQ775

CC

DD

EE

FF

GG

HH

II

JJ

BB

Carrying Value
($Millions), as-of
quarter end
MDRMs
CQCIR629
1
2
3
4
5
6
7
8
9
10
11

If conversion,
Is issuance result indicate CUSIP of
of conversion? original instrument
CQCIQ762
CQCIQ763

Unamortized
discounts/
premiums, fees and
foreign exchange
Notional Amount of
translation impacts
Fair value of
Interest Rate Swap Interest Rate Swap Associated Interest Interest Rate Swap
as of quarter end associated swaps
Issue Date
Fixed Payment Rate
maturity date
Rate Swap
($Millions)
($Millions)
(mm/dd/yyyy)
(mm/dd/yyyy)
($Millions)
(bps)
CQCIR630
CQCIR631
CQCIR632
CQCIR633
CQCIR634
CQCIR635

M

N

Issuer call
CQCIQ770

If callable, optional
call date
(mm/dd/yyyy)*
CQCIQ771

Z

AA

Convertible / nonconvertible
CQCIQ776

Y
If convertible,
mandatory or
optional
conversion?
CQCIQ777

If convertible, specify
instrument type into
which it will convert
CQCIQ778

Comments
CQCIQ750

KK

LL

MM

NN

OO

Currency of Foreign
Exchange Swap
Payment
CQCIR639

Notional Amount of
Foreign Exchange
Swap ($Millions)
CQCIR640

Exchange Rate of
Foreign Exchange
Swap (II/HH)
CQCIR641

Y9C BHCK 4062
Reconciliation
CQCIR642

Interest Rate Swap Interest Rate Swap Currency denomination
Payment Index
of instrument
Payment Spread (bps)
CQCIR636
CQCIR637
CQCIR638