Form TA-1

Rule 17Ac2-1, 17 CFR 240.17Ac2-1 and Form TA-1 (Transfer Agent Registration)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0084 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 1528 Form TA-1 Form and Instruction
SEC 1528 Form TA-1 formta-1.pdf www.sec.gov/about/forms/formta-1.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Form TA-1	Agency IC Tracking Number:	SEC 1528

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17Ac2-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1528	Form TA-1	formta-1.pdf	http://www.sec.gov/about/forms/formta-1.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940--SEC	FR Citation: 41 FR 41550

Number of Respondents: 178	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	178	14	164
Annual IC Time Burden (Hours)	267	21	246
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.