FERC-917 and FERC-918 30-day published

UNITED STATES OF AMERICA

FEDERAL ENERGY REGULATORY COMMISSION

[Docket No. IC18-5-000]

COMMISSION INFORMATION COLLECTION ACTIVITIES

(FERC-917 and FERC-918);

COMMENT REQUEST; EXTENSION

(May 3, 2018)

AGENCY: Federal Energy Regulatory Commission.

ACTION: Comment request.

SUMMARY: In compliance with the requirements of the Paperwork Reduction Act of 1995, the Federal Energy Regulatory Commission (Commission or FERC) is submitting its information collection FERC-917 (Electric Transmission Facilities) and FERC-918 (Standards for Business Practices and Communication Protocols for Public Utilities to the Office of Management and Budget (OMB)] for review of the information collection requirements. Any interested person may file comments directly with OMB and should address a copy of those comments to the Commission as explained below. The Commission previously published a Notice in the Federal Register 2/6/2018 requesting public comments. The Commission received no comments on the FERC-917 nor the FERC-918 and is making this notation in its submittal to OMB.

DATES: Comments on the collection of information are due by [Insert Date 30 days after date of publication in the Federal Register].

ADDRESSES: Comments filed with OMB, identified by the OMB Control No. 1902-0233 (for both the FERC-917 and FERC-918), should be sent via email to the Office of Information and Regulatory Affairs: [email protected]. Attention: Federal Energy Regulatory Commission Desk Officer. The Desk Officer may also be reached via telephone at 202-395-8528.

A copy of the comments should also be sent to the Commission, in Docket No. IC18-5-000, by either of the following methods:

• eFiling at Commission’s Web Site: http://www.ferc.gov/docs-filing/efiling.asp.

• Mail/Hand Delivery/Courier: Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street, NE, Washington, DC 20426.

Instructions: All submissions must be formatted and filed in accordance with submission guidelines at: http://www.ferc.gov/help/submission-guide.asp. For user assistance contact FERC Online Support by e-mail at [email protected], or by phone at: (866) 208-3676 (toll-free), or (202) 502-8659 for TTY.

Docket: Users interested in receiving automatic notification of activity in this docket or in viewing/downloading comments and issuances in this docket may do so at http://www.ferc.gov/docs-filing/docs-filing.asp.

FOR FURTHER INFORMATION: Ellen Brown may be reached by e-mail at [email protected], by telephone at (202) 502-8663, and by fax at (202) 273-0873.

SUPPLEMENTARY INFORMATION:

Title: FERC-917 (Electric Transmission Facilities) and FERC-918 (Standards for Business Practices and Communication Protocols for Public Utilities

OMB Control No.: 1902-0233

Type of Request: Three-year extension of the FERC-917 and FERC-918 information collection requirements with no changes to the reporting requirements.

Abstract: On February 17, 2007, the Commission issued Order No. 890¹ to address and remedy opportunities for undue discrimination under the pro forma Open Access Transmission Tariff (OATT) adopted in 1996 by Order No. 888.² Through Order No. 890, the Commission:

• Adopted pro forma OATT provisions necessary to keep imbalance charges closely related to incremental costs;

• Increased nondiscriminatory access to the grid by requiring public utilities, working through the North American Electric Reliability Corporation (NERC), to develop consistent methodologies for available transfer capability (ATC) calculation and to publish those methodologies to increase transparency;

• Required an open, transparent, and coordinated transmission planning process thereby increasing the ability of customers to access new generating resources and promote efficient utilization of transmission;

• Gave the right to customers to request from transmission providers, studies addressing congestion and/or integration of new resource loads in areas of the transmission system where they have encountered transmission problems due to congestion or where they believe upgrades and other investments may be necessary to reduce congestion and to integrate new resources;

• Required both the transmission provider’s merchant function and network customers to include a statement with each application for network service or to designate a new network resource that attests, for each network resource identified, that the transmission customer owns or has committed to purchase the designated network resource and the designated network resource comports with the requirements for designated network resources. The network customer includes this attestation in the customer’s comment section of the request when it confirms the request on the Open Access Same-Time Information System (OASIS);

• Required with regard to capacity reassignment that: (a) all sales or assignments of capacity be conducted through or otherwise posted on the transmission provider’s OASIS on or before the date the reassigned service commences; (b) assignees of transmission capacity execute a service agreement prior to the date on which the reassigned service commences; and (c) transmission providers aggregate and summarize in an electric quarterly report the data contained in these service agreements;

• Adopted an operational penalties annual filing that provides information regarding the penalty revenue the transmission provider has received and distributed; and

• Required creditworthiness information to be included in a transmission provider’s OATT. Attachment L must specify the qualitative and quantitative criteria that the transmission provider uses to determine the level of secured and unsecured credit required.

The Commission required a NERC/NAESB³ team to draft and review Order No. 890 reliability standards and business practices. The team was to solicit comment from each utility on developed standards and practices and utilities were to implement each, after Commission approval. Public utilities, working through NERC, were to revise reliability standards to require the exchange of data and coordination among transmission providers and, working through NAESB, were to develop complementary business practices.

Required OASIS postings included:

• Explanations for changes in ATC values;

• Capacity benefit margin (CBM) reevaluations and quarterly postings;

• OASIS metrics and accepted/denied requests;

• Planning redispatch offers and reliability redispatch data;

• Curtailment data;

• Planning and system impact studies;

• Metrics for system impact studies; and

• All rules.

Incorporating the Order No. 890 standards into the Commission’s regulations benefits wholesale electric customers by streamlining utility business practices, transactional processes, and OASIS procedures, and by adopting a formal ongoing process for reviewing and upgrading the Commission’s OASIS standards and other electric industry business practices. These practices and procedures benefit from the implementation of generic industry standards.

The Commission’s Order No. 890 regulations can be found in 18 CFR 35.28 (pro forma tariff requirements), and 37.6 and 37.7 (OASIS requirements).

Type of Respondents: Provide information on any types of entities who respond to the information collection.

Estimate of Annual Burden⁴:The estimated annual public reporting burdens for FERC-917 (requirements in 18 CFR 35.28) and FERC-918 (requirements in 18 CFR 37.6 and 37.7) are reduced from the original estimates made three years ago. The reductions are due to the incorporation and completion of:

• one-time pro forma tariff and standards changes by utilities in existence at that time, which would not be needed unless the tariff and/or standards are changed again; and

• completed development and comment solicitation of the required NERC/NAESB reliability standards and business practices. The other activities are annual ongoing requirements. The estimated annual figures follow:

FERC Information Collection	Annual No. of Respondents (1)	Average No. of Reponses per Respondent (2)	Average Burden 5Hours per Response (3)	Total Annual Burden Hours (1)x(2)x(3)
18 CFR 35.28 (FERC-917)
Conforming tariff changes	0	0	0	0
Revision of Imbalance Charges	0	0	0	0
ATC revisions	0	0	0	0
Planning (Attachment K)	134	1	100	13,400
Congestion studies	134	1	300	40,200
Attestation of network resource commitment	134	1	1	134
Capacity reassignment	134	1	100	13,400
Operational Penalty annual filing	134	1	10	1,340
Creditworthiness – include criteria in the tariff	0	0	0	0
FERC-917 -- Sub Total Part 35	-	-	-	68,474
18 CFR 37.6 & 37.7 (FERC-918)
ATC-related standards: NERC/NAESB Team to develop Review and comment by utility Implementation by each utility	0 0 0	0 0 0	0 0 0	0 0 0
Mandatory data exchanges	134	1	80	10,720
Explanation of change of ATC values	134	1	100	13,400
Reevaluate CBM and post quarterly	134	1	20	2,680
Post OASIS metrics; requests accepted/denied	134	1	90	12,060
Post planning redispatch offers and reliability redispatch data	134	1	20	2,680
Post curtailment data	134	1	10	1,340
Post Planning and System Impact Studies	134	1	5	670
Posting of metrics for System Impact Studies	134	1	100	13,400
Post all rules to OASIS	134	1	5	670
FERC-918 -- Recordkeeping Requirements	134	1	40	5,360
FERC-918 -Sub Total of Part 37 Reporting Requirements	-	-	-	57,620
FERC-918 -- Sub Total of Reporting and Recordkeeping Requirements	-	-	-	62,980
Total FERC-917 and FERC-918 (Part 35 + Part 37, Reporting and Recordkeeping Requirements)	-	-	-	131,454

Comments: Comments are invited on: (1) whether the collection of information is necessary for the proper performance of the functions of the Commission, including whether the information will have practical utility; (2) the accuracy of the agency's estimate of the burden and cost of the collection of information, including the validity of the methodology and assumptions used; (3) ways to enhance the quality, utility and clarity of the information collection; and (4) ways to minimize the burden of the collection of information on those who are to respond, including the use of automated collection techniques or other forms of information technology.

Kimberly D. Bose,

Secretary.

1 Final Rule in Docket Nos. RM05-17-000 and RM05-25-000, issued 2/16/2007.

2 Promoting Wholesale Competition Through Open Access Non-discriminatory Transmission Services by Public Utilities; Recovery of Stranded Costs by Public Utilities and Transmitting Utilities, Order No. 888, 61 FR 21540 (May 10, 1996), FERC Stats. & Regs. ¶ 31,036 (1996), order on reh’g, Order No. 888-A, 62 FR 12274 (Mar. 14, 1997), FERC Stats. & Regs. ¶ 31,048 (1997), order on reh’g, Order No. 888-B, 81 FERC ¶ 61,248 (1997), order on reh’g, Order No. 888-C, 82 FERC ¶ 61,046 (1998), aff’d in relevant part sub nom. Transmission Access Policy Study Group v. FERC, 225 F.3d 667 (D.C. Cir. 2000), aff’d sub nom. New York v. FERC, 535 U.S. 1 (2002).

3 NAESB is the North American Energy Standards Board.

4 The Commission defines burden as the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency. For further explanation of what is included in the information collection burden, reference 5 Code of Federal Regulations 1320.3.

5 Burden is defined as the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency. For further explanation of what is included in the information collection burden, refer to 5 Code of Federal Regulations 1320.3.