Information Collection

Rule 605 of Regulation NMS (f/k/a Rule 11Ac1-5)

IC 35358 under ICR 201802-3235-021 · OMB 3235-0542.

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Information Collection (IC) Details

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IC Title:	Rule 605 of Regulation NMS (f/k/a Rule 11Ac1-5)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.605

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 132	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Previously Approved
Annual Number of Responses for this IC	1,584	1,584
Annual IC Time Burden (Hours)	9,504	9,504
Annual IC Cost Burden (Dollars)	4,717,152	4,717,152

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.