Information Collection Request
Rule 605 of Regulation NMS (f/k/a Rule 11Ac1-5)
ICR 202303-3235-029 · OMB 3235-0542 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0542 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 Supporting Statement (3235-0542)-- 2022 Proposed Partial Revision.pdf |
Supporting Statement A | Uploaded 2023-03-14 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 35358 |  Rule 605 of Regulation NMS (Ongoing Burden for All Respondents) |
Modified | ||
| 259156 | Rule 605 of Regulation NMS (Initial Burden for NMS Plan Participants) |
New | ||
| 259154 | Rule 605 of Regulation NMS (Initial Burden for New Respondents) |
New | ||
| 259153 | Rule 605 of Regulation NMS (Initial Burden for Existing Respondents) |
New |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0542 |
| Type of Information Collection | Revision of a currently approved collection |
| Previous ICR Reference No | 202104-3235-015 |
| Agency Tracking No | TM-270-488 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |