Report of Financial and Operation Statistics for Large Certified Air Carriers

Forms and Documents

Document Name	Status
OMB 2138-0013.30day notice 2108.pdf Supplementary Document	2018-04-11
OMB 2138-0013.60day notice.2018.pdf Supplementary Document	2018-04-11
OMB0013.Justification renewal 2018.docx Supporting Statement A	2018-04-11
Directive 307 E-filing financials instructions.doc Supplementary Document	2015-01-28
USCODE-2010-title14-efiling.pdf Supplementary Document	2015-01-28
USCODE-2005 title14-Part 241.pdf Supplementary Document	2015-01-28
USCODE-2009-title49-subtitleVII-partA-subpartii-chap417-subchapII-sec41738.pdf Supplementary Document	2015-01-28
USCODE-2009-title49-subtitleVII-partA-subpartii-chap417-subchapI-sec41708.pdf Supplementary Document	2015-01-28
USCODE-2009-title49-subtitleVII-partA-subparti-chap401-sec40101.pdf Supplementary Document	2015-01-28
USCODE-2009-title49-subtitleII-chap11-subchapIV-sec1153.pdf Supplementary Document	2015-01-28
USCODE-2009-title49-subtitleI-chap3-subchapII-sec329.pdf Supplementary Document	2015-01-28

IC Document Collections

IC ID	Document Title	Status
216129	T-8	Modified
216128	P-10	Modified
216127	P-2 PFC	Modified
216126	P-2	Modified
216125	B-43	Modified
216124	B-12	Modified
216123	B-7	Modified
216122	P-7	Modified
216121	P-6	Modified
216120	P-5.2	Modified
216119	P-5.1	Modified
216118	P-1.2	Modified
216116	P-1.1	Unchanged
216115	B-1	Modified
216114	B-1.1	Modified
216113	A	Modified
216109	P-12a	Modified
216108	P-1a	Modified

ICR Details

OMB Control No: 2138-0013	ICR Reference No: 201804-2138-001
Status: Active	Previous ICR Reference No: 201501-2138-001
Agency/Subagency: DOT/BTSA	Agency Tracking No:
Title: Report of Financial and Operation Statistics for Large Certified Air Carriers
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/01/2018
	Date Received in OIRA: 04/17/2018
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2021	36 Months From Approved	10/31/2018
Responses	3,305	0	3,641
Time Burden (Hours)	13,912	0	15,299
Cost Burden (Dollars)	0	0	0

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Abstract: 14 CFR Part 241 requires large certificated air carriers to submit financial data to the Department of Transportation (DOT) on a monthly, quarterly, semi-annual and annual basis. These include an Income Statement, Balance Sheet, Inventory of Air-frames and Aircraft Engines, Statement of Cash Flows, Notes to financials, Aircraft Operating Expenses, Interim Operations Report, Operating Expenses by Objective Groupings, Operating Expenses by Functional Groupings, Employment Statistics by Labor Category and Fuel Consumption by Type of Service and Entity. These are used by the DOT in International Negotiations, Safety Analysis, Continuing Air Carrier Fitness, FAA Air Carrier Certification, review of International Air Transport Association (IATA) Agreements, Civil Reserve Air Fleet Program for (emergency preparedness), included in the Department of Commerce's Gross Domestic Product, Department of Justice's antitrust analysis, Department of Energy's fuel consumption monitoring for emergency preparedness.

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Authorizing Statute(s): US Code: 49 USC 1153, 41708, 41709, 41738 Name of Law: null
   US Code: 49 USC 329(b) (1) Name of Law: Transportation Information
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 3256	01/23/2018
30-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 14312	04/03/2018
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 18

IC Title	Form No.	Form Name
B-1
P-1.2
B-7
B-43
P-2
P-2 PFC
P-10
T-8
A
B-1.1
P-1a
P-12a
P-1.1
P-5.1
P-5.2
P-6
P-7
B-12

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	3,305	3,641	0	-336	0	0
Annual Time Burden (Hours)	13,912	15,299	0	-1,387	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The number of respondents decreased due to air carrier mergers. There was also an increase to Information Collection P.5.1 due to three air carriers being reclassified.

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Annual Cost to Federal Government: $10,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/17/2018

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