Engineering Industrial Innovation and Partnerships Program Monitoring Data Collections

Forms and Documents

Document Name	Status
3145-0238 Supporting Statement Part A.pdf Supporting Statement A	2018-04-27
3145-0238 Supporting Statement Part B.pdf Supporting Statement B	2018-04-27
2015-1-22 FINAL Appendix I Crosswalk.pdf Supplementary Document	2015-02-05

IC Document Collections

IC ID	Document Title	Status
231251	SBIR Baseline Monitoring Survey Other-Survey	New
214882	Small Business Innovation Research Survey Other-Survey	Modified
214881	Partnerships for Innovation: Building Innovation Capacity (PFI:BIC) Other-Survey	Modified
214880	Partnerships for Innovation: Accelerating Innovation Research (PFI:AIR) Survey Other-Survey	Modified
214879	Post-Course Innovation Corps (I-Corps) Survey Other-Survey	Modified
214878	Pre-Course Innovation Corps (I-Corps) Survey Other-Survey	Modified
214877	Innovation Corps (I-Corps) Longitudinal Collection Other-Survey	Modified
214876	Grant Opportunities for Academic Liaison with Industry (GOALI) Survey Other-Survey	Modified

ICR Details

OMB Control No: 3145-0238	ICR Reference No: 201804-3145-001
Status: Active	Previous ICR Reference No: 201502-3145-001
Agency/Subagency: NSF	Agency Tracking No:
Title: Engineering Industrial Innovation and Partnerships Program Monitoring Data Collections
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/23/2018
	Date Received in OIRA: 04/27/2018
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2021	36 Months From Approved	07/31/2018
Responses	4,430	0	2,630
Time Burden (Hours)	4,880	0	3,336
Cost Burden (Dollars)	234,240	0	136,736

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Abstract: This information collection will monitor outputs, short-term, intermediate and long-term outcomes of NSF-Engineering Directorate investments in research and innovation in the Division of Industrial Innovation and Partnerships (IIP).

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Authorizing Statute(s): US Code: 42 USC 1861 et seq. Name of Law: National Science Foundation Act, as amended
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 6616	02/14/2018
30-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 18598	04/27/2018
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 8

IC Title	Form No.	Form Name
SBIR Baseline Monitoring Survey
Grant Opportunities for Academic Liaison with Industry (GOALI) Survey
Innovation Corps (I-Corps) Longitudinal Collection
Partnerships for Innovation: Accelerating Innovation Research (PFI:AIR) Survey
Pre-Course Innovation Corps (I-Corps) Survey
Post-Course Innovation Corps (I-Corps) Survey
Partnerships for Innovation: Building Innovation Capacity (PFI:BIC)
Small Business Innovation Research Survey

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	4,430	2,630	0	1,800	0	0
Annual Time Burden (Hours)	4,880	3,336	0	1,544	0	0
Annual Cost Burden (Dollars)	234,240	136,736	0	97,504	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The overall burden increased because of the addition of the SBIR Baseline Monitoring Survey, along with refinement of the existing surveys. The burden on some surveys decreased because of the decrease in time needed to complete the survey.

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Annual Cost to Federal Government: $860,000

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/27/2018

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