SBA Lender Microloan Intermediary and NTAP Reporting Requirements

Forms and Documents

Document Name	Status
3245-0365 15_USCA_s_634 9-18=18.pdf Supplementary Document	2018-09-18
3245-0365 Supporting Statement OCRM 9-18-18.docx Supporting Statement A	2018-09-18

IC Document Collections

IC ID	Document Title	Status
217907	SBA Lender, Microloan Intermediary, and NTAP Reporting Requirements Other-Notice of Intent	Modified

ICR Details

OMB Control No: 3245-0365	ICR Reference No: 201809-3245-001
Status: Active	Previous ICR Reference No: 201508-3245-001
Agency/Subagency: SBA	Agency Tracking No:
Title: SBA Lender Microloan Intermediary and NTAP Reporting Requirements
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 04/23/2019
	Date Received in OIRA: 09/18/2018
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2022	36 Months From Approved	04/30/2019
Responses	1,861	0	2,370
Time Burden (Hours)	14,573	0	22,009
Cost Burden (Dollars)	0	0	0

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Abstract: SBA's Office of Credit Risk Management oversees SBA's ?(a) Lenders, Certified Development Companies, and Microloan interned. In connection with this oversight, SBA requests that these entities provide information related to their operations and lending activity. SBA uses the information reported to facilitate its oversight of these groups, including evaluating portfolio performance, management and operations, eligibility and credit administration, and compliance with Loan Program Requirements.

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Authorizing Statute(s): US Code: 15 USC 634 Name of Law: General Powers
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 30810	06/29/2018
30-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 46987	09/17/2018
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
SBA Lender, Microloan Intermediary, and NTAP Reporting Requirements

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1,861	2,370	0	-509	0	0
Annual Time Burden (Hours)	14,573	22,009	0	-7,436	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The decrease can be attributed to the implementation of new analytical framework and protocols for the level of review of lenders based on risk factors, with, for example, the first level of review being less comprehensive than a full review, and thereby imposing less of a time burden on lenders.

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/18/2018

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