SBA Lender Microloan Intermediary and NTAP Reporting Requirements

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form SBA Form 2506 SBA Lender, Microloan Intermediary, and NTAP Reporting Requirements	Form and Instruction	Modified	Repair queued
245-0365 OCRM PRA Citations 6-27-2022.pdf	Supplementary Document	Uploaded 2022-06-27	Repair queued
3245-0365 Supporting Statement 6-27-2022.docx	Supporting Statement A	Uploaded 2022-06-27	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
217907	SBA Lender, Microloan Intermediary, and NTAP Reporting Requirements	Form and Instruction	Modified

ICR Details

OMB Control No: 3245-0365	ICR Reference No: 202206-3245-005
Status: Received in OIRA	Previous ICR Reference No: 201809-3245-001
Agency/Subagency: SBA	Agency Tracking No:
Title: SBA Lender Microloan Intermediary and NTAP Reporting Requirements
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 06/27/2022

table that charts list comparision

	Requested	Previously Approved
Expiration Date	36 Months From Approved	06/30/2022
Responses	2,083	1,861
Time Burden (Hours)	17,279	14,573
Cost Burden (Dollars)	1,016,504	0

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Abstract: SBA's Office of Credit Risk Management oversees SBA's ?(a) Lenders, Certified Development Companies, and Microloan interned. In connection with this oversight, SBA requests that these entities provide information related to their operations and lending activity. SBA uses the information reported to facilitate its oversight of these groups, including evaluating portfolio performance, management and operations, eligibility and credit administration, and compliance with Loan Program Requirements.

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Authorizing Statute(s): US Code: 15 USC 634 Name of Law: General Powers
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 9404	02/18/2022
30-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 38250	06/27/2022
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
SBA Lender, Microloan Intermediary, and NTAP Reporting Requirements	SBA Form 2506, SBA Form 2507, SBA Form 2508, SBA Form 2509 , SBA Form 2510, SBA Form 2511, SBA Form 2512, SBA Form 2513 , SBA Form 2514	Diagnostic Rev. Form ,   Limited Scope Full Limited Scope Targeted ,   Notice of Selection for SMART Full Review and Form ,   LENDER NOMINATION REQUEST DOCUMENT for DELEGATED AUTHORITIES ,   accredited Lenders Program (ALP) / Premier Certified Lenders Program (PCLP) Application and Renewal Requirements Guide ,   MICROLOAN INTERMEDIARY SITE VISIT/REVIEW NOTIFICATION LETTER AND FORM ,   Certified Development Company SMART Analytical Review Information Request ,   SBA Supervised Lender Safety and Soundness Examination/Full Review Information Request ,   7(a) Delegated Authority Renewal Request Letter and Form

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ICR Summary of Burden

table that charts list of burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	2,083	1,861	0	222	0	0
Annual Time Burden (Hours)	17,279	14,573	0	2,706	0	0
Annual Cost Burden (Dollars)	1,016,504	0	0	1,016,504	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Changes were based on increased costs and increased number of SMART Reviews and the addition of Limited Scope Reviews. New forms are identified, and changes are highlighted within this package.

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 06/27/2022

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