Exclusions from the Section 232 National Security Adjustments of Imports of Steel and Aluminum

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form 0694-0139 Requests for Exclusions to Section 232 National Security Adjustments of Imports of Steel and Aluminum	Form	Modified	Available
0694-0139 Supporting Statement for Steel and Aluminum Exclusions 4-17-2019.docx	Supporting Statement A	Uploaded 2019-04-17	Available
2018-3-14 Steel and Aluminum OMB 83-I Exclusion.pdf	Supplementary Document	Uploaded 2018-08-31	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
230644	Requests for Exclusions to Section 232 National Security Adjustments of Imports of Steel and Aluminum	Form	Modified

ICR Details

OMB Control No: 0694-0139	ICR Reference No: 201810-0694-003
Status: Historical Active	Previous ICR Reference No: 201805-0694-003
Agency/Subagency: DOC/BIS	Agency Tracking No:
Title: Exclusions from the Section 232 National Security Adjustments of Imports of Steel and Aluminum
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 04/30/2019
	Date Received in OIRA: 03/08/2019
Terms of Clearance: This collection is approved based on the revised materials provided by BIS.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2022	36 Months From Approved	04/30/2019
Responses	83,301	0	96,954
Time Burden (Hours)	333,204	0	387,816
Cost Burden (Dollars)	0	0	0

---

Abstract: This collection is needed as part of the publication of an interim final rule that amends the National Security Industrial Base Regulations (15 CFR 700-705) to add two new supplements to part 705 which set forth the requirements and process for how parties in the United States may submit requests for exclusions from the remedies instituted by the President (“exclusion requests”) regarding the effects of imported articles on national security. The new supplements also set forth the requirements and process for how parties in the United States may submit objections to the granting of exclusion requests.

---

Authorizing Statute(s): US Code: 19 USC 1862 Name of Law: Safeguarding National Security
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
0694-AH55	Final or interim final rulemaking	83 FR 12106	03/19/2018

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 49064	09/28/2018
30-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 6767	02/28/2019
Did the Agency receive public comments on this ICR? Yes

---

Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Requests for Exclusions to Section 232 National Security Adjustments of Imports of Steel and Aluminum	0694-0139, 0694-0139	Exclusion Request Steel ,   Exclusion Request Aluminum

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	83,301	96,954	0	-13,653	0	0
Annual Time Burden (Hours)	333,204	387,816	0	-54,612	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Using current data (As of 4/1/2019), there has been a decreased in the number of respondents compared to what BIS expected initially resulting in a reduction in burden hours. As this collection continues, BIS will adjust these numbers to reflect continuing changes in data.

---

Annual Cost to Federal Government: $19,492,434

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/08/2019

---