Risk Management Information (RMI) System

Forms and Documents

Document Name	Status
Form OPNAVINST 5102/10 OPNAVINST 5102/10 Form	Modified
0703-0065_SS-A_7.29.19.docx Supporting Statement A	2019-07-29
SPAWAR_RMI_PIA_20180514.pdf Supplementary Document	2019-07-25
(RMI) NM03750-1 RMI SORN Draft 7.19.2019.docx Supplementary Document	2019-07-25

IC Document Collections

IC ID	Document Title	Status
221582	OPNAVINST 5102/10 Form	Modified

ICR Details

OMB Control No: 0703-0065	ICR Reference No: 201907-0703-001
Status: Active	Previous ICR Reference No: 201605-0703-001
Agency/Subagency: DOD/NAVY	Agency Tracking No: 0703-0065
Title: Risk Management Information (RMI) System
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 09/14/2019
	Date Received in OIRA: 07/29/2019
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2022	36 Months From Approved	09/30/2019
Responses	25	0	25
Time Burden (Hours)	38	0	38
Cost Burden (Dollars)	1,090	0	1,001

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Abstract: The public respondents are those who provide voluntary information to Safety Investigators after a safety event occurs to include, but not limited to, US Navy (USN) and US Marine Corps (USMC) Active Duty members, Government Civilians, DOD contractors, and members of the public. Respondents are requested to answer questions and/or provide statements under promise of confidentiality, and protection of personal privacy and health information.

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Authorizing Statute(s): US Code: 5 USC 301 Name of Law: Departmental Regulations
   US Code: 5 USC 41 Name of Law: Government Employees Training Act of 1958
   US Code: 10 USC 5013 Name of Law: Secretary of the Navy
   US Code: 10 USC 5041 Name of Law: Headquarters, Marine Corps
   EO: EO 12196 Name/Subject of EO: Occupational Safety and Health Programs for Federal Employees
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 23538	05/22/2019
30-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 36093	07/26/2019
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
OPNAVINST 5102/10	OPNAVINST 5102/10	Safety Investigation Report Advice to Witness

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	25	25	0	0	0	0
Annual Time Burden (Hours)	38	38	0	0	0	0
Annual Cost Burden (Dollars)	1,090	1,001	0	89	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $4,800,822

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/29/2019

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