Defect and Noncompliance Reporting and Notification

Forms and Documents

Document Name	Status
60-day_21270004.pdf Supplementary Document	2019-08-30
30-day_21270004.pdf Supplementary Document	2019-08-30
1 - Section 30118 Notification of defects and noncompliance.pdf Supplementary Document	2019-08-29
2 - Section 30119 Notification procedures.pdf Supplementary Document	2019-08-29
3 - Section 30120 Remedies for defects and noncompliance.pdf Supplementary Document	2019-08-29
4 - Section 30166 Inspections investigations and records.pdf Supplementary Document	2019-08-29
49 CFR Part 573.pdf Supplementary Document	2019-08-29
49 CFR Part 577.pdf Supplementary Document	2019-08-29
OMB 2127-0004 Part A Supporting Statement_08302019.docx Supporting Statement A	2019-08-30

IC Document Collections

IC ID	Document Title	Status
26132	Defect and Noncompliance Notification and Reporting	Modified

ICR Details

OMB Control No: 2127-0004	ICR Reference No: 201908-2127-001
Status: Historical Inactive	Previous ICR Reference No: 201611-2127-002
Agency/Subagency: DOT/NHTSA	Agency Tracking No:
Title: Defect and Noncompliance Reporting and Notification
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Improperly submitted and continue	Conclusion Date: 07/07/2020
	Date Received in OIRA: 08/30/2019
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2019	36 Months From Approved	07/31/2020
Responses	6,821	0	6,821
Time Burden (Hours)	36,070	0	36,070
Cost Burden (Dollars)	96,630,000	0	96,630,000

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Abstract: This collection covers the information collection requirements found in various sections in the Motor Vehicle Safety Act of 1966 (Act), 49 U.S.C. 30101, et seq., that require manufacturers to notify NHTSA of safety defects and noncompliances with Federal Motor Vehicle Safety Standards (FMVSS) in motor vehicles and equipment, as well as the provision of information relating to the ensuing owner and dealer notifications and free remedy campaigns that follow those notifications. Other collection requirements include submission of certain information related to tire recalls and the proper disposal of tires, and the reporting of sales and leases of defective or noncomplaint tires.

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Authorizing Statute(s): US Code: 49 USC 30101,30118,30119,30120,30166 Name of Law: Motor Vehicle Safety
   PL: Pub.L. 112 - 141 126 Stat 405 Name of Law: MAP-21 Act
  

Citations for New Statutory Requirements: PL: Pub.L. 112 - 141 Section 31301 Name of Law: Moving Ahead for Progress in the 21st Century (MAP 21) Act

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 27395	06/12/2019
30-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 45828	08/30/2019
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Defect and Noncompliance Notification and Reporting

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Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Adjustments to the estimates detailed in Items 13 and 14 are due, first, to a change in the number of safety recalls and number of distinct manufacturers filing recalls. We previously estimated that NHTSA administers an average of 963 recalls each year, with 274 distinct manufacturers filing. However, NHTSA now administers an average of 988 recalls each year (using updated figures from 2016, 2017, and 2018), with 249 distinct manufacturers. Second, adjustments are also due to a change in the average number of tire recalls a year, from 12 now to 11. Third, adjustments are due to incorporating labor-related costs using data from the BLS. And fourth, adjustments to the estimates detailed in Items 13 and 14 are due to the consideration of comments, which resulted in revising upward burdens associated with NHTSA’s Coordinated Remedy Order (as amended on December 9, 2016), addressing the Takata recalls and requiring affected vehicle manufacturers to conduct supplemental owner notification efforts in coordination with NHTSA and the Independent Monitor of Takata.

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Annual Cost to Federal Government: $638,995

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/30/2019

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