Information Collection for Qualitative Research

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form 2021 Household Sur 2021 Unbanked Underbanked Household Survey Cognitive Testing	Form and Instruction	New	Available
Form 7000/04 FDIC Ready Reserve Survey	Form and Instruction	New	Available
Form 2020 MDI Program E 2020 MDI Program Effectiveness Survey	Form and Instruction	New	Available
Form MDI Technical Assi Minority Depository Institution Technical Assistance/Education and Training Survey	Form and Instruction	Removed	Available
Form 1 Cognitive Interview 1 FDIC 2019 Unbanked Survey	Form and Instruction	Removed	Available
Form 2018 Focus Group f FDIC Focus Group Questionnaire	Form and Instruction	Removed	Available
Justification Memo 0198 - Resetting Burden Hour Balance for 2020.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2019-12-19	Repair queued
SPST-0198 Part B Qualitative Research Supporting Statement_Part B (2017).docx	Supporting Statement B	Uploaded 2017-10-30	Available
SPST-0198 - Part A (2017).doc	Supporting Statement A	Uploaded 2017-10-30	Available
FR2 - 82 FR 50126 (Oct 30 2017) - 0198.pdf	Supplementary Document	Uploaded 2017-10-30	Available
FR1 - 82 FR 39430 (August 18 2017) - 0198.pdf	Supplementary Document	Uploaded 2017-10-30	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
244318	Additional Cognitive Testing for 2021 Household Survey	Form and Instruction	New	2021 Unbanked Underbanked Household Survey Cognitive Testing
244055	Working Groups to Increase Large Bank Participation in 2022 Small Business Lending Survey	Instruction	New
243414	Cognitive Testing for 2021 Unbnanked and Underbanked Household Survey	Other-Screener Script	New
241794	FDIC Prepaid Product Informational Sessions	Instruction	New
241268	FDIC Ready Reserve Survey	Form and Instruction	New	FDIC Ready Reserve Survey
239303	FFIEC 2020 Authentication Forum	Instruction	New
239302	2020 FDIC Minority Depository Institution Program Effectiveness Survey	Form and Instruction	New	2020 MDI Program Effectiveness Survey
236599	Minority Depository Institutions Technical Assistance and Education Survey	Form and Instruction	Removed	Minority Depository Institution Technical Assistance/Education and Training Survey
231843	Cognitive Interview (Round 1) for 2019 Survey of Unbanked and Underbanked Households	Form and Instruction	Removed	Cognitive Interview 1 FDIC 2019 Unbanked Survey
231550	Screener to Recruit Participants to cognitively test the 2019 Survey of Unbanked and Underbanked Households	Other-Screener Survey	Removed
230740	Focus Groups on Attitudes and Perceptions of Banks and Financial Services 2018	Form and Instruction	Removed	FDIC Focus Group Questionnaire
230740	Focus Groups on Attitudes and Perceptions of Banks and Financial Services 2018	Instruction	Removed
230383	Screener to Recruit Participants for Focus Groups on Attitudes and Perceptions of Banks and Financial Services to Revise the 2019 Survey of Unbanked and Underbanked Households	Other-Recruitment Screener	Removed

ICR Details

OMB Control No: 3064-0198	ICR Reference No: 201912-3064-002
Status: Historical Active	Previous ICR Reference No: 201708-3064-003
Agency/Subagency: FDIC	Agency Tracking No: 3064-0198
Title: Information Collection for Qualitative Research
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/16/2020
Retrieve Notice of Action (NOA)	Date Received in OIRA: 12/19/2019
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2021	03/31/2021	03/31/2021
Responses	760	0	760
Time Burden (Hours)	2,235	0	2,235
Cost Burden (Dollars)	0	0	0

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Abstract: The FDIC plans to collect information from consumers and financial services providers through qualitative research methods such as focus groups, in-depth interviews, and/or qualitative virtual methods. The information collected will be used to deepen the FDIC's understanding of the knowledge, experiences, behaviors, capabilities, and preferences of consumers of financial services. These qualitative research methods will also contribute to the FDIC's understanding of how consumers, including those who are financially underserved, engage in financial services. Interviews of financial services providers are intended to uncover details regarding the opportunities and challenges regarding the provision of an array of financial services and products.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 39430	08/18/2017
30-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 50126	10/30/2017
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 7

table that charts list of burden

IC Title	Form No.	Form Name
2020 FDIC Minority Depository Institution Program Effectiveness Survey	2020 MDI Program Effectiveness Survey	2020 MDI Program Effectiveness Survey
Additional Cognitive Testing for 2021 Household Survey	2021 Household Survey Cognitive	2021 Unbanked Underbanked Household Survey Cognitive Testing
Cognitive Interview (Round 1) for 2019 Survey of Unbanked and Underbanked Households	1	Cognitive Interview 1 FDIC 2019 Unbanked Survey
Cognitive Testing for 2021 Unbnanked and Underbanked Household Survey
FDIC Prepaid Product Informational Sessions
FDIC Ready Reserve Survey	7000/04	FDIC Ready Reserve Survey
FFIEC 2020 Authentication Forum
Focus Groups on Attitudes and Perceptions of Banks and Financial Services 2018	2018 Focus Group for Household Survey	FDIC Focus Group Questionnaire
Minority Depository Institutions Technical Assistance and Education Survey	MDI Technical Assistance Training Survey	Minority Depository Institution Technical Assistance/Education and Training Survey
Screener to Recruit Participants for Focus Groups on Attitudes and Perceptions of Banks and Financial Services to Revise the 2019 Survey of Unbanked and Underbanked Households
Screener to Recruit Participants to cognitively test the 2019 Survey of Unbanked and Underbanked Households
Working Groups to Increase Large Bank Participation in 2022 Small Business Lending Survey

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	760	760	0	0	0	0
Annual Time Burden (Hours)	2,235	2,235	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/19/2019

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