Information Collection

Rule 0-2 under the Investment Company Act of 1940, General Requirements of Papers and Applications

IC 182516 under ICR 201912-3235-002 · OMB 3235-0636.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0636 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
EDGAR PIA_Redacted.pdf EDGAR PIA REDACTED	IC Document
secsorn2.pdf SEC SORN	IC Document

IC Title:

Rule 0-2 under the Investment Company Act of 1940, General Requirements of Papers and Applications

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 270.0-2

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Applications for Registration or Exemption under the Investment Company Act of 1940

FR Citation: 41 FR 5318

Number of Respondents: 184

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	184	0	184
Annual IC Time Burden (Hours)	3,738	-1,602	5,340
Annual IC Cost Burden (Dollars)	9,863,000	-4,227,000	14,090,000

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
EDGAR PIA REDACTED	EDGAR PIA_Redacted.pdf	08/23/2016
SEC SORN	secsorn2.pdf	08/23/2016

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.