OMB files this
comment in accordance with 5 CFR 1320.11(c). This OMB action is not
an approval to conduct or sponsor an information collection under
the Paperwork Reduction Act of 1995. This action has no effect on
any current approvals. If OMB has assigned this ICR a new OMB
Control Number, the OMB Control Number will not appear in the
active inventory. For future submissions of this information
collection, reference the OMB Control Number provided. Pursuant to
5 CFR 1320.11(c), OMB files this comment on this information
collection request (ICR). The agency shall examine public comment
in response to the NPRM and will describe in the supporting
statement of its next collection any public comments received
regarding the collection as well as why (or why it did not)
incorporate the commenter’s recommendation. The next submission to
OMB must include the draft final rule.
Inventory as of this Action
Requested
Previously Approved
11/30/2021
36 Months From Approved
11/30/2021
136,584
0
136,584
1,803,826
0
1,803,826
103,776,240
0
103,776,240
Rule 30b1-9 requires certain
registered investment companies to file portfolio holdings reports
on Form N-PORT(17 CFR 274.150) on a monthly basis with the
Commission.
US Code:
15
USC 80a-29 Name of Law: Investment Company Act of 1940
The total annual hour burden of
1,868,906 hours represents an increase of 65,080 hours over the
previous burden hour estimate of 1,803,826 hours. In addition, the
annual external cost burden of $125,209,350 represents an increase
of $22,642,695 over the previous annual external cost burden
estimate of $103,776,240. The changes in burden hours and external
cost burdens are due to the staff’s estimates of the time costs and
external costs that would result from our proposed amendments to
Form N-PORT.
No
Yes
No
No
No
No
Uncollected
Sirimal Murkerjee 202
551-3340
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.