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Federal forms, ICRs, and supporting documents

OMB control number

Rule 30b1-9 and Form N-PORT

OMB 3235-0730 ยท SEC.

OMB 3235-0730

Rule 30b1-9 requires certain registered investment companies to file portfolio holdings reports on Form N-PORT(17 CFR 274.150) on a monthly basis with the Commission.

The latest form for Rule 30b1-9 and Form N-PORT expires 2027-11-30 and is listed under ICR 202409-3235-004.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form SEC (UNKNOWN) FORM N-PORTForm and Instruction
Supporting Statement_Form N-PORT.pdfSupporting Statement A
Form N-PORT Form and Instruction
Form N-PORT Form and Instruction

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202603-3235-007 Revision of a currently approved collection 2026-03-11
202409-3235-004 Revision of a currently approved collection 2024-10-18
202309-3235-017 Revision of a currently approved collection 2023-10-31 Approved without change
202212-3235-028 Revision of a currently approved collection 2023-01-25 Comment filed on proposed rule and continue
202206-3235-015 Revision of a currently approved collection 2022-06-23 Comment filed on proposed rule and continue
202106-3235-005 Extension without change of a currently approved collection 2021-10-29 Approved without change
202101-3235-021 Revision of a currently approved collection 2021-01-27 Approved without change
202001-3235-016 Revision of a currently approved collection 2020-02-12 Comment filed on proposed rule and continue
201811-3235-008 Revision of a currently approved collection 2018-11-13 Approved without change
201805-3235-008 Revision of a currently approved collection 2018-07-26 Preapproved
201611-3235-028 New collection (Request for a new OMB Control Number) 2017-01-24 Approved with change
201507-3235-004 New collection (Request for a new OMB Control Number) 2015-07-22 Comment filed on proposed rule