Rule 30b1-9 requires certain
registered investment companies to file portfolio holdings reports
on Form N-PORT(17 CFR 274.150) on a monthly basis with the
Commission.
US Code:
15
USC 80a-29 Name of Law: Investment Company Act of 1940
Changes in burden for Form
N-PORT would result from the proposed amendments to that form. The
proposed amendments would to add a new reporting item regarding the
80% investment policy that a fund would adopt in compliance with
rule 35d-1 under the Investment Company Act of 1940 [17 CFR
270.35d-1]. There would also be a proposed new Form N-PORT
reporting item requiring a fund subject to the 80% investment
policy requirement to indicate, with respect to each portfolio
investment, whether the investment is included in the fund’s
calculation of assets in the fund’s 80% basket.
No
Yes
No
No
No
No
No
Bradley Gude 2025515590
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.