Annual Survey of U.S. Direct Investment Abroad

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form BE-11 Claim for Ex BE-11 Claim for Exemption	Form and Instruction	Unchanged	Available
Form BE-11D BE-11D	Form and Instruction	Unchanged	Available
Form BE-11C BE-11C	Form and Instruction	Unchanged	Available
Form BE-11B BE-11B	Form and Instruction	Unchanged	Available
Form BE-11A BE-11A	Form and Instruction	Unchanged	Available
2020 BE-11 nonsubstantive change justification.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2020-04-02	Available
2018 BE-11 Supporting Statement B 2018-07-03.doc	Supporting Statement B	Uploaded 2018-07-03	Available
2018 BE-11 Supporting Statement A 2018-07-03.doc	Supporting Statement A	Uploaded 2018-07-03	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
3723	Annual Survey of U.S. Direct Investment Abroad	Form and Instruction	Unchanged	BE-11 Claim for Exemption
3723	Annual Survey of U.S. Direct Investment Abroad	Form and Instruction	Unchanged	BE-11D
3723	Annual Survey of U.S. Direct Investment Abroad	Form and Instruction	Unchanged	BE-11C
3723	Annual Survey of U.S. Direct Investment Abroad	Form and Instruction	Unchanged	BE-11B
3723	Annual Survey of U.S. Direct Investment Abroad	Form and Instruction	Unchanged	BE-11A
3723	Annual Survey of U.S. Direct Investment Abroad	Instruction	Unchanged

ICR Details

OMB Control No: 0608-0053	ICR Reference No: 202003-0608-001
Status: Historical Active	Previous ICR Reference No: 201805-0608-002
Agency/Subagency: DOC/EASA	Agency Tracking No: 2018 BE-11
Title: Annual Survey of U.S. Direct Investment Abroad
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/13/2020
Retrieve Notice of Action (NOA)	Date Received in OIRA: 04/02/2020
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	10/31/2021	10/31/2021	10/31/2021
Responses	3,150	0	3,150
Time Burden (Hours)	325,750	0	325,750
Cost Burden (Dollars)	0	0	0

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Abstract: The data collected on the BE-11 survey provide a variety of measures of the operations of U.S. parents and their foreign affiliates. The data are needed to measure the size and economic significance of U.S. direct investment abroad, measure changes in such investment, and assess its impact on the U.S. and foreign economies.

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Authorizing Statute(s): PL: Pub.L. 94 - 472 3101-3108 Name of Law: International Investment and Trade in Services Survey Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 23630	05/22/2018
30-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 37461	08/01/2018
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Annual Survey of U.S. Direct Investment Abroad	BE-11B, BE-11D, BE-11A, BE-11C, BE-11 Claim for Exemption	BE-11A ,   BE-11B ,   BE-11C ,   BE-11D ,   BE-11 Claim for Exemption

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	3,150	3,150	0	0	0	0
Annual Time Burden (Hours)	325,750	325,750	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This request is for an extension without substantive change of a currently approved collection. The increase in the estimated respondent burden hours is due entirely to an increased number of respondents based on recent BE-10 and BE-11 surveys.

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Annual Cost to Federal Government: $3,913,000

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/02/2020

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