Form N-2 under the Investment Company Act of 1940 and Securities Act of 1933, Registration Statement of Closed-End Management Investment Companies

ICR 202003-3235-005

OMB: 3235-0026

Federal Form Document

ICR Details
3235-0026 202003-3235-005
Historical Inactive 202001-3235-025
SEC IM-270-021
Form N-2 under the Investment Company Act of 1940 and Securities Act of 1933, Registration Statement of Closed-End Management Investment Companies
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 04/06/2020
Retrieve Notice of Action (NOA) 03/05/2020
OMB files this comment in accordance with 5 CFR 1320.11(c). This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of 1995. This action has no effect on any current approvals. If OMB has assigned this ICR a new OMB Control Number, the OMB Control Number will not appear in the active inventory. For future submissions of this information collection, reference the OMB Control Number provided. Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). The agency shall examine public comment in response to the NPRM and will describe in the supporting statement of its next collection any public comments received regarding the collection as well as why (or why it did not) incorporate the commenter’s recommendation. The next submission to OMB must include the draft final rule.
  Inventory as of this Action Requested Previously Approved
01/31/2021 36 Months From Approved 01/31/2021
166 0 166
74,145 0 74,145
4,718,196 0 4,718,196

Form N-2 is filed by closed-end investment companies in connection with an initial registration of securities under the Investment Company Act of 1940 or the Securities Act of 1933.

US Code: 15 USC 80a-8 Name of Law: Investment Company Act of 1940
   US Code: 15 USC 77f Name of Law: Securities Act of 1933
  
None

3235-AM31 Proposed rulemaking 84 FR 14448 04/10/2019

No

Yes
Changing Regulations
No
The new total annual hour burden of 97,352 hours represents an increase of 23,207 hours over the previous burden hour estimate of 74,145 hours. In addition, the new total annual external cost burden of $6,560,918 represents an increase of $1,842,722 over the previous external cost burden of $4,718,196. The increase in burden hours and external costs are primarily attributable to the increase in the estimated number of Form N-2 post-effective amendments filed annually (largely due to a change in methodology for estimating such filings). The increases were offset in part by the proposed amendments, which would permit eligible affected funds to forward incorporate information from their Exchange Act reports, thus reducing the need for such funds to file a post-effective amendment or a prospectus supplement to update information in the registration statement.

$22,200,000
No
    No
    No
No
No
No
Uncollected
Amy Miller 202 551-4447

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/05/2020


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