Form N-6F under the Investment Company Act of 1940, notice of intent to elect to be subject to Section 55 through 65 of the Investment Company Act of 1940

ICR 202011-3235-004

OMB: 3235-0238

Federal Form Document

ICR Details
3235-0238 202011-3235-004
Received in OIRA 201706-3235-026
SEC IM-270-185
Form N-6F under the Investment Company Act of 1940, notice of intent to elect to be subject to Section 55 through 65 of the Investment Company Act of 1940
Extension without change of a currently approved collection   No
Regular 02/02/2021
  Requested Previously Approved
36 Months From Approved 05/31/2021
4 12
2 6
0 0

A company that has lost its exclusion from the Investment Company Act of 1940 because it intends to make a public offering as a business development company, but is not ready to file Form N-54A, may remain exempt for up to 90 days if it files Form N-6F.

US Code: 15 USC 80a-6(f) Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  85 FR 75070 11/24/2020
86 FR 7918 02/02/2021
No

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4 12 0 0 -8 0
Annual Time Burden (Hours) 2 6 0 0 -4 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The Commission estimates that on average approximately 4 respondents file Form N-6F notifications each year. The Commission further estimates that this information collection imposes a burden of 0.5 hours which results in a total annual PRA burden of 2 hours, representing a decrease of 4 hours per year. The decrease in burden hours for Form N 6F is attributable to a decrease in the number of estimated respondents per year from 12 to 4 since the Commission’s previous estimate. There is no change in estimated cost burden for outside professionals associated with the collection of data relating to Form N-6F, because the Commission estimates these costs to be minimal.

$0
No
    No
    No
No
No
No
No
Bradley Gude 2025515590

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/02/2021


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