Form N-6F under the Investment Company Act of 1940, notice of intent to elect to be subject to Section 55 through 65 of the Investment Company Act of 1940

OMB 3235-0238

A company that has lost its exclusion from the Investment Company Act of 1940 because it intends to make a public offering as a business development company, but is not ready to file Form N-54A, may remain exempt for up to 90 days if it files Form N-6F.

The latest form for Form N-6F under the Investment Company Act of 1940, notice of intent to elect to be subject to Section 55 through 65 of the Investment Company Act of 1940 expires 2021-05-31 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0238: Form N-6F filings .

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC1936 Form N-6F under the Investment Company Act of 1940, notice of intent to elect to be subject to Section 55 through 65 of the Investment Company Act of 1940 Form and Instruction
3235-0238.pdf Supplementary Document
3235-0238.pdf Supplementary Document
Form N-6F Supporting Statement 2023.pdf Supporting Statement A
Form N-6F under the Investment Company Act of 1940, notice of intent to elect to be subject to Section 55 through 65 of the Investment Company Act of 1940 Form and Instruction

All Historical Document Collections

202311-3235-013	Extension without change of a currently approved collection	2024-01-22
202011-3235-004 Approved with change	Extension without change of a currently approved collection	2021-02-02
201706-3235-026 Approved without change	Extension without change of a currently approved collection	2018-03-14
201410-3235-025 Approved without change	Extension without change of a currently approved collection	2014-12-05
201111-3235-009 Approved without change	Extension without change of a currently approved collection	2011-11-15
200809-3235-016 Approved without change	Extension without change of a currently approved collection	2009-01-26
200605-3235-003 Approved without change	Extension without change of a currently approved collection	2006-05-01
200305-3235-002 Approved without change	Reinstatement without change of a previously approved collection	2003-05-02
200003-3235-026 Approved without change	Extension without change of a currently approved collection	2000-03-14
199704-3235-004 Approved without change	Extension without change of a currently approved collection	1997-04-02
199402-3235-010 Approved without change	Extension without change of a currently approved collection	1994-02-24
199301-3235-070 Approved without change	Revision of a currently approved collection	1993-01-26
199101-3235-027 Approved without change	Extension without change of a currently approved collection	1991-01-28
198712-3235-020 Approved without change	Extension without change of a currently approved collection	1987-12-23
198411-3235-009 Approved without change	Revision of a currently approved collection	1984-11-28
198111-3235-034 Approved without change	New collection (Request for a new OMB Control Number)	1981-11-03