Form N-6F under the Investment Company Act of 1940, notice of intent to elect to be subject to Section 55 through 65 of the Investment Company Act of 1940

ICR 201410-3235-025

OMB: 3235-0238

Federal Form Document

ICR Details
3235-0238 201410-3235-025
Historical Active 201111-3235-009
SEC IM-270-185
Form N-6F under the Investment Company Act of 1940, notice of intent to elect to be subject to Section 55 through 65 of the Investment Company Act of 1940
Extension without change of a currently approved collection   No
Regular
Approved without change 03/25/2015
Retrieve Notice of Action (NOA) 12/05/2014
  Inventory as of this Action Requested Previously Approved
03/31/2018 36 Months From Approved 03/31/2015
15 0 13
8 0 7
0 0 0

A company that has lost its exclusion from the Investment Company Act of 1940 because it intends to make a public offering as a business development company, but is not ready to file Form N-54A, may remain exempt for up to 90 days if it files Form N-6F.

US Code: 15 USC 80a-6(f) Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  79 FR 42564 07/22/2014
79 FR 59872 10/03/2014
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 15 13 0 0 2 0
Annual Time Burden (Hours) 8 7 0 0 1 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The Commission estimates that on average approximately 15 respondents file Form N-6F notifications each year. The Commission further estimates that this information collection imposes a burden of 0.5 hours which results in a total annual PRA burden of 7.5 hours, representing an increase of 1.0 hours per year. The increase in burden hours for Form N 6F is attributable to an increase in the number of estimated respondents per year from 13 to 15 since the Commission's previous estimate. There is no change in estimated cost burden for outside professionals associated with the collection of data relating to Form N-6F, because the Commission estimates these costs to be minimal.

$0
No
No
No
No
No
Uncollected
Mark Saltzburg 202 551-5593

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/05/2014


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