Rule 6e-2 under the Investment Company Act of 1940

Rule 270.6e-2 under the Investment Company Act of 1940, exemption for certain variable separate accounts, including Form N-6EI-1, notification of claim of exemption from registration

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0177 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 1130 Rule 6e-2 under the Investment Company Act of 1940 Form and Instruction
SEC 1130 Form N-6E1-1 formn-6e1-1.pdf www.sec.gov/about/forms/formn-6e1-1.pdf Form and Instruction
SEC 1130 Form N-6E1-1 formn-6e1-1.pdf www.sec.gov/about/forms/formn-6e1-1.pdf Form and Instruction
EDGAR PIA 2016.pdf EDGAR PIA IC Document
EDGAR PIA 2016.pdf EDGAR PIA IC Document

Information Collection (IC) Details

IC Title:	Rule 6e-2 under the Investment Company Act of 1940	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 270.6e-2 17 CFR 270.6e-3(T)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1130	Form N-6E1-1	formn-6e1-1.pdf	http://www.sec.gov/about/forms/formn-6e1-1.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	1	1
Annual IC Time Burden (Hours)	1	1
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	04/20/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.