Rule 270.6e-2 under the Investment Company Act of 1940, exemption for certain variable separate accounts, including Form N-6EI-1, notification of claim of exemption from registration

ICR 202011-3235-020

OMB: 3235-0177

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supplementary Document
2021-02-02
Supplementary Document
2021-02-02
Supporting Statement A
2020-11-13
IC Document Collections
ICR Details
3235-0177 202011-3235-020
Received in OIRA 201802-3235-005
SEC IM-270-177
Rule 270.6e-2 under the Investment Company Act of 1940, exemption for certain variable separate accounts, including Form N-6EI-1, notification of claim of exemption from registration
Extension without change of a currently approved collection   No
Regular 02/02/2021
  Requested Previously Approved
36 Months From Approved 06/30/2021
1 1
1 1
0 0

Investment companies offering schedule variable life insurance contracts are granted exemptions for certain provisions of the Investment Company Act of 1940 by Rule 6e-2. Investment companies offering scheduled variable life insurance contracts may file on Form N-6EI-1 a notification of claim of exemption from registration pursuant to Rule 6e-2 or 6e-3(T) under the Investment Company Act of 1940

US Code: 15 USC 80a-6(e) Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  85 FR 75103 11/24/2020
86 FR 7913 02/02/2021
No

1
IC Title Form No. Form Name
Rule 6e-2 under the Investment Company Act of 1940 SEC 1130 Form N-6E1-1

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 1 0 0 0 0
Annual Time Burden (Hours) 1 1 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
    Yes
    No
No
No
No
No
Zeena Abdul-Rahman 202 551-4099

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/02/2021


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