Driver Qualification Files

ICR 202012-2126-002

OMB: 2126-0004

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2020-12-14
Supplementary Document
2019-10-28
Supplementary Document
2019-10-28
Supplementary Document
2019-10-28
Supplementary Document
2019-10-28
Supplementary Document
2019-10-28
Supplementary Document
2019-10-28
Supplementary Document
2019-10-28
Supplementary Document
2019-10-28
Supplementary Document
2019-10-28
Supplementary Document
2019-10-28
Supplementary Document
2019-10-28
Supplementary Document
2019-10-28
ICR Details
2126-0004 202012-2126-002
Received in OIRA 201910-2126-001
DOT/FMCSA
Driver Qualification Files
Revision of a currently approved collection   No
Regular 01/04/2021
  Requested Previously Approved
36 Months From Approved 04/30/2023
98,348,760 101,430,000
12,212,993 12,270,567
0 154,500,000

This ICR estimates the burden commercial motor vehicle (CMV) drivers and motor carriers incur to comply with the mandatory reporting and recordkeeping tasks required for motor carriers to maintain driver qualification (DQ) files. FMCSA’s authority to require carriers to maintain DQ files is in 49 U.S.C. 504, 31133, 31136, and 31502; 49 CFR 391.51; and 49 CFR 1.87. A motor carrier is required to maintain specified information in a DQ file for each CMV driver it employs. The purpose of the information is to document the driver’s qualifications to operate a CMV. DQ files assist the motor carrier in assessing the safety risk of hiring an individual to drive a CMV. The DQ file documents that a driver: (1) is physically qualified to operate a CMV, (2) has the experience and training to safely operate the type of CMV he or she is assigned to drive, (3) has the appropriate driver’s license, (4) has not been disqualified from operating a CMV, and (5) has a history of avoiding high-risk behavior. The annual burden associated with this information collection consists of the Driver Hiring Process (IC-1), the Annual Review of Driver Qualifications (IC-2), the Limited Exemptions from Driver Qualification Documentation (IC-3), and the Driver Review and Rebuttal of Safety Performance History (IC-4). The DQ file assists Federal and State safety investigators in determining that motor carriers are weighing these factors in deciding who may drive CMVs on their behalf. Motor carriers collect and maintain part 391 information, and FMCSA does not require that information to be submitted to the Agency. A motor carrier must make the part 391 information available when an FMCSA or State investigator conducts an on-site review at the motor carrier’s place of business or terminal. The ICR is a revision. FMCSA proposes to eliminate the requirement that drivers operating commercial motor vehicles (CMVs) in interstate commerce prepare and submit a list of their convictions for traffic violations to their employers annually. This requirement is largely duplicative of a separate provision that requires each motor carrier to make an annual inquiry to obtain the motor vehicle record (MVR) for each driver it employs from every State in which the driver holds or has held a CMV operator’s license or permit in the past year. To ensure motor carriers are aware of traffic violations for a driver who is licensed by a foreign authority rather than by a State, that provision would be amended to provide that motor carriers must make an annual inquiry to each driver’s licensing authority where a driver holds or has held a CMV operator’s license or permit. This change would require motor carriers to request the MVR equivalent from Canadian and Mexican driver’s licensing authorities. FMCSA expects that removing the requirement for drivers to provide a list of their convictions for traffic violations to their employers annually would reduce the paperwork burden on drivers and motor carriers without adversely affecting CMV safety. IC-2.1, “Driver submits list of violations” and IC-2.2, “Motor carrier files list of violations in DQ file” are removed from the ICR in this revision, and the driver population has been updated.

US Code: 49 USC 504 Name of Law: Reports and records
   PL: Pub.L. 98 - 554 98 Stat 2834 Name of Law: Motor Carrier Safety Act of 1984
   US Code: 49 USC 31502 Name of Law: Requirements for qualification, hours of service, safety, and equipment standards
   US Code: 49 USC 31133 Name of Law: General powers of the Secretary of Transportation
   US Code: 49 USC 31136 Name of Law: United States Government regulations
  
None

2126-AC15 Proposed rulemaking 85 FR 80745 12/14/2020

No

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 98,348,760 101,430,000 0 -3,081,240 0 0
Annual Time Burden (Hours) 12,212,993 12,270,567 0 -57,574 0 0
Annual Cost Burden (Dollars) 0 154,500,000 0 -154,500,000 0 0
Yes
Miscellaneous Actions
Yes
Changing Forms
Rescinding 49 CFR 391.27, resulting in the removal of IC 2.1 and IC 2.2, decreases the responses by 3.6 million and eliminates 0.12 million burden hours, however due to driver population growth there is a 0.07 million increase in burden hours and a increase in the number of responses, resulting in an overall decrease of 3,081,240 responses and 57,574 burden hours. The labor-related costs reported in the previous ICR was removed from the table above. All labor-related costs are reported in section 12 of the supporting statement.

$0
No
    Yes
    No
No
No
No
No
Pearlie Robinson 202 366-4325 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/04/2021


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