Information Collection

Form TA-1

IC 34328 under ICR 202105-3235-002 · OMB 3235-0084.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0084 can be found here:

2024-06-26 - Extension without change of a currently approved collection

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 1528 Form TA-1	Form and Instruction
Form SEC 1528 Form TA-1 Form TA-1	Form and Instruction
SEC 1528 Form TA-1 formta-1.pdf www.sec.gov/about/forms/formta-1.pdf	Form and Instruction
SEC 1528 Form TA-1 formta-1.pdf www.sec.gov/about/forms/formta-1.pdf	Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Form TA-1

Agency IC Tracking Number:

SEC 1528

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17Ac2-1

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1528			http://www.sec.gov/about/forms/formta-1.pdf	Yes	Yes	Fillable Fileable Signable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940--SEC

FR Citation: 41 FR 41550

Number of Respondents: 167

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	167	-11	178
Annual IC Time Burden (Hours)	251	-16	267
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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