Interagency Notice of Change in Control; Interagency Notice of Change in Director or Senior Executive Officer; Interagency Biographical and Financial Report

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form FR 2081a Interagency Notice of Change in Bank Control	Form and Instruction	Unchanged	Available
Form FR 2081a Interagency Notice of Change in Bank Control	Form and Instruction	Unchanged	Available
Form FR 2081c Interagency Biographical and Financial Report	Form and Instruction	Modified	Available
Form FR 2081b Interagency Notice of Change in Director or Senior Executive Officer	Form and Instruction	Unchanged	Available
FR2081a_FR2081b_FR2081c_20210520_omb.pdf	Supporting Statement A	Uploaded 2021-05-20	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
36168	Reporting FR 2081a	Form and Instruction	Unchanged	Interagency Notice of Change in Bank Control
247314	Disclosure FR 2081a	Form and Instruction	Unchanged	Interagency Notice of Change in Bank Control
179619	Reporting FR 2081c	Form and Instruction	Modified	Interagency Biographical and Financial Report
179619	Reporting FR 2081c	Other-Draft Form and Instruction	Modified
179618	Reporting FR 2081b	Form and Instruction	Unchanged	Interagency Notice of Change in Director or Senior Executive Officer

ICR Details

OMB Control No: 7100-0134	ICR Reference No: 202105-7100-010
Status: Historical Active	Previous ICR Reference No: 202105-7100-006
Agency/Subagency: FRS	Agency Tracking No: FR 2081a; FR 2081b; FR 2081c
Title: Interagency Notice of Change in Control; Interagency Notice of Change in Director or Senior Executive Officer; Interagency Biographical and Financial Report
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Delegated
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/20/2021
Retrieve Notice of Action (NOA)	Date Received in OIRA: 05/20/2021
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2024	36 Months From Approved	05/31/2021
Responses	1,402	0	1,402
Time Burden (Hours)	9,495	0	9,495
Cost Burden (Dollars)	0	0	0

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Abstract: Each of these forms is used by the Board to collect information in connection with certain filings by bank holding companies (BHCs), savings and loan holding companies (SLHCs), state member banks (SMBs), and associated individuals prior to proposed changes in the ownership or management of BHCs, SLHCs, and SMBs. The information collected by these forms assists the Board in fulfilling its statutory responsibilities as a supervisor. The information collected in the Interagency Notice of Change in Control (FR 2081a) is provided by persons seeking to acquire or retain control of a BHC, SLHC, or SMB pursuant to the Change in Bank Control Act (CBC Act) (12 U.S.C. § 1817(j)). The Interagency Notice of Change in Director or Senior Executive Officer (FR 2081b) is submitted under certain circumstances, pursuant to section 914 of the Financial Institutions Reform, Recovery, and Enforcement Act of 1989 (FIRREA), by a BHC, SLHC, or SMB making changes to its board of directors or senior executive officers, or by the individual involved. The Interagency Biographical and Financial Report (FR 2081c) is a companion reporting form to the FR 2081a, FR 2081b, and other reporting forms, and is used to gather required information about the individuals involved in various applications and notices.

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Authorizing Statute(s): US Code: 12 USC 1844(c) Name of Law: Bank Holding Company Act of 1956
   US Code: 12 USC 1467a(b) and (g) Name of Law: Home Owners’ Loan Act
   US Code: 12 USC 248(a) Name of Law: Federal Reserve Act
   US Code: 12 USC 324 Name of Law: Federal Reserve Act
   US Code: 12 USC 1817(j) Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1831(i) Name of Law: Financial Institutions Reform, Recovery and Enforcement Act of 1989
   US Code: 12 USC 1828(c) Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1842 Name of Law: Bank Holding Company Act of 1956
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 83952	12/23/2020
30-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 20152	04/16/2021
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 4

table that charts list of burden

IC Title	Form No.	Form Name
Disclosure FR 2081a	FR 2081a	Interagency Notice of Change in Bank Control
Reporting FR 2081a	FR 2081a	Interagency Notice of Change in Bank Control
Reporting FR 2081b	FR 2081b	Interagency Notice of Change in Director or Senior Executive Officer
Reporting FR 2081c	FR 2081c	Interagency Biographical and Financial Report

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1,402	1,402	0	0	0	0
Annual Time Burden (Hours)	9,495	9,495	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/20/2021

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