30 Day Notice

30 Day Notice 3235-0730.pdf

Rule 30b1-9 and Form N-PORT

30 Day Notice

OMB: 3235-0730

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Federal Register / Vol. 86, No. 190 / Tuesday, October 5, 2021 / Notices
Please direct your written comments
to: David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549, or send an email to: PRA_
[email protected].
Dated: September 29, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–21589 Filed 10–4–21; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–776, OMB Control No.
3235–0730]

Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736

lotter on DSK11XQN23PROD with NOTICES1

Extension:
Form N–PORT

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
The title for the collection of
information is ‘‘Form N–PORT under
the Investment Company Act of 1940.’’
Form N–PORT requires funds to report
portfolio holdings information in a
structured, XML format. The form is
filed electronically using the
Commission’s electronic filing system
(Electronic Data Gathering, Analysis and
Retrieval or ‘‘EDGAR’’). The purpose of
Form N–PORT is to satisfy the filing and
disclosure requirements of Section 30(b)
of the Investment Company Act, and of
Rule 30b1–9 thereunder.
We estimate that 11980 entities will
be required to submit reports on Form
N–PORT. We estimate that 35% of
funds will file reports on Form N–PORT
in house and the remaining 65% of
funds will retain the services of a third
party to prepare and file reports on
Form N–PORT on the fund’s behalf. The
estimated annual hourly burden
associated with Form N–PORT
1,839,903 hours for an average of 153.6
hours per entity. The total annual
internal time cost associated with Form
N–PORT is $654,658,288. The total
annual external cost associated with
Form N–PORT is $113,858,133.

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The requirements of this collection of
information are mandatory. Responses
will not be kept confidential. An agency
may not conduct or sponsor, and a
person is not required to respond to a
collection of information unless it
displays a currently valid control
number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].
Dated: September 29, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–21588 Filed 10–4–21; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release Nos. 33–10993; 34–93204; 39–
2541; IC–34392; File No. S7–12–21]

Potential Technical Changes to
EDGAR Filer Access and Filer Account
Management Processes
Securities and Exchange
Commission.
ACTION: Request for comment.
AGENCY:

The Securities and Exchange
Commission (‘‘Commission’’) is
requesting comment on potential
technical changes related to how
entities and individuals access the
Commission’s Electronic Data
Gathering, Analysis, and Retrieval
system (‘‘EDGAR’’) to make
submissions, and how these entities and
individuals (‘‘filers’’) manage the
permissions of individuals who may file
on EDGAR on their behalf. Individuals
who seek to file on EDGAR on behalf of
a filer would be directed to a third-party
service provider to create individual
user account credentials and to enable
multifactor authentication. Each filer
would designate a ‘‘filer
administrator’’—analogous to the
current filer contact person who
receives the filer’s EDGAR access
codes—to manage the permissions of

SUMMARY:

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the filer’s individual users through a
new filer management tool on EDGAR.
DATES: Comments should be received on
or before the later of: December 1, 2021,
or November 4, 2021.
ADDRESSES: Comments may be
submitted by any of the following
methods:
Electronic Comments
• Use the Commission’s internet
comment form (http://www.sec.gov/
rules/submitcomments.htm); or
• Send an email to rule-comments@
sec.gov. Please include File Number S7–
12–21 on the subject line.
Paper Comments
• Send paper comments to Vanessa
A. Countryman, Secretary, Securities
and Exchange Commission, 100 F Street
NE, Washington, DC 20549.
All submissions should refer to File
Number S7–12–21. This file number
should be included on the subject line
if email is used. To help the
Commission process and review
comments more efficiently, please use
only one method of submission. The
Commission will post all submitted
comments on our website (http://
www.sec.gov). Typically, comments are
also available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Operating conditions
may limit access to the Commission’s
Public Reference Room. All comments
received will be posted without change.
Persons submitting comments are
cautioned that the Commission does not
redact or edit personal identifying
information from comment submissions.
Please submit only information that you
wish to make available publicly.
FOR FURTHER INFORMATION CONTACT:
Rosemary Filou, Deputy Director and
Chief Counsel; Daniel Chang, Senior
Special Counsel; EDGAR Business
Office, at 202–551–3900, Securities and
Exchange Commission, 100 F Street NE,
Washington, DC 20549.
SUPPLEMENTARY INFORMATION: The
Commission is seeking public comment
on potential technical changes to the
EDGAR access process that include the
addition of individual user account
credentials as well as a tool on EDGAR
through which filers would manage
their EDGAR accounts. During the
comment period, the Commission will
open an EDGAR ‘‘Beta’’ environment
where pre-enrolled EDGAR filers may
preview and test many of the potential
access changes. The Commission plans
to provide more information regarding

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