Information Collection

Securities Exchange Act of 1934 Rule 17a-6- Right of National Securities Exchange, National Securities Association, Registered Clearing Agency, or the Municipal Securities Rulemaking Board to ...

IC 44225 under ICR 202107-3235-020 · OMB 3235-0489.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0489 can be found here:

Documents and Forms

Document Name Document Type
EDGAR PIA 2016.pdf EDGAR PIA IC Document
EDGAR PIA 2016.pdf EDGAR PIA IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Securities Exchange Act of 1934 Rule 17a-6- Right of National Securities Exchange, National Securities Association, Registered Clearing Agency, or the Municipal Securities Rulemaking Board to ...	Agency IC Tracking Number:	270-433

Is this a Common Form? No		IC Status: Unchanged

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 240.17a-6

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	2	2
Annual IC Time Burden (Hours)	60	60
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	10/09/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.