Securities Exchange Act of 1934 Rule 17a-6 (17 CFR 240.17a-6); Right of National Securities Exchange, National Securitise Association, Registered clearing Agency or the Municipal Securities ...

ICR 202406-3235-013

OMB: 3235-0489

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2024-08-29
Supplementary Document
2024-08-29
Supplementary Document
2024-06-16
Supplementary Document
2024-06-16
Supporting Statement A
2024-06-16
ICR Details
3235-0489 202406-3235-013
Received in OIRA 202107-3235-020
SEC TM-270-433
Securities Exchange Act of 1934 Rule 17a-6 (17 CFR 240.17a-6); Right of National Securities Exchange, National Securitise Association, Registered clearing Agency or the Municipal Securities ...
Revision of a currently approved collection   No
Regular 08/29/2024
  Requested Previously Approved
36 Months From Approved 01/31/2025
2 2
60 60
0 0

Rule 17a-6 permits national securities exchanges, national securities association, registered clearing agencies, or the Municipal Securities Rulemaking Board to destroy or convert to microfilm or other recording media records maintained under Rule 17a-1 if they have filed a record destruction plan with the Commission and the Commission has declared such plan effective.

US Code: 15 USC 78a et. seq. Name of Law: Sections 17a(6) of the Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  89 FR 52529 06/24/2024
89 FR 70214 08/29/2024
No

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 2 2 0 0 0 0
Annual Time Burden (Hours) 60 60 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
    No
    No
No
No
No
No
David Remus 202 551-5946

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/29/2024


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