Securities Exchange Act of 1934 Rule 17a-6 (17 CFR 240.17a-6); Right of National Securities Exchange, National Securitise Association, Registered clearing Agency or the Municipal Securities ...

OMB 3235-0489

OMB 3235-0489

Rule 17a-6 permits national securities exchanges, national securities association, registered clearing agencies, or the Municipal Securities Rulemaking Board to destroy or convert to microfilm or other recording media records maintained under Rule 17a-1 if they have filed a record destruction plan with the Commission and the Commission has declared such plan effective.

The latest form for Securities Exchange Act of 1934 Rule 17a-6 (17 CFR 240.17a-6); Right of National Securities Exchange, National Securitise Association, Registered clearing Agency or the Municipal Securities ... expires 2022-02-28 and can be found here.

Latest Forms, Documents, and Supporting Material
Document
Name
Supplementary Document
Supplementary Document
Supporting Statement A
All Historical Document Collections
Approved without change
 Extension without change of a currently approved collection 2021-11-10
Approved without change
 Extension without change of a currently approved collection 2018-10-09
Approved without change
 Extension without change of a currently approved collection 2015-08-18
Approved without change
 Extension without change of a currently approved collection 2012-06-29
Approved without change
 Extension without change of a currently approved collection 2009-07-29
Approved without change
 Extension without change of a currently approved collection 2006-07-10
Approved without change
 Extension without change of a currently approved collection 2003-06-06
Approved without change
 Extension without change of a currently approved collection 2000-03-08
Approved without change
 Existing collection in use without an OMB Control Number 1997-04-01
© 2024 OMB.report | Privacy Policy