Securities Exchange Act of 1934 Rule 17a-6 (17 CFR 240.17a-6); Right of National Securities Exchange, National Securitise Association, Registered clearing Agency or the Municipal Securities ...

OMB 3235-0489

OMB 3235-0489

Rule 17a-6 permits national securities exchanges, national securities association, registered clearing agencies, or the Municipal Securities Rulemaking Board to destroy or convert to microfilm or other recording media records maintained under Rule 17a-1 if they have filed a record destruction plan with the Commission and the Commission has declared such plan effective.

The latest form for Securities Exchange Act of 1934 Rule 17a-6 (17 CFR 240.17a-6); Right of National Securities Exchange, National Securitise Association, Registered clearing Agency or the Municipal Securities ... expires 2022-02-28 and can be found here.


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