Right of National Securities Exchange, National Securities Association, Registered Clearing Agency, or the Municipal Securities Rulemaking Board to Destroy or Dispose of Documents

ICR 199704-3235-001

OMB: 3235-0489

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0489 199704-3235-001
Historical Active
SEC
Right of National Securities Exchange, National Securities Association, Registered Clearing Agency, or the Municipal Securities Rulemaking Board to Destroy or Dispose of Documents
Existing collection in use without an OMB Control Number   No
Regular
Approved without change 05/15/1997
Retrieve Notice of Action (NOA) 04/01/1997
  Inventory as of this Action Requested Previously Approved
05/31/2000 05/31/2000
1 0 0
40 0 0
4,000 0 0

Rule 17a-6 permits national securities exchanges, national securities associations, registered clearing agencies, and the Municipal Securities Rulemaking Board to destroy or convert to micofilm or other recording media records maintained under Rule 17a-1, if they have filed a record destruction plan with the Commission and the Commission has declared such plan effective.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 0 0 1 0 0
Annual Time Burden (Hours) 40 0 0 40 0 0
Annual Cost Burden (Dollars) 4,000 0 0 4,000 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/01/1997


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