FR Y-14A/Q/M Attestation Cover Page (Annual)

FR Y-14A/Q/M Annual Submission (data as of December 31)
Attestation Cover Page
Attestation
NOTE: Each bank holding company's and intermediate holding company’s board of directors
and senior management are responsible for establishing and maintaining an effective system of
internal control, including controls over the Capital Assessments and Stress Testing information
collection (FR Y-14A/Q/M). The Capital Assessments and Stress Testing information collection
is to be prepared in accordance with instructions provided by the Federal Reserve System. The
Capital Assessments and Stress Testing information collection must be signed and attested by the
chief financial officer or an equivalent senior officer.
I, the undersigned CFO or equivalent senior officer of the named firm, attest that the FR Y-14A,
FR Y-14Q, and FR Y-14M report form for this report date has been prepared in good faith using
reasonable efforts of the bank holding company or intermediate holding company to conform
with the instructions issued by the Federal Reserve System.
Regarding actual data as-of the reporting period, I, the undersigned CFO or equivalent senior
officer of the named firm, attest that management is responsible for the internal controls over the
reporting of these data and that these data are materially correct to the best of my knowledge. I
attest that the internal controls for the FR Y-14A/Q/M are effective and were effective
throughout the year for the FR Y-14A/Q/M, and include those practices necessary to provide
reasonable assurance as to the accuracy of these data. I attest that the controls are audited at least
annually by internal audit or compliance staff, and are assessed regularly by management of the
banking organization. I agree to report material weaknesses in these internal controls and any
material errors or omissions in the data submitted to the Federal Reserve promptly as they are
identified.
Printed Name and Title of Senior Officer

Legal Title of Holding Company

Signature of Senior Officer

(Mailing Address of the Holding Company) Street / P.O. Box

Date of Signature (MM/DD/CCYY)

City State Zip Code

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