Form N-5 (17 CFR 239.24) under the Securities Act of 1933 (17 CFR 239.24) and the Investment Company Act of 1940 (17 CFR 274.5). Registration Statement of Small Business Investment Company

Form N-5, registration statement of small business investment companies under the Securities Act of 1933 and the Investment Company Act of 1940

OMB: 3235-0169

IC ID: 34489

Information Collection (IC) Details

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Form N-5 (17 CFR 239.24) under the Securities Act of 1933 (17 CFR 239.24) and the Investment Company Act of 1940 (17 CFR 274.5). Registration Statement of Small Business Investment Company
 
No Modified
 
Mandatory
 
17 CFR 274.5 17 CFR 239.24

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction SEC-993 Form N-5 formn-5.pdf http://www.sec.gov/about/forms/formn-5.pdf Yes Yes Fillable Fileable

Economic Development Financial Sector Oversight

SEC SORN 1Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of  41 FR 41550

1 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 1 0 0 0 0 1
Annual IC Time Burden (Hours) 117 0 0 0 0 117
Annual IC Cost Burden (Dollars) 12,524 0 0 2,424 0 10,100

Title Document Date Uploaded
EDGAR PIA REDACTED EDGAR PIA_Redacted.pdf 11/10/2015
SEC SORN 1 secsorn1.pdf 11/18/2015
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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