Form N-5, registration statement of small business investment companies under the Securities Act of 1933 and the Investment Company Act of 1940

OMB 3235-0169

OMB 3235-0169

Form N-5 is the registration statement used by small business investment companies to register under the Investment Company Act and to register their securities for sale to the public under the Securities Act of 1933.

The latest form for Form N-5, registration statement of small business investment companies under the Securities Act of 1933 and the Investment Company Act of 1940 expires 2022-04-30 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0169: Form N-5 filings .

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Extension without change of a currently approved collection 1998-08-27
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Revision of a currently approved collection 1993-01-26
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Extension without change of a currently approved collection 1988-12-30
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Extension without change of a currently approved collection 1986-01-21
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Revision of a currently approved collection 1982-12-23
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New collection (Request for a new OMB Control Number) 1981-10-23

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