Form N-5, registration statement of small business investment companies under the Securities Act of 1933 and the Investment Company Act of 1940.

ICR 200407-3235-011

OMB: 3235-0169

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0169 200407-3235-011
Historical Active 200107-3235-006
SEC
Form N-5, registration statement of small business investment companies under the Securities Act of 1933 and the Investment Company Act of 1940.
Extension without change of a currently approved collection   No
Regular
Approved without change 08/26/2004
Retrieve Notice of Action (NOA) 07/07/2004
  Inventory as of this Action Requested Previously Approved
08/31/2007 08/31/2007 10/31/2004
2 0 2
704 0 704
40,000 0 40,000

Form N-5 is the registration statement used by small business investment companies to register under the Investment Company Act and to register their securities for sale to the public under the Securities Act of 1933.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 2 2 0 0 0 0
Annual Time Burden (Hours) 704 704 0 0 0 0
Annual Cost Burden (Dollars) 40,000 40,000 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/07/2004


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