Form N-5, registration statement of small business investment companies under the Securities Act of 1933 and the Investment Company Act of 1940

ICR 202109-3235-022

OMB: 3235-0169

Federal Form Document

ICR Details
3235-0169 202109-3235-022
Received in OIRA 201910-3235-007
SEC IM-270-172
Form N-5, registration statement of small business investment companies under the Securities Act of 1933 and the Investment Company Act of 1940
Extension without change of a currently approved collection   No
Regular 01/05/2022
  Requested Previously Approved
36 Months From Approved 04/30/2022
1 1
117 117
12,524 10,100

Form N-5 is the registration statement used by small business investment companies to register under the Investment Company Act and to register their securities for sale to the public under the Securities Act of 1933.

US Code: 15 USC 77e Name of Law: Securities Act of 1933
   US Code: 15 USC 80a-8 Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  86 FR 58961 10/25/2021
87 FR 129 01/03/2022
No

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 1 0 0 0 0
Annual Time Burden (Hours) 117 117 0 0 0 0
Annual Cost Burden (Dollars) 12,524 10,100 0 0 2,424 0
No
No

$0
No
    No
    No
No
No
No
No
Bradley Gude 2025515590

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/05/2022


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