Global Business Identifier (GBI)

Forms and Documents

Document Name	Status
1651-0NEW Supporting Statement for Global Business Identifier (GBI).docx Supporting Statement A	2022-03-02
GBI 30-day FRN .pdf Supplementary Document	2022-03-02
GBI Public Comments and CBP Responses.docx Supplementary Document	2022-02-11
60FRN 1651-0NEW GBI.pdf Supplementary Document	2022-01-12
CBP-DHS-018 Customs--Trade Partnership Against Terrorism (C-TPAT) SORN, March 13, 2013.pdf Supplementary Document	2021-12-07
DHS-CBP-006 Automated Targeting System, SORN, May 22, 2012, 77 FR 30297.pdf Supplementary Document	2021-12-07
DHS-CBP-001 Import Information System, SORN, July 26, 2016, 81 FR 48826.pdf Supplementary Document	2021-12-07
privacy-pia-cbp013-ctpat-august2021.pdf Supplementary Document	2021-12-07
privacy-pia-cbp006-ats-may2021.pdf Supplementary Document	2021-12-07
privacy-pia-cbp-ace003b-appendixa-march2020.pdf Supplementary Document	2021-12-07

IC Document Collections

IC ID	Document Title	Status
250704	Electronic Submission of GBI Data and Enrollment Information	New

ICR Details

OMB Control No:	ICR Reference No: 202112-1651-002
Status: Received in OIRA	Previous ICR Reference No:
Agency/Subagency: DHS/USCBP	Agency Tracking No:
Title: Global Business Identifier (GBI)
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 03/02/2022

	Requested	Previously Approved
Expiration Date	36 Months From Approved
Responses	100	0
Time Burden (Hours)	17	0
Cost Burden (Dollars)	0	0

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Abstract: U.S. Customs and Border Protection (CBP) is launching a Global Business Identifier (GBI) Evaluative Proof of Concept (EPoC) which aims to determine a single identifier solution that will uniquely discern main legal entity and ownership; specific business and global locations; and supply chain roles and functions. EPoC participants are required to obtain and submit three identifiers that provide additional information about trade entities and supply chain locations associated with U.S. imports, to CBP for enrollment into the EPoC and during the Entry process. The three identifiers are: • Legal Entity Identifier (LEI) – owned and managed by the Global Legal Entity Identifier Foundation (GLEIF) • Global Location Number (GLN)– owned and managed by GS1 • Data Universal Numbering System (DUNS) – owned and managed by Dun & Bradstreet (D&B) EPoC participants will also provide applicant information: company/entity legal name, legal entity headquarters and/or manufacturing site address, business phone number (associated with provided address), company website, Manufacture/Shipper Identification Code (MID), and Authorized Economic Operator (AEO) identification number (optional). Automated Broker Interface (ABI) filers (including brokers and self-filers) may be required to complete a GBI enrollment process, via ABI, prior to submitting the identifiers on an electronic entry (CBP Form 3461). Filers are responsible for the associated costs to obtain all three identifiers and will submit each identifier for the following supply chain roles: • Manufacturer / Producer (required) • Shipper (required) • Seller (required) • Exporter (optional) • Distributer (optional) • Packager (optional) Section 484 of the Tariff Act of 1930, as amended (19 U.S. Code 1484) and Part 141, Code of Federal Regulations, Title 19 (19 CFR Part 141), pertain to the entry of merchandise and authorize CBP to require information that is necessary for CBP to determine whether merchandise may be released from CBP custody. Provisions of the U.S. Code and CBP regulations, in various parts and related to various types of merchandise, specify information that is required for entry. For reference, Part 163, Code of Federal Regulations, Title 19 (19 CFR Part 163 Appendix A) refers to a wide variety of regulatory provisions for certain information that may be required by CBP. By testing the identifiers CBP will take its first step in determining whether to amend regulations to mandate the GBI solution. Furthermore, CBP will understand the utility of collecting and/or combining the identifiers’ data and can make an informed decision on whether to mandate the use of the GBI solution as an alternative for the Manufacturer/Shipper Identification Code (MID)

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Authorizing Statute(s): US Code: 19 USC 1484
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 55629	10/06/2021
30-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 11727	03/02/2022
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Electronic Submission of GBI Data and Enrollment Information

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	100	0	0	100	0	0
Annual Time Burden (Hours)	17	0	0	17	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a new Information Collection.

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Annual Cost to Federal Government: $879

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/02/2022

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