Form N-CSR under the Securities Exchange Act of 1934 and under the Investment Company Act of 1940, Certified Shareholder Report of Registered Management Investment Companies

ICR 202112-3235-009

OMB: 3235-0570

Federal Form Document

ICR Details
3235-0570 202112-3235-009
Received in OIRA 202005-3235-023
SEC IM-270-512
Form N-CSR under the Securities Exchange Act of 1934 and under the Investment Company Act of 1940, Certified Shareholder Report of Registered Management Investment Companies
Reinstatement with change of a previously approved collection   No
Regular 08/09/2022
  Requested Previously Approved
36 Months From Approved
29,308 0
227,137 0
5,949,524 0

Form N-CSR is a combined reporting form used by management investment companies to file certified shareholder reports under the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.) ("Investment Company Act") and under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) (Securities Exchange Act"). Form N-CSR is to be used for reports under section 30(b)(2) of the Investment Company Act and section 13(a) or 15(d) of the Securities Exchange Act, filed pursuant to rule 30b2-1(a) under the Investment Company Act (17 CFR 270.30b2-1(a)). Form N-CSR reports are to be filed with the Commission not later than 10 days after the transmission to stockholders of any report that is required to be transmitted to stockholders under rule 30e-1 under the Investment Company Act (17 CFR 270.30e-1). The information provided on Form N-CSR may be used by the Commission in its regulatory disclosure review, inspection, and policymaking roles. The information filed with the Commission also permits the verification of compliance with securities law requirements and assures the public availability and dissemination of the information.

US Code: 15 USC 78o Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 80a-29 Name of Law: Investment Company Act of 1940
   US Code: 15 USC 78m Name of Law: Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  87 FR 2197 01/13/2022
87 FR 15282 03/17/2022
No

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 29,308 0 0 0 22,410 6,898
Annual Time Burden (Hours) 227,137 0 0 0 45,970 181,167
Annual Cost Burden (Dollars) 5,949,524 0 0 0 749,940 5,199,584
No
No
The estimated annual burden hours for funds with Form N-CSR has increased from 181,167 to 227,137 hours (an increase of 45,970 hours). This is due to increases in the number of affected entities, the estimated hourly burden and external cost to prepare and make each filing. The estimated annual cost burden associated with Form N CSR has increased from $5,199,584 to $5,949,524 (an increase of $749,940). The increase in the cost burden reflects the staff’s determination to revise the manner in which it calculates certain cost estimates.

No
    No
    No
No
No
No
No
Y. Rachel Kuo 202 551-3589

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/17/2022


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