30 Day Notice

3235-0017pdf.pdf

Form 1, Rules 6a-1 and 6a-2 Form of Application and Amendments

30 Day Notice

OMB: 3235-0017

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Federal Register / Vol. 87, No. 18 / Thursday, January 27, 2022 / Notices
II. Discussion
In accordance with paragraph
110.70(b) of title 10 of the Code of
Federal Regulations (10 CFR), the NRC
is noticing the receipt of an export
license amendment application
submitted by PFNW on December 20,
2021, for the export of German-origin
radioactive waste from PFNW
processing facilities to Germany. The
application seeks authorization to
export no greater than 60,000 kilograms
and 0.05 terabecquerels of low-level
radioactive waste in the form of residual
ash and residual metal or noncombustible material. The amendment
application requests an expiration date
of September 1, 2026.
The NRC is noticing the receipt of the
application; providing the opportunity
to submit written comments concerning
the application; and providing the
opportunity to request a hearing or

petition for leave to intervene, for a
period of 30 days after publication of
this notice in the Federal Register. Any
request for a hearing or petition for
leave to intervene shall be served by the
requestor or petitioner in accordance
with 10 CFR 110.89. A hearing request
or petition for leave to intervene must
include the information specified in 10
CFR 110.82(b).
A request for a hearing or petition for
leave to intervene may be filed with the
NRC electronically in accordance with
NRC’s E-Filing rule promulgated in
August 2007 (72 FR 49139; August 28,
2007, as amended at 77 FR 46562,
August 3, 2012). Information about
filing electronically is available on the
NRC’s public website at https://
www.nrc.gov/site-help/esubmittals.html. To ensure timely
electronic filing, at least 10 days prior
to the filing deadline, the petitioner/
requestor should contact the Office of

4295

the Secretary by email at
[email protected], or by calling
301–415–1677, to (1) request a digital
identification (ID) certificate, which
allows the participant (or its counsel or
representative) to digitally sign
submissions and access the E-Filing
system for any proceeding in which it
is participating; and (2) advise the
Secretary that the participant will be
submitting a petition or other
adjudicatory document (even in
instances in which the participant, or its
counsel or representative, already holds
an NRC-issued digital ID certificate).
Based upon this information, the
Secretary will establish an electronic
docket for the hearing in this proceeding
if the Secretary has not already
established an electronic docket.
The information concerning this
application for an export license
amendment follows.

NRC EXPORT LICENSE AMENDMENT APPLICATION
Application Information
Name of Applicant ..........................................................
Date of Application .........................................................
Date Received ................................................................
Application No. ...............................................................
Docket No. ......................................................................
ADAMS Accession No..

Perma-Fix Northwest Richland, Inc. (PFNW)
December 13, 2021.
December 20, 2021.
XW027/01.
11006380.
Description of Material

Material Type ..................................................................

Total Quantity .................................................................

End Use ..........................................................................
Country of Destination ....................................................

Dated: January 24, 2022.
For the Nuclear Regulatory Commission.
David L. Skeen,
Deputy Director, Office of International
Programs.
[FR Doc. 2022–01581 Filed 1–26–22; 8:45 am]
BILLING CODE 7590–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–22, OMB Control No.
3235–0006]

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Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Form 13F

VerDate Sep<11>2014

Radioactive material consisting of dry active waste, incinerable dry active material including personal protective equipment, paper, glass, plastic, and liquid. The waste was generated by medical and pharmaceutical
research projects and other industries (excluding Nuclear Power Plants).
This license authorizes the export of up to 60,000 kilograms of residual ash and residual metal or non-combustible material that cannot be recycled. Any non-conforming waste that cannot be treated may be returned in its original state. The maximum quantity of material returned will not exceed .05 TBq.
Disposal in Germany.
Germany.

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501, et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
Section 13(f) 1 of the Securities
Exchange Act of 1934 2 (the ‘‘Exchange
Act’’) empowers the Commission to: (1)
Adopt rules that create a reporting and
disclosure system to collect specific
information; and (2) disseminate such
information to the public. Rule 13f–1 3
under the Exchange Act requires
institutional investment managers that
exercise investment discretion over
accounts that have in the aggregate a fair
market value of at least $100,000,000 of
1 15

U.S.C. 78m(f).
U.S.C. 78a et seq.
3 17 CFR 240.13f–1.

certain U.S. exchange-traded equity
securities, as set forth in rule 13f–1(c),
to file quarterly reports with the
Commission on Form 13F.4
The information collection
requirements apply to institutional
investment managers that meet the $100
million reporting threshold. Section
13(f)(6)(A) of the Exchange Act defines
an ‘‘institutional investment manager’’
as any person, other than a natural
person, investing in or buying and
selling securities for its own account,
and any person exercising investment
discretion with respect to the account of
any other person. Rule 13f–1(b) under
the Exchange Act defines ‘‘investment
discretion’’ for purposes of Form 13F
reporting.
The reporting system required by
Section 13(f) of the Exchange Act is
intended, among other things, to create
in the Commission a central repository

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Federal Register / Vol. 87, No. 18 / Thursday, January 27, 2022 / Notices

of historical and current data about the
investment activities of institutional
investment managers, and to improve
the body of factual data available to
regulators and the public.
The currently approved burden
estimates include a total hour burden of

472,521.6 hours, with an internal cost
burden of $31,186,425.60, to comply
with Form 13F.5 Consistent with a
recent rulemaking proposal that made
adjustments to these estimates due
primarily to the Commission’s belief
that the currently approved estimates do

not appropriately reflect the information
collection costs associated with Form
13F,6 the table below reflects the revised
estimates.

TABLE—FORM 13F CURRENT AND REVISED BURDEN ESTIMATES
Initial
hours

Annual hours

Wage rate

Internal time cost

External costs 1

Revisions to Current PRA Burden Estimates
Revised Burdens for 13F–HR Filings
Current estimated annual burden of Form
13F–HR per filer.

................

80.8 hours ...................

×

$66 2 ............................

$5,332.80.

Revised current annual
estimated burden
per filer.

................

10 hours 3 ...................

×

$202.50 (blended rate
for senior programmer and compliance clerk) 4.

$2,025 .........................

................

1 hour 3 .......................

$368 (compliance attorney rate) 5.

$368.

Total revised estimated burden per
filer.

................

11 hours ......................

.....................................

$2,393 .........................

$789.

Number of filers ..........

................

5,466 filers 7 ................

.....................................

5,466 filers ..................

5,466 filers.

$13,080,138 ................

$4,312,674.

$71 (wage rate for
compliance clerk).

$284 ............................

$300.

Revised current annual
burden of Form
13F–HR filings.

60,126 hours ...............

$789 6.

Revised Burdens for 13F–NT Filings
Current estimated annual burden of Form
13F–NT.

................

80.8 hours.

Revised current annual
burden of Form
13F–NT per filer.

................

4 hours ........................

Number of filers ..........

................

1,535 filers 8 ................

.....................................

1,535 filers ..................

1,535 filers.

................

6,140 hours .................

.....................................

$435,940 .....................

$460,500.

×

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Revised Burdens for Form 13F Amendment Filings
Current estimated burden per amendment
filing.

................

4 hours ........................

........

$66.00 .........................

$264.

Revised current estimated burden per
amendment.

................

3.5 hours 9 ..................

×

$202.50 (blended rate
for senior programmer and compliance clerk).

$708.75 .......................

................

0.5 hour 9 ....................

........

$368 (compliance attorney rate).

$184.

................

4 hours ........................

.....................................

$892.75 .......................

Total revised estimates
burden per amendment.

5 This estimate is based on the last time the rule’s
information collection was submitted for PRA
renewal in 2018.

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6 See Electronic Submission of Applications for
Orders under the Advisers Act and the Investment
Company Act, Confidential Treatment Requests for

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$300.

$300.

Filings on Form 13F, and Form ADV–NR;
Amendments to Form 13F, Investment Company
Release No. 34415 (Nov. 4, 2021).

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Federal Register / Vol. 87, No. 18 / Thursday, January 27, 2022 / Notices
TABLE—FORM 13F CURRENT AND REVISED BURDEN ESTIMATES—Continued

Number of amendments.
Revised current annual
estimated burden of
all amendments.

Initial
hours

Annual hours

Wage rate

Internal time cost

................

244 amendments 10 ....

.....................................

244 amendments ........

244 amendments.

................

976 hours ....................

.....................................

$217,831 .....................

$73,200.

.....................................

$31,186,425.60 ...........

$0.

.....................................

$13,733,909 ................

$4,846,374.

External costs 1

Total Estimated Form 13F Burden
Currently approved
burden estimates.

(1)

Revised current burden estimates.

(1)

I

472,521.6 hours ..........
67,242 hours ...............

I

I

I

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Notes:
1 The external costs of complying with Form 13F can vary among filers. Some filers use third-party vendors for a range of services in connection with filing reports on Form 13F, while other filers use vendors for more limited purposes such as providing more user-friendly versions of the
list of section 13(f) Securities. For purposes of the PRA, we estimate that each filer will spend an average of $300 on vendor services each year
in connection with the filer’s four quarterly reports on Form 13F–HR or Form 13F–NT, as applicable, in addition to the estimated vendor costs associated with any amendments. In addition, some filers engage outside legal services in connection with the preparation of requests for confidential treatment or analyses regarding possible requests, or in connection with the form’s disclosure requirements. For purposes of the PRA, we estimate that each manager filing reports on Form 13F–HR will incur $489 for one hour of outside legal services each year.
2 $66 was the estimated wage rate for a compliance clerk in 2018.
3 The estimate reduces the total burden hours associated with complying with the reporting requirements of Form 13F–HR from 80.8 to 11
hours. We believe that this reduction adequately reflects the reduction in the time managers spend complying with Form 13F–HR as a result of
advances in technology that have occurred since Form 13F was adopted. The revised estimate also assumes that an in-house compliance attorney would spend 1 hour annually on the preparation of the filing, as well as determining whether a 13(f) Confidential Treatment Request should
be filed. The remaining 10 hours would be divided equally between a senior programmer and compliance clerk.
4 The $202.50 wage rate reflects current estimates of the blended hourly rate for an in-house senior programmer ($334) and in-house compliance clerk ($71). $202.50 is based on the following calculation: ($334 + $71) / 2 = $202.50. The $334 per hour figure for a senior programmer is
based on salary information for the securities industry compiled by the Securities Industry and Financial Markets Association’s Office Salaries in
the Securities Industry 2013 (‘‘SIFMA Report’’), modified by Commission staff to account for an 1800-hour work-year and inflation, and multiplied
by 5.35 to account for bonuses, firm size, employee benefits and overhead. The $71 per hour figure for a compliance clerk is based on salary information from the SIFMA Report, modified by Commission staff to account for an 1800-hour work-year and inflation, and multiplied by 2.93 to
account for bonuses, firm size, employee benefits and overhead.
5 The $368 per hour figure for a compliance attorney is based on salary information for the securities industry compiled by the Securities Industry and Financial Markets Association’s Office Salaries in the Securities Industry 2013 (‘‘SIFMA Report’’), modified by Commission staff to account for an 1800-hour work-year and inflation, and multiplied by 5.35 to account for bonuses, firm size, employee benefits and overhead.
6 $789 includes an estimated $300 paid to a third-party vendor in connection with the Form 13F–HR filing as well as an estimated $489 for one
hour of outside legal services. We estimate that Form 13F–HR filers will require some level of external legal counsel in connection with these filings.
7 This estimate is based on the number of 13F–HR filers as of December 2019.
8 This estimate is based on the number of Form 13F–NT filers as of December 2019.
9 The revised estimate assumes that an in-house compliance attorney would spend 0.5 hours annually on the preparation of the filing amendment, as well as determining whether a 13(f) Confidential Treatment Request should be filed. The remaining 3.5 hours would be divided equally
between a senior programmer and compliance clerk.
10 This estimate is based on the number of Form 13F amendments filed as of December 2019.

The estimate of average burden hours
is made solely for the purposes of the
Paperwork Reduction Act. The estimate
is not derived from a comprehensive or
even a representative survey or study of
the costs of Commission rules. An
agency may not conduct or sponsor, and
a person is not required to respond to,
a collection of information unless it
displays a currently valid control
number.
The public may view the background
documentation for this information
collection at the following website,
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to:
[email protected]; and (ii)

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David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John R.
Pezzullo, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected]. Written comments
and recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to www.reginfo.gov/public/do/
PRAMain. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function.
Dated: January 24, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022–01613 Filed 1–26–22; 8:45 am]
BILLING CODE 8011–01–P

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SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–017, OMB Control No.
3235–0017]

Submission for OMB Review;
Comment Request, Extension: Rules
6a–1 and 6a–2, Form 1
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in

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