3245-0392 Appendix D-5 Cluster Administrator Survey 2-23-2023

Regional Innovation Clusters (RIC) Initiative Evaluation Study

3245-0392 Appendix D-5 Cluster Administrator Survey 2-23-2023

OMB: 3245-0392

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RIC OMB ICR – Appendix D-5 Cluster Administrator Survey

Cluster Administrator Survey (OMB Final)



Cluster Description

  1. How many of the following types of entities participated in your cluster events or activities in [year]?

  • Small businesses: ___________

  • Large organizations: ___________

  • Business associations: ___________

  • Universities or research institutions: ___________

  • Public sector agencies: ___________

  • Foundations and nonprofit organizations: ___________

  • Other, specify: ___________


  1. How many of the following types of entities withdrew from your cluster in [YEAR]?

  • Small businesses: ___________

  • Large organizations: ___________

  • Business associations: ___________

  • Universities or research institutions: ___________

  • Public sector agencies: ___________

  • Foundations and nonprofit organizations: ___________

  • Other, specify: ___________

  1. Please estimate the percentage of your cluster's SBA funding that was used in [year], toward:

[Note to the programmer: the system ensures the total sums-up to 100%]

  • One-on-one counseling/technical assistance of small businesses: _________

  • Group events/activities: _________

  • Information dissemination (e.g., newsletters, industry-relevant database, virtual collaboration platforms): ________

  • Other activities that did not include interaction with cluster participants (e.g., cluster management, strategic planning): _________


  1. Please estimate the percentage of time that your cluster has dedicated to each of the following categories of activities in [year].

[Note to the programmer: the system ensures the total sums-up to 100%]

  • One-on-one counseling/technical assistance of small businesses: _________

  • Group events/activities: _________

  • Information dissemination (e.g., newsletters, industry-relevant database, virtual collaboration platforms): ________

  • Other activities that did not include interaction with cluster participants (e.g., cluster management, strategic planning): _________


Small Business Activities

  1. Overall, how many small businesses were provided with one-on-one counseling, technical assistance, or support in [year]?


  1. What were the modes of one-on-one counseling, technical assistance for small businesses?

Select all that apply

  • In-person

  • E-mail

  • Telephone

  • Web conference

  • Other, specify


  1. What were the areas of focus of one-on-one counseling, technical assistance? Select all that apply

  • Business development

  • Intellectual property

  • Licensing of new technology

  • Commercialization of new technology

  • Obtaining patents

  • Export/import

  • Marketing strategies

  • Financing (e.g., private equity, loans, SBIR/STTR, grants)

  • Contracting and subcontracting with government, corporate, nonprofit, or other sources

  • Partnership/alliances/collaboration

  • Business certifications

  • Other, specify

Group Events and Activities

  1. How many group events or activities did your cluster conduct in [year] for the following types?

  • Training and workshops: ____________

  • Networking: ____________

  • Matchmaking (e.g., small business referrals, teaming facilitation and support): ____________

  • Showcasing (e.g., technology and prototype demonstrations to third parties, trade exhibitions): ____________

  • Other specify: ____________


  1. On average, how many businesses, organizations, agencies, institutions, or other types of entities participated in each of the following events or activities? Select all that apply

  • Training and workshops: ____________

  • Networking: ____________

  • Matchmaking: ____________

  • Showcasing: ____________

  • Other, specify: ____________


  1. What were the areas of focus of the group events/activities? Select all that apply

  • Business development

  • Intellectual property

  • Licensing of new technology

  • Commercialization of new technology

  • Obtaining patents

  • Export/import

  • Marketing strategies

  • Financing (e.g., private equity, loans, SBIR/STTR, grants)

  • Contracting and subcontracting with government, corporate, nonprofit, or other sources

  • Partnership/alliances/collaboration

  • Business certifications

  • Other, specify




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