Shortages Data Collection

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
21 USC 356j.pdf	Supplementary Document	Uploaded 2023-03-27	Available
21 USC 356j.pdf	Supplementary Document	Uploaded 2023-03-27	Repair queued
0491 50J Shortages WebForms User Instructions.pdf	Supplementary Document	Uploaded 2023-03-27	Available
0491 50J Shortages WebForms User Instructions.pdf	Supplementary Document	Uploaded 2023-03-27	Repair queued
83-C Device Shortages 506J Notifications March 2023.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2023-03-27	Available
83-C Device Shortages 506J Notifications March 2023.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2023-03-27	Repair queued
0491 CDRH Data Shortages Collection SSA 2021 REV.docx	Supporting Statement A	Uploaded 2021-05-25	Available
0491 CDRH Data Shortages Collection SSA 2021 REV.docx	Supporting Statement A	Uploaded 2021-05-25	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
6195	Shortages Data Collection System	Other-Telephone Survey Script	Unchanged
244590	Notification under 506J	Other-guidance	Unchanged

ICR Details

OMB Control No: 0910-0491	ICR Reference No: 202303-0910-021
Status: Historical Active	Previous ICR Reference No: 202104-0910-015
Agency/Subagency: HHS/FDA	Agency Tracking No: CDRH
Title: Shortages Data Collection
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/06/2023
Retrieve Notice of Action (NOA)	Date Received in OIRA: 03/27/2023
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2024	06/30/2024	06/30/2024
Responses	18,800	0	18,800
Time Burden (Hours)	5,200	0	5,200
Cost Burden (Dollars)	0	0	0

---

Abstract: FDA maintains a medical device database which allows FDA to identify locations and manufacturers of hard to locate medical devices in the context of a Federally-declared disaster/emergency, an official emergency preparedness exercise, or a potential public health risk posed by non-disaster-related device shortage. Because of the dynamic nature of the medical device industry, particularly with respect to specific product lines, manufacturing capabilities and raw material/subcomponent sourcing, it is necessary to update the data in the Emergency Shortages Data Collection System at regular intervals, but efforts are made to limit the frequency of outreach to a specific manufacturer to no more than every 4 months. The Emergency Shortages Data Collection System will only include those medical devices for which there will likely be high demand during a specific emergency/disaster, or for which there are sufficiently small numbers of manufacturers such that disruption of manufacture, or loss of one or more of these manufacturers would create a shortage.

---

Authorizing Statute(s): US Code: 21 USC 393(d)(2) Name of Law: Food, Drug, and Cosmetic Act
  

Citations for New Statutory Requirements: US Code: 21 USC 356c Name of Law: FFDCA

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 10972	02/23/2021
30-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 28116	05/25/2021
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
Notification under 506J
Shortages Data Collection System

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	18,800	18,800	0	0	0	0
Annual Time Burden (Hours)	5,200	5,200	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The information collection reflects changes and adjustments. We have revised the information collection to include voluntary collection elements and provisions related to the CARES Act. This results in an adjustment of an additional 2,719 hours and 9,655 responses annually.

---

Annual Cost to Federal Government: $1,393,010

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Yes

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/27/2023

---