Information Collection

Covered Entity - Policies and Procedures

IC 259599 under ICR 202304-3235-010 · OMB 3235-0808.

Documents and Forms

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IC Title:

Covered Entity - Policies and Procedures

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.10

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 1,989

Number of Respondents for Small Entity: 353

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	1,989	1,989
Annual IC Time Burden (Hours)	43,102	43,102
Annual IC Cost Burden (Dollars)	2,959,632	2,959,632

Documents for IC

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Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.