OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Rule 10 and Form SCIR

OMB 3235-0808 ยท SEC.

OMB 3235-0808

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form Form SCIR Disclosure on Part II of Form SCIR and WebsiteForm
Form Form SCIR Filing amended Part I of Form SCIRForm
Form Form SCIR Filling out initial Part I of Form SCIRForm
Supporting Statement for Proposed Rule 10 and Proposed Form SCIR.pdfSupporting Statement A
Disclosure on Part II of Form SCIR and Website Form
Filing amended Part I of Form SCIR Form
Filling out initial Part I of Form SCIR Form
Annual delivery of disclosures to customers (Covered BDs) Information collection
Delivery of disclosures to new customers (Covered BDs) Information collection
Determination of Signficant Cybersecurity Incident and Immediate Notification to Commission Information collection
Non-Covered BD - Annual review Information collection
Non-Covered BD - Policies and Procedures Information collection
Covered Entity - Annual review Information collection
Covered Entity - Policies and Procedures Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202304-3235-010 New collection (Request for a new OMB Control Number) 2023-04-12 Comment filed on proposed rule