OMB control number

Rule 10 and Form SCIR

OMB 3235-0808 · SEC.

OMB 3235-0808

Latest forms, documents, and information collections
Document	Type
Form Form SCIR Form SCIR	Form
Form Form SCIR Disclosure on Part II of Form SCIR and Website	Form
Form Form SCIR Form SCIR	Form
Form Form SCIR Filing amended Part I of Form SCIR	Form
Form Form SCIR Form SCIR	Form
Form Form SCIR Filling out initial Part I of Form SCIR	Form
Supporting Statement for Proposed Rule 10 and Proposed Form SCIR.pdf	Supporting Statement A
File Form SCIR using custom XML	Information collection
Disclosure on Part II of Form SCIR and Website	Form
Disclosure on Part II of Form SCIR and Website	Form
Filing amended Part I of Form SCIR	Form
Filing amended Part I of Form SCIR	Form
Filling out initial Part I of Form SCIR	Form
Filling out initial Part I of Form SCIR	Form
Annual delivery of disclosures to customers (Covered BDs)	Information collection
Delivery of disclosures to new customers (Covered BDs)	Information collection
Determination of Signficant Cybersecurity Incident and Immediate Notification to Commission	Information collection
Non-Covered BD - Annual review	Information collection
Non-Covered BD - Policies and Procedures	Information collection
Covered Entity - Annual review	Information collection
Covered Entity - Policies and Procedures	Information collection

Historical document collections
Reference	Filing	Received	Concluded	Action
202304-3235-010	New collection (Request for a new OMB Control Number)	2023-04-12		Comment filed on proposed rule